0001505637-12-000096.txt : 20120503 0001505637-12-000096.hdr.sgml : 20120503 20120503160654 ACCESSION NUMBER: 0001505637-12-000096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120501 FILED AS OF DATE: 20120503 DATE AS OF CHANGE: 20120503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWIDARSKI THOMAS W CENTRAL INDEX KEY: 0001223808 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04879 FILM NUMBER: 12809718 MAIL ADDRESS: STREET 1: 5995 MAYFAIR RD STREET 2: P O BOX 3077 CITY: NORTH CANTON STATE: OH ZIP: 44720 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIEBOLD INC CENTRAL INDEX KEY: 0000028823 STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578] IRS NUMBER: 340183970 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 3077 STREET 2: 5995 MAYFAIR RD CITY: NORTH CANTON STATE: OH ZIP: 44720-8077 BUSINESS PHONE: 3304904000 MAIL ADDRESS: STREET 1: PO BOX 3077 CITY: NORTH CANTON STATE: OH ZIP: 44720-8077 4 1 edgar.xml PRIMARY DOCUMENT X0305 4 2012-05-01 0000028823 DIEBOLD INC DBD 0001223808 SWIDARSKI THOMAS W C/O DIEBOLD, INCORPORATED 5995 MAYFAIR ROAD NORTH CANTON OH 44720 1 1 0 0 President & CEO Common Stock 1653 I 401(k) Common Stock 2012-05-01 4 M 0 25000 37.87 A 170318 D Common Stock 2012-05-01 4 S 0 25000 39.8909 D 145318 D Common Stock 2012-05-02 4 M 0 25000 37.87 A 170318 D Common Stock 2012-05-02 4 S 0 25000 39.236 D 145318 D Common Stock 55566 I By Wife Non-qualified Stock Option 53.10 2005-02-11 2014-02-10 Common Stock 25000 25000 D Non-qualified Stock Option 55.23 2006-02-10 2015-02-09 Common Stock 22900 22900 D Non-qualified Stock Option 37.87 2012-05-01 4 M 0 25000 37.87 D 2012-12-11 Common Stock 25000 125000 D Non-qualified Stock Option 37.87 2012-05-02 4 M 0 25000 37.87 D 2012-12-11 Common Stock 25000 100000 D Non-qualified Stock Option 25.53 2009-02-13 2018-02-12 Common Stock 120000 120000 D Non-qualified Stock Option 24.79 2010-02-11 2019-02-10 Common Stock 150000 150000 D Non-qualified Stock Option 27.88 2011-02-11 2020-02-10 Common Stock 127500 127500 D Non-qualified Stock Option 33.75 2012-02-14 2021-02-13 Common Stock 135000 135000 D Non-qualified Stock Option 34.89 2013-02-08 2022-02-07 Common Stock 174000 174000 D Number of 401(k) shares owned as of most current statement; fractional shares omitted. Number includes restricted stock units 75,000 of these options became exercisable when the stock traded at $50/share or higher for 20 consecutive trading days in July 2007, and the second 75,000 will become exercisable when the stock trades at $60/share or higher for 20 consecutive trading days. All remaining options will become exercisable on the sixth anniversary date of the award. Chad F. Hesse, Att'y.-in-fact for Thomas W. Swidarski 2012-05-03