0000950170-24-099423.txt : 20240821 0000950170-24-099423.hdr.sgml : 20240821 20240821121450 ACCESSION NUMBER: 0000950170-24-099423 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240819 FILED AS OF DATE: 20240821 DATE AS OF CHANGE: 20240821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LU KEH SHEW CENTRAL INDEX KEY: 0001196531 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-25577 FILM NUMBER: 241228022 MAIL ADDRESS: STREET 1: C/O DIODES INC STREET 2: 3050 E HILLCREST DR CITY: WESTLAKE STATE: CA ZIP: 91362 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIODES INC /DEL/ CENTRAL INDEX KEY: 0000029002 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 952039518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-987-3900 MAIL ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 4 1 ownership.xml 4 X0508 4 2024-08-19 0000029002 DIODES INC /DEL/ DIOD 0001196531 LU KEH SHEW 4949 HEDGCOXE ROAD SUITE 200 PLANO TX 75024 true true false false CEO false Diodes Incorporated Common Stock 2024-08-19 4 S false 10010 67.195 D 275791 I Lu Grandchildren's Trust Diodes Incorporated Common Stock 2024-08-19 4 S false 10000 67.3094 D 246492 I Texastac Investments, LP Diodes Incorporated Common Stock 91756 D Diodes Incorporated Common Stock 6000 I The Lu Family Foundation Diodes Incorporated Common Stock 4700 I The Lu 2017 Irrevocable Trust Diodes Incorporated Common Stock - Performance Stock Units 131000 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.95 to $67.60, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.19 to $67.50, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Diodes Incorporated has been informed that as of July 17, 2023, Keh-Shew Lu was no longer a custodian on any and all of his grandchildren's Uniform Transfer to Minor Accounts, and he no longer has any control or authority over the shares in those custodial accounts. As of the prior Form 4 filing on May 30, 2024, those custodial accounts represented 46,150 shares. Brett R. Whitmire as Power of Attorney for Keh-Shew Lu 2024-08-21