-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KTVBUn7Kr4TRhC54h596iEk3dz/tR4pgPWzZGMRyfD0O4AHgK13s1NxZatX776PP rfEH1XDjcep6CNn6/K2RUA== 0000950135-96-004046.txt : 19960924 0000950135-96-004046.hdr.sgml : 19960924 ACCESSION NUMBER: 0000950135-96-004046 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960629 FILED AS OF DATE: 19960923 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIGITAL EQUIPMENT CORP CENTRAL INDEX KEY: 0000028887 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 042226590 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-05296 FILM NUMBER: 96633081 BUSINESS ADDRESS: STREET 1: 146 MAIN ST CITY: MAYNARD STATE: MA ZIP: 01754 BUSINESS PHONE: 6178975111 MAIL ADDRESS: STREET 2: 111 POWDER MILL ROAD MS02-3/F13 CITY: MAYNARD STATE: MA ZIP: 01754 10-K/A 1 DIGITAL EQUIPMENT CORPORATION 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 10-K/A AMENDMENT NO. 1 TO FORM 10-K (X) Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 FOR THE FISCAL YEAR ENDED JUNE 29, 1996 or ( ) Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . ----- ----- Commission file number 1-5296 DIGITAL EQUIPMENT CORPORATION ----------------------------- (Exact name of registrant as specified in its charter) Massachusetts 04-2226590 - ------------- ---------- (State or other jurisdiction of (I.R.S. Employer Ident. No.) incorporation or organization) 111 Powdermill Road, Maynard, Massachusetts 01754-1499 - ------------------------------------------- ----------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (508) 493-5111 -------------- Securities registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which registered (a) - ------------------- --------------------------------------------- Common Stock, par value $1 New York Stock Exchange per share Pacific Stock Exchange Chicago Stock Exchange Depositary shares each representing New York Stock Exchange one-fourth of a share of 8-7/8% Series A Cumulative Preferred Stock, par value $1 per share (a) In addition, shares of Common Stock of the registrant are listed on certain stock exchanges in Switzerland and Germany. Securities registered pursuant to Section 12(g) of the Act: None Indicate by check mark whether the registrant (a) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (b) has been subject to such filing requirements for the past 90 days. YES X NO --- --- Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of the registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of the Form 10-K or any amendment to this Form 10-K. [ ] As of September 16, 1996, 154,324,142 shares of the registrant's Common Stock, par value $1, were issued and outstanding. The aggregate market value of the registrant's voting stock held by non-affiliates of the registrant as of September 16, 1996 was approximately $6.4 billion. DOCUMENTS INCORPORATED BY REFERENCE Portions of the registrant's 1996 Annual Report to Stockholders are incorporated by reference in Part II hereof. Portions of the registrant's Proxy Statement for its 1996 Annual Meeting of Stockholders, scheduled to be held on November 14, 1996, are incorporated by reference in Part III hereof. 2 The undersigned registrant hereby amends page 54 of Exhibit 13 to its Annual Report on Form 10-K as set forth below: OFFICERS AND MANAGEMENT *Robert B. Palmer Chairman of the Board, President and Chief Executive Officer R.E. Caldwell Vice President, Digital Semiconductor Bobby A. F. Choonavala Vice President; President, Asia Pacific *Charles F. Christ Vice President and General Manager, Components Division Bruce L. Claflin Vice President and General Manager, Personal Computer Business Unit *Harold D. Copperman Vice President and General Manager, Systems Business Unit Vincenzo Damiani Vice President; President, Digital Europe *Savino R. (Sid) Ferrales Vice President, Worldwide Human Resources Richard J. Fishburn Vice President and Chief Information Officer Samuel H. Fuller Vice President and Chief Scientist Charles B. Holleran Vice President, Communications Ilene H. Lang Vice President, Internet Software Business Unit Hans Larsen Vice President, Controller and Chief Accounting Officer Alexis Makris Vice President and Controller, Business Operations Gail S. Mann Vice President, Assistant General Counsel, Secretary and Clerk *Paul J. Milbury Vice President and Treasurer *Vincent J. Mullarkey Vice President, Finance and Chief Financial Officer *John J. Rando Vice President and General Manager, Digital Services Division Robert J. Rennick Vice President and General Manager, Network Product Business Unit *Thomas C. Siekman Vice President and General Counsel *William D. Strecker Vice President, Corporate Strategy and Technology and Chief Technical Officer *"Executive Officer" under the Securities Exchange Act of 1934. SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange of 1934, the registrant has duly caused this amendment to be signed on its behalf by the undersigned, thereunto duly authorized. DIGITAL EQUIPMENT CORPORATION (Registrant) By:/s/ Gail S. Mann ---------------- Dated: September 20, 1996 Gail S. Mann Vice President, Assistant General Counsel, Secretary and Clerk -----END PRIVACY-ENHANCED MESSAGE-----