0001209191-14-037802.txt : 20140529 0001209191-14-037802.hdr.sgml : 20140529 20140529191418 ACCESSION NUMBER: 0001209191-14-037802 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140527 FILED AS OF DATE: 20140529 DATE AS OF CHANGE: 20140529 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIODES INC /DEL/ CENTRAL INDEX KEY: 0000029002 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 952039518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-987-3900 MAIL ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LU KEH SHEW CENTRAL INDEX KEY: 0001196531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-25577 FILM NUMBER: 14877517 MAIL ADDRESS: STREET 1: C/O DIODES INC STREET 2: 3050 E HILLCREST DR CITY: WESTLAKE STATE: CA ZIP: 91362 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-05-27 0 0000029002 DIODES INC /DEL/ DIOD 0001196531 LU KEH SHEW 4949 HEDGCOXE ROAD SUITE 200 PLANO TX 75024 1 1 0 0 President & CEO Diodes Incorporated Common Stock 2014-05-27 4 A 0 80000 0.00 A 839319 D Diodes Incorporated Common Stock 2014-05-28 4 S 0 6 27.78 D 839313 D Diodes Incorporated Common Stock 2014-05-28 4 S 0 620 27.52 D 838693 D Diodes Incorporated Common Stock 33550 I Custodial Diodes Incorporated Common Stock 105000 I Revocable Trust Diodes Incorporated Common Stock 476783 I Lu Grandchildren's Trust 05/27/14 DIOD NQSO 27.92 2014-05-27 4 A 0 80000 0.00 A 2015-05-26 2022-05-27 Diodes Incorporated Common Stock - Diodes 80000 80000 D Restricted stock units vest in four equal installments beginning 05/26/2015. Granted under Rule 16b-3 Plan. Vested restricted stock unit shares automatically sold to cover income tax for the 05/24/2010, 05/26/2011, and 05/21/2012 awards. These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes. Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2015. Richard D. White as Power of Attorney for Keh-Shew Lu 2014-05-29