0001209191-15-027592.txt : 20150318 0001209191-15-027592.hdr.sgml : 20150318 20150318180918 ACCESSION NUMBER: 0001209191-15-027592 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150316 FILED AS OF DATE: 20150318 DATE AS OF CHANGE: 20150318 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIODES INC /DEL/ CENTRAL INDEX KEY: 0000029002 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 952039518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-987-3900 MAIL ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LU KEH SHEW CENTRAL INDEX KEY: 0001196531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-25577 FILM NUMBER: 15711186 MAIL ADDRESS: STREET 1: C/O DIODES INC STREET 2: 3050 E HILLCREST DR CITY: WESTLAKE STATE: CA ZIP: 91362 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-03-16 0 0000029002 DIODES INC /DEL/ DIOD 0001196531 LU KEH SHEW 4949 HEDGCOXE ROAD SUITE 200 PLANO TX 75024 1 1 0 0 President & CEO Diodes Incorporated Common Stock 2015-03-16 4 M 0 30000 11.5333 A 852692 D Diodes Incorporated Common Stock 2015-03-16 4 S 0 26000 29.75 D 826692 D Diodes Incorporated Common Stock 2015-03-17 4 M 0 13125 11.5333 A 839817 D Diodes Incorporated Common Stock 2015-03-17 4 S 0 9784 29.75 D 830033 D Diodes Incorporated Common Stock 33550 I Custodial Diodes Incorporated Common Stock 103000 I Revocable Trust Diodes Incorporated Common Stock 476783 I Lu Grandchildren's Trust 4/14/05 DIOD NQSO 11.5333 2015-03-16 4 M 0 30000 0.00 D 2006-04-14 2015-04-14 Diodes Incorporated Common Stock - Diodes 30000 88125 D 4/14/05 DIOD NQSO 11.5333 2015-03-17 4 M 0 13125 0.00 D 2006-04-14 2015-04-14 Diodes Incorporated Common Stock - Diodes 13125 75000 D Exercise pursuant to previously filed 10b5-1 Plan. Sale pursuant to previously filed 10b5-1 Plan. These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes. Non-qualified stock options exercisable in three equal annual installments beginning 04/14/2006. Richard D. White as Power of Attorney for Keh-Shew Lu 2015-03-18