-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UmFotbHsx2yulu7cQJVCLP6isoBY2ftdILNB4hC2mOClmQ4+SQrNh6GkB84ijBK4 FEXtYo1NKLalRdnj3IyE9g== 0001254183-07-000017.txt : 20070216 0001254183-07-000017.hdr.sgml : 20070216 20070216164000 ACCESSION NUMBER: 0001254183-07-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070214 FILED AS OF DATE: 20070216 DATE AS OF CHANGE: 20070216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWIDARSKI THOMAS W CENTRAL INDEX KEY: 0001223808 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04879 FILM NUMBER: 07631862 MAIL ADDRESS: STREET 1: 5995 MAYFAIR RD STREET 2: P O BOX 3077 CITY: NORTH CANTON STATE: OH ZIP: 44720 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIEBOLD INC CENTRAL INDEX KEY: 0000028823 STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578] IRS NUMBER: 340183970 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 3077 STREET 2: 5995 MAYFAIR RD CITY: CANTON STATE: OH ZIP: 44720-8077 BUSINESS PHONE: 3304904000 MAIL ADDRESS: STREET 1: PO BOX 3077 CITY: CANTON STATE: OH ZIP: 44720-8077 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-02-14 0000028823 DIEBOLD INC DBD 0001223808 SWIDARSKI THOMAS W C/O DIEBOLD, INCORPORATED 5995 MAYFAIR ROAD NORTH CANTON OH 44720 1 1 0 0 President & CEO Common Stock 1268 I 401(k) Common Stock 2007-02-14 5 G 0 4015 0 A 6648 I By Wife Common Stock 2007-02-14 4 A 0 5900 47.27 A 17677 D Common Stock 2007-02-14 4 F 0 1885 47.27 D 15792 D Common Stock 2007-02-14 5 G 0 4015 0 D 11777 D Common Stock 2007-02-14 4 A 0 40000 0 A 51777 D Non-qualified Stock Option 47.532 1999-01-29 2008-01-28 Common Stock 600 600 D Non-qualified Stock Option 34.813 2000-01-28 2009-01-27 Common Stock 1300 1300 D Non-qualified Stock Option 22.88 2001-01-27 2010-01-26 Common Stock 1500 1500 D Non-qualified Stock Option 28.69 2002-02-07 2011-02-06 Common Stock 8000 8000 D Non-qualified Stock Option 36.59 2003-02-06 2012-02-05 Common Stock 15000 15000 D Non-qualified Stock Option 36.31 2004-02-05 2013-02-04 Common Stock 20000 20000 D Non-qualified Stock Option 53.10 2005-02-11 2014-02-10 Common Stock 25000 25000 D Non-qualified Stock Option 55.23 2006-02-10 2015-02-09 Common Stock 22900 22900 D Non-qualified Stock Option 37.87 2012-12-11 Common Stock 150000 150000 D Number of 401(k) shares owned as of most current statement; fractional shares omitted. Reflects delivery of performance shares earned for performance period 1/28/2004-1/30/2007 under the 1991 Equity and Performance Incentive Plan, as amended, and withholding of shares pursuant to tax withholding right. Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold, Incorporated common stock. This award includes performance targets: 50% vest when stock trades for 20 consecutive trading days at $62/share or greater and 50% when stock trades at $75/share for 20 consecutive trading days. Number includes restricted stock units 75,000 of these options will become exercisable when the stock trades at $50/share or higher for 20 consecutive trading days, and the second 75,000 will become exercisable when the stock trades at $60/share or higher for 20 consecutive trading days. Otherwise all 150,000 options will become exercisable on the sixth anniversary date of the award. Chad F. Hesse, Att'y.-in-fact for Thomas W. Swidarski 2007-02-16 -----END PRIVACY-ENHANCED MESSAGE-----