-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EkA8xWnX02LaOKlA0aocS9awTvMsJypVM5VFDgkP4mtJ7Aqq1RjKjH9BuDWAKQTl fnFZXvzSZebkdKpSvF4+NQ== 0000029002-06-000033.txt : 20060815 0000029002-06-000033.hdr.sgml : 20060815 20060815190445 ACCESSION NUMBER: 0000029002-06-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060814 FILED AS OF DATE: 20060815 DATE AS OF CHANGE: 20060815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WERTZ CARL C CENTRAL INDEX KEY: 0001196534 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-25577 FILM NUMBER: 061036665 MAIL ADDRESS: STREET 1: C/O DIODES INC STREET 2: 3050 E HILLCREST DR CITY: WESTLAKE STATE: CA ZIP: 91362 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIODES INC /DEL/ CENTRAL INDEX KEY: 0000029002 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 952039518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3050 E HILLCREST DR CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 BUSINESS PHONE: 8054464800 MAIL ADDRESS: STREET 1: 3050 E HILLCREST DR SUITE 200 STREET 2: 3050 E HILLCREST DR SUITE 200 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 913623154 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-08-14 0 0000029002 DIODES INC /DEL/ DIOD 0001196534 WERTZ CARL C C/O DIODES INC 3050 E HILLCREST DR WESTLAKE CA 91362 0 1 0 0 Chief Financial Officer Common Stock 2006-08-14 4 S 0 6750 35 D 37171 D Common Stock 2006-08-14 4 S 0 9000 35.5 D 28171 D Common Stock 2006-08-15 4 S 0 24750 36 D 3421 D Common Stock 2006-08-15 4 M 0 28125 2.22 A 31546 D Common Stock 2006-08-15 4 S 0 10125 37.5 D 21421 D Common Stock 2006-08-15 4 S 0 18000 37 D 3421 D Common Stock 2006-08-15 4 M 0 28125 1.4815 A 31546 D Common Stock 2006-08-15 4 S 0 28125 36.5 D 3421 D Common Stock (Right to Buy) 2.22 2006-08-15 4 M 0 28125 D 1999-10-01 2008-10-01 Common Stock 28125 205875 D Common Stock (Right to Buy) 1.4815 2006-08-15 4 M 0 28125 D 1999-10-01 2008-10-01 Common Stock 28125 177750 D Exercise pursuant to previously filed 10b5-1 Plan. Sale pursuant to previously filed 10b5-1 Plan. Options exercisable in 3 equal annual installments beginning 10/01/1999. Options granted under Rule 16b-3 Plan. Carl C. Wertz 2006-08-15 -----END PRIVACY-ENHANCED MESSAGE-----