0001140361-17-024497.txt : 20170608 0001140361-17-024497.hdr.sgml : 20170608 20170608172203 ACCESSION NUMBER: 0001140361-17-024497 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170608 FILED AS OF DATE: 20170608 DATE AS OF CHANGE: 20170608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DILLARD'S, INC. CENTRAL INDEX KEY: 0000028917 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 710388071 STATE OF INCORPORATION: AR FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 1600 CANTRELL RD CITY: LITTLE ROCK STATE: AR ZIP: 72201 BUSINESS PHONE: 5013765200 MAIL ADDRESS: STREET 1: 1600 CANTRELL ROAD CITY: LITTLE ROCK STATE: AR ZIP: 72201 FORMER COMPANY: FORMER CONFORMED NAME: DILLARDS INC DATE OF NAME CHANGE: 19980622 FORMER COMPANY: FORMER CONFORMED NAME: DILLARD DEPARTMENT STORES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greenlight Masters, LLC CENTRAL INDEX KEY: 0001449674 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06140 FILM NUMBER: 17900983 BUSINESS ADDRESS: STREET 1: 140 EAST 45TH STREET STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-973-1900 MAIL ADDRESS: STREET 1: 140 EAST 45TH STREET STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DME Advisors, LP CENTRAL INDEX KEY: 0001300763 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06140 FILM NUMBER: 17900984 BUSINESS ADDRESS: STREET 1: 140 EAST 45TH STREET STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212.973.1900 MAIL ADDRESS: STREET 1: 140 EAST 45TH STREET STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: Greenlight Capital Advisors, L.L.C. DATE OF NAME CHANGE: 20040817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DME Capital Management, LP CENTRAL INDEX KEY: 0001489933 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06140 FILM NUMBER: 17900985 BUSINESS ADDRESS: STREET 1: 140 EAST 45TH STREET STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-973-1900 MAIL ADDRESS: STREET 1: 140 EAST 45TH STREET STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DME Advisors GP, L.L.C. CENTRAL INDEX KEY: 0001358081 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06140 FILM NUMBER: 17900986 BUSINESS ADDRESS: STREET 1: 140 EAST 45TH STREET STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212.973.1900 MAIL ADDRESS: STREET 1: 140 EAST 45TH STREET STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREENLIGHT CAPITAL INC CENTRAL INDEX KEY: 0001079114 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06140 FILM NUMBER: 17900987 BUSINESS ADDRESS: STREET 1: 140 EAST 45TH STREET STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2129731900 MAIL ADDRESS: STREET 1: 140 EAST 45TH STREET STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EINHORN DAVID CENTRAL INDEX KEY: 0001240451 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06140 FILM NUMBER: 17900988 MAIL ADDRESS: STREET 1: 140 EAST 45TH STREET STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc1.xml FORM 4 X0306 4 2017-06-08 1 0000028917 DILLARD'S, INC. DDS 0001240451 EINHORN DAVID 140 EAST 45TH STREET FLOOR 24 NEW YORK NY 10017 0 0 1 0 0001079114 GREENLIGHT CAPITAL INC 140 EAST 45TH STREET 24TH FLOOR NEW YORK NY 10017 0 0 1 0 0001358081 DME Advisors GP, L.L.C. 140 EAST 45TH STREET 24TH FLOOR NEW YORK NY 10017 0 0 1 0 0001489933 DME Capital Management, LP 140 EAST 45TH STREET 24TH FLOOR NEW YORK NY 10017 0 0 1 0 0001300763 DME Advisors, LP 140 EAST 45TH STREET 24TH FLOOR NEW YORK NY 10017 0 0 1 0 0001449674 Greenlight Masters, LLC 140 EAST 45TH STREET 24TH FLOOR NEW YORK NY 10017 0 0 1 0 Class A Common Stock 2017-06-08 4 S 0 1300 51.4960 D 75900 I See Footnote Class A Common Stock 2017-06-08 4 S 0 7800 51.4960 D 431300 I See Footnote Class A Common Stock 2017-06-08 4 S 0 13525 51.4960 D 863917 I See Footnote Class A Common Stock 2017-06-08 4 S 0 4700 51.4960 D 335700 I See Footnote Class A Common Stock 2017-06-08 4 S 0 4500 51.4960 D 342000 I See Footnote Class A Common Stock 2017-06-08 4 S 0 1300 51.4960 D 91230 I See Footnote Class A Common Stock 2017-06-08 4 S 0 2000 51.4960 D 375300 I See Footnote David Einhorn is the president of Greenlight Capital, Inc. ("Greenlight Inc."), the senior manager of DME Advisors GP, LLC ("DME GP"), and the senior manager of Greenlight Masters, LLC ("Masters LLC"). DME GP is the general partner of DME Advisors, LP ("DME") and DME Capital Management, LP ("DME CM"). Mr. Einhorn may be deemed to beneficially own the securities reported herein by virtue of his positions with respect to Greenlight Inc., DME GP, and Masters LLC. The foregoing entities control the disposition and voting of shares of Class A Common Stock ("Shares") of Dillard's, Inc. (the "Issuer"), owned by the following entities: Greenlight Capital, L.P. ("GCLP"), Greenlight Capital Qualified, L.P. ("GCQP"), Greenlight Capital Offshore Partners ("GCOP"), Greenlight Capital (Gold), LP ("GGLP"), Greenlight Capital Offshore Master (Gold), Ltd. ("GGOM"), Greenlight Masters Partners ("GMP") and an account managed by DME (the "Managed Account," and, together with GCLP, GCQP, GCOP, GGLP, GGOM, Greenlight Inc., DME GP, DME, DME CM, Masters LLC and Mr. Einhorn, the "Greenlight Parties"), in the respective capacities and quantities further described in the footnotes below. Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), the Greenlight Parties disclaim beneficial ownership of the Shares except to the extent of their respective pecuniary interests therein. The filing of this Form 3 shall not be construed as an admission that any of the Greenlight Parties is or was for the purposes of Section 16(a) of the Act, or otherwise, the beneficial owner of any of the Shares owned by GCLP, GCQP, GCOP, GGLP, GGOM, GMP or the Managed Account. Greenlight Inc. controls the voting and disposition of 75,900 Shares held for the account of GCLP, of which Greenlight Inc. acts as investment manager. Greenlight Inc. controls the voting and disposition of 431,300 Shares held for the account of GCQP, of which Greenlight Inc. acts as investment manager. Greenlight Inc. controls the voting and disposition of 863,917 Shares held for the account of GCOP, of which Greenlight Inc. acts as investment manager. DME CM controls the voting and disposition of 335,700 Shares held for the account of GGLP, of which DME CM acts as investment manager. DME CM controls the voting and disposition of 342,000 Shares held for the account of GGOM, of which DME CM acts as investment manager. Masters LLC controls the voting and disposition of 91,230 Shares held for the account of GMP, of which Masters LLC acts as general manager. DME controls the voting and disposition of 375,300 Shares held for the account of the Managed Account, for which DME serves as the investment manager. * The Power of Attorney executed by David Einhorn, authorizing the signatory to sign and file this Schedule 13G on David Einhorn's behalf, filed as Exhibit 99.2 to the Schedule 13G filed with the Securities and Exchange Commission on May 24, 2010 by the Reporting Persons with respect to the common stock of NCR Corporation, is hereby incorporated by reference. /s/ Daniel Roitman*, attorney-in-fact for David Einhorn 2017-06-08 /s/ Daniel Roitman, Chief Operating Officer of Greenlight Capital, Inc. 2017-06-08 /s/ Daniel Roitman, Chief Operating Officer of DME Advisors GP, L.L.C., General Partner of DME Advisors, L.P. 2017-06-08 /s/ Daniel Roitman, Chief Operating Officer of DME Capital Management, L.P. 2017-06-08 /s/ Daniel Roitman, Chief Operating Officer of DME Advisors GP, L.L.C. 2017-06-08 /s/ Daniel Roitman, Chief Operating Officer of Greenlight Masters, LLC 2017-06-08