0001209191-18-048610.txt : 20180828
0001209191-18-048610.hdr.sgml : 20180828
20180828131423
ACCESSION NUMBER: 0001209191-18-048610
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180824
FILED AS OF DATE: 20180828
DATE AS OF CHANGE: 20180828
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LU KEH SHEW
CENTRAL INDEX KEY: 0001196531
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-25577
FILM NUMBER: 181041058
MAIL ADDRESS:
STREET 1: C/O DIODES INC
STREET 2: 3050 E HILLCREST DR
CITY: WESTLAKE
STATE: CA
ZIP: 91362
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DIODES INC /DEL/
CENTRAL INDEX KEY: 0000029002
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 952039518
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4949 HEDGCOXE ROAD
STREET 2: SUITE 200
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 972-987-3900
MAIL ADDRESS:
STREET 1: 4949 HEDGCOXE ROAD
STREET 2: SUITE 200
CITY: PLANO
STATE: TX
ZIP: 75024
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-08-24
0
0000029002
DIODES INC /DEL/
DIOD
0001196531
LU KEH SHEW
4949 HEDGCOXE ROAD
SUITE 200
PLANO
TX
75024
1
1
0
0
President & CEO
Diodes Incorporated Common Stock
2018-08-24
4
M
0
5000
15.05
A
620304
D
Diodes Incorporated Common Stock
2018-08-24
4
S
0
4392
37.8202
D
615912
D
Diodes Incorporated Common Stock
2018-08-27
4
M
0
50000
15.05
A
665912
D
Diodes Incorporated Common Stock
2018-08-27
4
S
0
4389
37.95
D
661523
D
Diodes Incorporated Common Stock
2018-08-27
4
S
0
4390
38.00
D
657133
D
Diodes Incorporated Common Stock
2018-08-27
4
S
0
100
38.08
D
657033
D
Diodes Incorporated Common Stock
2018-08-27
4
S
0
6922
38.05
D
650111
D
Diodes Incorporated Common Stock
2018-08-27
4
S
0
7019
38.25
D
643092
D
Diodes Incorporated Common Stock
2018-08-27
4
S
0
7016
38.45
D
636076
D
Diodes Incorporated Common Stock
2018-08-27
4
S
0
7012
38.65
D
629064
D
Diodes Incorporated Common Stock
2018-08-27
4
S
0
5608
38.96
D
623456
D
Diodes Incorporated Common Stock
2018-08-27
4
S
0
1400
38.95
D
622056
D
Diodes Incorporated Common Stock
46150
I
Custodial
Diodes Incorporated Common Stock
700000
I
Lu Grandchildren's Trust
Diodes Incorporated Common Stock - Performance Stock Units
125905
D
05/28/09 DIOD NQSO
15.05
2018-08-24
4
M
0
5000
0.00
D
2010-05-28
2019-05-28
Diodes Incorporated Common Stock - Diodes
5000
90000
D
05/28/09 DIOD NQSO
15.05
2018-08-27
4
M
0
50000
0.00
D
2010-05-28
2019-05-28
Diodes Incorporated Common Stock - Diodes
50000
40000
D
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.81 to $37.8319, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.
Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010.
Richard D. White as Power of Attorney for Keh-Shew Lu
2018-08-28