0001209191-18-048610.txt : 20180828 0001209191-18-048610.hdr.sgml : 20180828 20180828131423 ACCESSION NUMBER: 0001209191-18-048610 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180824 FILED AS OF DATE: 20180828 DATE AS OF CHANGE: 20180828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LU KEH SHEW CENTRAL INDEX KEY: 0001196531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-25577 FILM NUMBER: 181041058 MAIL ADDRESS: STREET 1: C/O DIODES INC STREET 2: 3050 E HILLCREST DR CITY: WESTLAKE STATE: CA ZIP: 91362 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIODES INC /DEL/ CENTRAL INDEX KEY: 0000029002 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 952039518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-987-3900 MAIL ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-24 0 0000029002 DIODES INC /DEL/ DIOD 0001196531 LU KEH SHEW 4949 HEDGCOXE ROAD SUITE 200 PLANO TX 75024 1 1 0 0 President & CEO Diodes Incorporated Common Stock 2018-08-24 4 M 0 5000 15.05 A 620304 D Diodes Incorporated Common Stock 2018-08-24 4 S 0 4392 37.8202 D 615912 D Diodes Incorporated Common Stock 2018-08-27 4 M 0 50000 15.05 A 665912 D Diodes Incorporated Common Stock 2018-08-27 4 S 0 4389 37.95 D 661523 D Diodes Incorporated Common Stock 2018-08-27 4 S 0 4390 38.00 D 657133 D Diodes Incorporated Common Stock 2018-08-27 4 S 0 100 38.08 D 657033 D Diodes Incorporated Common Stock 2018-08-27 4 S 0 6922 38.05 D 650111 D Diodes Incorporated Common Stock 2018-08-27 4 S 0 7019 38.25 D 643092 D Diodes Incorporated Common Stock 2018-08-27 4 S 0 7016 38.45 D 636076 D Diodes Incorporated Common Stock 2018-08-27 4 S 0 7012 38.65 D 629064 D Diodes Incorporated Common Stock 2018-08-27 4 S 0 5608 38.96 D 623456 D Diodes Incorporated Common Stock 2018-08-27 4 S 0 1400 38.95 D 622056 D Diodes Incorporated Common Stock 46150 I Custodial Diodes Incorporated Common Stock 700000 I Lu Grandchildren's Trust Diodes Incorporated Common Stock - Performance Stock Units 125905 D 05/28/09 DIOD NQSO 15.05 2018-08-24 4 M 0 5000 0.00 D 2010-05-28 2019-05-28 Diodes Incorporated Common Stock - Diodes 5000 90000 D 05/28/09 DIOD NQSO 15.05 2018-08-27 4 M 0 50000 0.00 D 2010-05-28 2019-05-28 Diodes Incorporated Common Stock - Diodes 50000 40000 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.81 to $37.8319, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes. Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010. Richard D. White as Power of Attorney for Keh-Shew Lu 2018-08-28