-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KNvF8UEXDvzkYuSqShzovZK/hnIz1kg/rifyoxwpNdqHUZ8TWDAgYRfYD6uHFj2h wVetspeGvCcwtU+S3P60ZQ== 0000029002-06-000038.txt : 20060918 0000029002-06-000038.hdr.sgml : 20060918 20060918174551 ACCESSION NUMBER: 0000029002-06-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060915 FILED AS OF DATE: 20060918 DATE AS OF CHANGE: 20060918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIODES INC /DEL/ CENTRAL INDEX KEY: 0000029002 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 952039518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3050 E HILLCREST DR CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 BUSINESS PHONE: 8054464800 MAIL ADDRESS: STREET 1: 3050 E HILLCREST DR SUITE 200 STREET 2: 3050 E HILLCREST DR SUITE 200 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 913623154 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WERTZ CARL C CENTRAL INDEX KEY: 0001196534 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-25577 FILM NUMBER: 061096508 MAIL ADDRESS: STREET 1: C/O DIODES INC STREET 2: 3050 E HILLCREST DR CITY: WESTLAKE STATE: CA ZIP: 91362 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-09-15 0 0000029002 DIODES INC /DEL/ DIOD 0001196534 WERTZ CARL C C/O DIODES INC 3050 E HILLCREST DR WESTLAKE CA 91362 0 1 0 0 Chief Financial Officer Common Stock 2006-09-15 4 M 0 20250 3.6978 A 23671 D Common Stock 2006-09-15 4 S 0 20250 44.3044 D 3421 D Common Stock 2006-09-15 4 M 0 13500 3.7911 A 16921 D Common Stock 2006-09-15 4 S 0 13500 44.2962 D 3421 D Common Stock 2006-09-18 4 M 0 6750 3.7911 A 10171 D Common Stock 2006-09-18 4 S 0 6750 44.75 D 3421 D Common Stock 2006-09-18 4 M 0 10250 8.6933 A 13671 D Common Stock 2006-09-18 4 S 0 10250 47 D 3421 D Common Stock 2006-09-18 4 M 0 10000 8.6933 A 13421 D Common Stock 2006-09-18 4 S 0 10000 46 D 3421 D Common Stock (Right to Buy) 3.6978 2006-09-15 4 M 0 20250 D 2002-07-30 2011-07-30 Common Stock 20250 129375 D Common Stock (Right to Buy) 3.7911 2006-09-15 4 M 0 13500 D 2003-06-28 2012-06-28 Common Stock 13500 115875 D Common Stock (Right to Buy) 3.7911 2006-09-18 4 M 0 6750 D 2003-06-28 2012-06-28 Common Stock 6750 109125 D Common Stock (Right to Buy) 8.6933 2006-09-18 4 M 0 20250 D 2004-08-01 2013-08-01 Common Stock 20250 88875 D Exercise pursuant to previously filed 10b5-1 Plan. Sale pursuant to previously filed 10b5-1 Plan. Options exercisable in 3 equal annual installments beginning 07/30/2002. Granted under Rule 16b-3 Plan. Options exercisable in 3 equal annual installments beginning 06/28/2003. Options exercisable in 3 equal annual installments beginning 08/01/2004. Carl C. Wertz 2006-09-18 -----END PRIVACY-ENHANCED MESSAGE-----