0001181431-13-020372.txt : 20130402 0001181431-13-020372.hdr.sgml : 20130402 20130402214638 ACCESSION NUMBER: 0001181431-13-020372 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090528 FILED AS OF DATE: 20130402 DATE AS OF CHANGE: 20130402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LU KEH SHEW CENTRAL INDEX KEY: 0001196531 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 002-25577 FILM NUMBER: 13737648 MAIL ADDRESS: STREET 1: C/O DIODES INC STREET 2: 3050 E HILLCREST DR CITY: WESTLAKE STATE: CA ZIP: 91362 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIODES INC /DEL/ CENTRAL INDEX KEY: 0000029002 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 952039518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-987-3900 MAIL ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 4/A 1 rrd375182.xml FORM 4/A X0306 4/A 2009-05-28 2009-06-01 0 0000029002 DIODES INC /DEL/ DIOD 0001196531 LU KEH SHEW 4949 HEDGCOXE ROAD, SUITE 200 PLANO TX 75024 1 1 0 0 President & CEO Common Stock (Right-to-Buy) 15.05 2009-05-28 4 A 0 100000 0 A 2010-05-28 2019-05-28 Diodes, Inc. Common Stock 100000 100000 D Common Stock (Right-to-Buy) 19.28 2010-05-24 4 A 0 100000 0 A 2011-05-24 2020-05-24 Diodes, Inc. Common Stock 100000 100000 D Common Stock (Right-to-Buy) 29.21 2011-05-26 4 A 0 100000 0 A 2012-05-26 2021-05-26 Diodes, Inc. Common Stock 100000 100000 D Common Stock (Right-to-Buy) 19.27 2012-05-21 4 A 0 100000 0 A 2013-05-26 2022-05-21 Diodes, Inc. Common Stock 100000 100000 D Form 4s were filed on June 1, 2009, May 26, 2010, May 31, 2011 and May 23, 2012 to report grants of stock options (each annual grant, an "Option Grant") to purchase 220,000, 196,000, 196,000, 196,000 shares, respectively, of the Company's Common Stock under the Company's 2001 Omnibus Equity Incentive Plan, as amended. The Company and the reporting person have agreed and confirmed (1) that the reporting person will assert no claim that any such Option Grant provided for the purchase of more than 100,000 shares of Company Common Stock, and (2) that each Option Grant document be deemed amended to reflect the foregoing 100,000 share limitation. NQSO Exercisable in 4 equal annual installments beginning 5/28/2010. NQSO Exercisable in 4 equal annual installments beginning 5/24/2011. NQSO Exercisable in 4 equal annual installments beginning 5/26/2012. NQSO Exercisable in 4 equal annual installments beginning 5/26/2013. Granted under Rule 16b-3 Plan. /s/ Richard D. White as Power of Attorney for Keh-Shew Lu 2013-04-02