0001181431-13-020372.txt : 20130402
0001181431-13-020372.hdr.sgml : 20130402
20130402214638
ACCESSION NUMBER: 0001181431-13-020372
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20090528
FILED AS OF DATE: 20130402
DATE AS OF CHANGE: 20130402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LU KEH SHEW
CENTRAL INDEX KEY: 0001196531
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-25577
FILM NUMBER: 13737648
MAIL ADDRESS:
STREET 1: C/O DIODES INC
STREET 2: 3050 E HILLCREST DR
CITY: WESTLAKE
STATE: CA
ZIP: 91362
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DIODES INC /DEL/
CENTRAL INDEX KEY: 0000029002
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 952039518
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4949 HEDGCOXE ROAD
STREET 2: SUITE 200
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 972-987-3900
MAIL ADDRESS:
STREET 1: 4949 HEDGCOXE ROAD
STREET 2: SUITE 200
CITY: PLANO
STATE: TX
ZIP: 75024
4/A
1
rrd375182.xml
FORM 4/A
X0306
4/A
2009-05-28
2009-06-01
0
0000029002
DIODES INC /DEL/
DIOD
0001196531
LU KEH SHEW
4949 HEDGCOXE ROAD, SUITE 200
PLANO
TX
75024
1
1
0
0
President & CEO
Common Stock (Right-to-Buy)
15.05
2009-05-28
4
A
0
100000
0
A
2010-05-28
2019-05-28
Diodes, Inc. Common Stock
100000
100000
D
Common Stock (Right-to-Buy)
19.28
2010-05-24
4
A
0
100000
0
A
2011-05-24
2020-05-24
Diodes, Inc. Common Stock
100000
100000
D
Common Stock (Right-to-Buy)
29.21
2011-05-26
4
A
0
100000
0
A
2012-05-26
2021-05-26
Diodes, Inc. Common Stock
100000
100000
D
Common Stock (Right-to-Buy)
19.27
2012-05-21
4
A
0
100000
0
A
2013-05-26
2022-05-21
Diodes, Inc. Common Stock
100000
100000
D
Form 4s were filed on June 1, 2009, May 26, 2010, May 31, 2011 and May 23, 2012 to report grants of stock options (each annual grant, an "Option Grant") to purchase 220,000, 196,000, 196,000, 196,000 shares, respectively, of the Company's Common Stock under the Company's 2001 Omnibus Equity Incentive Plan, as amended. The Company and the reporting person have agreed and confirmed (1) that the reporting person will assert no claim that any such Option Grant provided for the purchase of more than 100,000 shares of Company Common Stock, and (2) that each Option Grant document be deemed amended to reflect the foregoing 100,000 share limitation.
NQSO Exercisable in 4 equal annual installments beginning 5/28/2010.
NQSO Exercisable in 4 equal annual installments beginning 5/24/2011.
NQSO Exercisable in 4 equal annual installments beginning 5/26/2012.
NQSO Exercisable in 4 equal annual installments beginning 5/26/2013.
Granted under Rule 16b-3 Plan.
/s/ Richard D. White as Power of Attorney for Keh-Shew Lu
2013-04-02