0001209191-17-055800.txt : 20171004
0001209191-17-055800.hdr.sgml : 20171004
20171004161723
ACCESSION NUMBER: 0001209191-17-055800
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171002
FILED AS OF DATE: 20171004
DATE AS OF CHANGE: 20171004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LU KEH SHEW
CENTRAL INDEX KEY: 0001196531
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-25577
FILM NUMBER: 171121822
MAIL ADDRESS:
STREET 1: C/O DIODES INC
STREET 2: 3050 E HILLCREST DR
CITY: WESTLAKE
STATE: CA
ZIP: 91362
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DIODES INC /DEL/
CENTRAL INDEX KEY: 0000029002
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 952039518
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4949 HEDGCOXE ROAD
STREET 2: SUITE 200
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 972-987-3900
MAIL ADDRESS:
STREET 1: 4949 HEDGCOXE ROAD
STREET 2: SUITE 200
CITY: PLANO
STATE: TX
ZIP: 75024
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-10-02
0
0000029002
DIODES INC /DEL/
DIOD
0001196531
LU KEH SHEW
4949 HEDGCOXE ROAD
SUITE 200
PLANO
TX
75024
1
1
0
0
President & CEO
Diodes Incorporated Common Stock
2017-10-02
4
M
0
40000
27.95
A
1072021
D
Diodes Incorporated Common Stock
2017-10-02
4
S
0
19738
29.99
D
1052283
D
Diodes Incorporated Common Stock
2017-10-02
4
S
0
19690
30.38
D
1032593
D
Diodes Incorporated Common Stock
2017-10-02
4
S
0
10000
30.00
D
1022593
D
Diodes Incorporated Common Stock
2017-10-03
4
M
0
20000
27.95
A
1042593
D
Diodes Incorporated Common Stock
2017-10-03
4
S
0
19656
30.68
D
1022937
D
Diodes Incorporated Common Stock
46150
I
Custodial
Diodes Incorporated Common Stock
90400
I
Revocable Trust
Diodes Incorporated Common Stock
476783
I
Lu Grandchildren's Trust
Diodes Incorporated Common Stock - Performance Stock Units
62905
D
05/29/2008 DIOD NQSO
27.95
2017-10-02
4
M
0
40000
0.00
D
2009-05-29
2018-05-29
Diodes Incorporated Common Stock - Diodes
40000
71000
D
05/29/2008 DIOD NQSO
27.95
2017-10-03
4
M
0
20000
0.00
D
2009-05-29
2018-05-29
Diodes Incorporated Common Stock - Diodes
20000
51000
D
Exercised under a 10b5-1 plan.
Sold under a 10b5-1 plan.
These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.
Non-qualified stock options exercisable in four equal annual installments beginning 05/29/2009.
Richard D. White as Power of Attorney for Keh-Shew Lu
2017-10-04