-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BluG9XNr+3neqO2Z3JtazNnABZk09pCY0gxiYVXh6BsA1YwU4HL55wQqgTdhi854 pUZ9CXO3ZnAd3EeNDhH68w== 0000029002-03-000071.txt : 20031106 0000029002-03-000071.hdr.sgml : 20031106 20031106125600 ACCESSION NUMBER: 0000029002-03-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031105 FILED AS OF DATE: 20031106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LU M K CENTRAL INDEX KEY: 0001196529 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-25577 FILM NUMBER: 03981631 MAIL ADDRESS: STREET 1: C/O DIODES INC STREET 2: 3050 E HILLCREST DR CITY: WESTLAKE STATE: CA ZIP: 91362 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIODES INC /DEL/ CENTRAL INDEX KEY: 0000029002 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 952039518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3050 E HILLCREST DR CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 BUSINESS PHONE: 8054464800 MAIL ADDRESS: STREET 1: 3050 E HILLCREST DR SUITE 200 STREET 2: 3050 E HILLCREST DR SUITE 200 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 913623154 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-11-05 0 0000029002 DIODES INC /DEL/ DIOD 0001196529 LU M K C/O DIODES INC 3050 E HILLCREST DR WESTLAKE CA 91362 1 0 0 0 Common Stock 2003-11-05 4 M 0 8300 7.5 A 8300 D Common Stock 2003-11-05 4 S 0 8300 26 D 0 D Common Stock 2003-11-05 4 M 0 10000 7.5 A 10000 D Common Stock 2003-11-05 4 S 0 10000 28.001 D 0 D Common Stock (Right to Buy) 7.5 2003-11-05 4 M 0 8300 D 1996-06-30 2005-06-30 Common Stock 8300 56000 D Common Stock (Right to Buy) 7.5 2003-11-05 4 M 0 10000 D 1996-06-30 2005-06-30 Common Stock 10000 46000 D Exercise pursuant to previously filed 10b5-1 Plan. Sale pursuant to previously filed 10b5-1 Plan. Options exercisable in 3 equal annual installments beginning 06/30/1996. Options granted under Rule 16b-3 Plan. Carl C. Wertz (as Power of Attorney for M.K. Lu) 2003-11-06 -----END PRIVACY-ENHANCED MESSAGE-----