0001505637-12-000057.txt : 20120223 0001505637-12-000057.hdr.sgml : 20120223 20120223151243 ACCESSION NUMBER: 0001505637-12-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120220 FILED AS OF DATE: 20120223 DATE AS OF CHANGE: 20120223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWIDARSKI THOMAS W CENTRAL INDEX KEY: 0001223808 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04879 FILM NUMBER: 12633534 MAIL ADDRESS: STREET 1: 5995 MAYFAIR RD STREET 2: P O BOX 3077 CITY: NORTH CANTON STATE: OH ZIP: 44720 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIEBOLD INC CENTRAL INDEX KEY: 0000028823 STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578] IRS NUMBER: 340183970 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 3077 STREET 2: 5995 MAYFAIR RD CITY: NORTH CANTON STATE: OH ZIP: 44720-8077 BUSINESS PHONE: 3304904000 MAIL ADDRESS: STREET 1: PO BOX 3077 CITY: NORTH CANTON STATE: OH ZIP: 44720-8077 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-02-20 0000028823 DIEBOLD INC DBD 0001223808 SWIDARSKI THOMAS W C/O DIEBOLD, INCORPORATED 5995 MAYFAIR ROAD NORTH CANTON OH 44720 1 1 0 0 President & CEO Common Stock 1643 I 401(k) Common Stock 2012-02-20 4 A 0 35000 38.78 A 160277 D Common Stock 2012-02-20 4 F 0 15733 38.78 D 144544 D Common Stock 55566 I By Wife Non-qualified Stock Option 36.31 2004-02-05 2013-02-04 Common Stock 20000 20000 D Non-qualified Stock Option 53.10 2005-02-11 2014-02-10 Common Stock 25000 25000 D Non-qualified Stock Option 55.23 2006-02-10 2015-02-09 Common Stock 22900 22900 D Non-qualified Stock Option 37.87 2012-12-11 Common Stock 150000 150000 D Non-qualified Stock Option 25.53 2009-02-13 2018-02-12 Common Stock 120000 120000 D Non-qualified Stock Option 24.79 2010-02-11 2019-02-10 Common Stock 150000 150000 D Non-qualified Stock Option 27.88 2011-02-11 2020-02-10 Common Stock 127500 127500 D Non-qualified Stock Option 33.75 2012-02-14 2021-02-13 Common Stock 135000 135000 D Non-qualified Stock Option 34.89 2013-02-08 2022-02-07 Common Stock 174000 174000 D Number of 401(k) shares owned as of most current statement; fractional shares omitted. Reflects delivery of performance shares earned for performance period 2009-2011 under the Equity and Performance Incentive Plan, as amended, and withholding of shares pursuant to tax withholding right. Number includes restricted stock units 75,000 of these options became exercisable when the stock traded at $50/share or higher for 20 consecutive trading days in July 2007, and the second 75,000 will become exercisable when the stock trades at $60/share or higher for 20 consecutive trading days. All remaining options will become exercisable on the sixth anniversary date of the award. Chad F. Hesse, Att'y.-in-fact for Thomas W. Swidarski 2012-02-23