-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RryOlzfin2yDAaBdECKJn3GawteQajG8XfSsNGX4JRmtu3BvrLquvFHldXfHIC/a 6Kc2XMnw6cVBQDlEHiegiA== 0000950152-97-004769.txt : 19970627 0000950152-97-004769.hdr.sgml : 19970627 ACCESSION NUMBER: 0000950152-97-004769 CONFORMED SUBMISSION TYPE: 11-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19961231 FILED AS OF DATE: 19970626 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIEBOLD INC CENTRAL INDEX KEY: 0000028823 STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578] IRS NUMBER: 340183970 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 11-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-04879 FILM NUMBER: 97630211 BUSINESS ADDRESS: STREET 1: P.O. BOX 8230 CITY: CANTON STATE: OH ZIP: 44711-8230 BUSINESS PHONE: 2164894000 MAIL ADDRESS: STREET 1: PO BOX 8230 CITY: CANTON STATE: OH ZIP: 44711-8230 11-K 1 DIEBOLD INC. FORM 11-K 1 - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - -------------------------------------------------------------------------------- FORM 11-K (X) ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 1996 OR ( ) TRANSITION REPORT PURSUANT TO 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from .......... to .......... Commission file number 1-4879 ------ DIEBOLD, INCORPORATED 401(K) SAVINGS PLAN - -------------------------------------------------------------------------------- (Full title of the plan) - -------------------------------------------------------------------------------- Diebold, Incorporated 5995 Mayfair Road P.O. Box 3077 North Canton, Ohio 44720-8077 - -------------------------------------------------------------------------------- (Name of issuer of the securities held by the plan and the address of its principal executive office) 2 REQUIRED INFORMATION Audited plan financial statements and schedules prepared in accordance with the financial reporting requirements of the Employee Retirement Income Security Act of 1974, as amended, are filed herewith in lieu of the requirements of an audited statement of financial condition and statement of income and changes in plan equity. Financial Statements and Exhibits - --------------------------------- A) The following financial statements and schedules are filed as part of this annual report: 1) Statements of Net Assets Available for Benefits (with Fund Information) - December 31, 1996 and 1995 2) Statements of Changes in Net Assets Available for Benefits (with Fund Information) - Years Ended December 31, 1996 and 1995 3) Notes to Financial Statements - December 31, 1996 and 1995 4) Schedule 1 - Line 27 a - Schedule of Assets Held for Investment Purposes - December 31, 1996 5) Schedule 2 - Line 27 d - Schedule of Reportable Transactions - Year Ended December 31, 1996 B) The following exhibit is filed as part of this annual report: 23. Consent of Independent Auditors All other schedules required by the Department of Labor's Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974 have been omitted because there is no information to report. -2- 3 INDEPENDENT AUDITORS' REPORT The Plan Administrator and Participants Diebold, Incorporated 401(k) Savings Plan We have audited the accompanying statements of net assets available for benefits of Diebold, Incorporated 401(k) Savings Plan as of December 31, 1996 and 1995, and the related statements of changes in net assets available for benefits for the years then ended. These financial statements are the responsibility of the Plan's management. Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits in accordance with generally accepted auditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion. In our opinion, the financial statements referred to above present fairly, in all material respects, the net assets available for benefits of the Diebold, Incorporated 401(k) Savings Plan as of December 31, 1996 and 1995, and the changes in net assets available for benefits for the years then ended in conformity with generally accepted accounting principles. Our audits were performed for the purpose of forming an opinion on the basic financial statements taken as a whole. The supplemental schedules of assets held for investment purposes and reportable transactions are presented for the purpose of additional analysis and are not a required part of the basic financial statements but are supplementary information required by the Department of Labor's Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. The fund information in the statements of net assets available for benefits and the statements of changes in net assets available for benefits is presented for purposes of additional analysis rather than to present the net assets available for benefits and changes in net assets available for benefits of each fund. The supplemental schedules and fund information have been subjected to the auditing procedures applied in the audits of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. /s/KPMG PEAT MARWICK LLP KPMG PEAT MARWICK LLP Cleveland, Ohio June 20, 1997 -3- 4 DIEBOLD, INCORPORATED 401(k) SAVINGS PLAN STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS (WITH FUND INFORMATION) DECEMBER 31, 1996
PARTICIPANT DIRECTED ----------------------------------------------------------------------------------------------------- MANAGED COMPANY GROWTH EQUITY INVESTMENT INCOME STOCK COMPANY OVERSEAS INDEX BALANCED GRADE BOND PORTFOLIO FUND FUND FUND FUND FUND FUND ----------- ------------ ------------- ------------- -------------- ------------- ------------- Assets: Investments Guaranteed Investment Contracts - Fidelity Managed Income Portfolio $6,470,705 $ -- $ -- $ -- $ -- $ -- $ -- Equities - Diebold, Incorporated Common Shares -- 74,049,459 -- -- -- -- -- Mutual funds - Fidelity Mutual Funds -- -- -- 19,355,357 433,521 11,947,402 7,373,908 4,348,337 Fidelity Retirement Government Money Market -- -- -- -- -- -- -- Victory Financial Reserves Portfolio 26,579 1,781,007 269,263 66,447 182,243 92,934 59,725 Participant notes receivable -- -- -- -- -- -- -- --------- ---------- ---------- ------- ---------- --------- --------- Total investments 6,497,284 75,830,466 19,624,620 499,968 12,129,645 7,466,842 4,408,062 Cash -- -- -- -- -- -- -- Accrued income 31,747 5,047 322 168 266 114 23,509 --------- ---------- ---------- ------- ---------- --------- --------- Total assets 6,529,031 75,835,513 19,624,942 500,136 12,129,911 7,466,956 4,431,571 Accounts payable 31,669 1,365,388 129,800 57,850 101,100 47,270 54,511 --------- ---------- ---------- ------- ---------- --------- --------- Net assets available for benefits: $6,497,362 $74,470,125 $19,495,142 $442,286 $12,028,811 $7,419,686 $4,377,060 ========= ========== ========== ======= ========== ========= ========= -------------------------- RETIREMENT TOTAL GOVERNMENT LOAN ALL FUND FUND FUNDS ------------ ------------ ------------ Assets: Investments Guaranteed Investment Contracts - Fidelity Managed Income Portfolio $ -- $ -- $ 6,470,705 Equities - Diebold, Incorporated Common Shares -- -- 74,049,459 Mutual funds - Fidelity Mutual Funds -- -- -- 43,458,525 Fidelity Retirement Government Money Market 1,544,947 -- 1,544,947 Victory Financial Reserves Portfolio 33,453 -- 2,511,651 Participant notes receivable -- 1,032,138 1,032,138 --------- --------- ----------- Total investments 1,578,400 1,032,138 129,067,425 Cash -- 26,127 26,127 Accrued income 6,694 -- 67,867 --------- --------- ----------- Total assets 1,585,094 1,058,265 129,161,419 Accounts payable 28,702 -- 1,816,290 --------- --------- ----------- Net assets available for benefits: $1,556,392 $1,058,265 $127,345,129 ========= ========= ===========
See accompanying notes to financial statements. -4- 5 DIEBOLD, INCORPORATED 401(k) SAVINGS PLAN STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS (WITH FUND INFORMATION) DECEMBER 31, 1995
PARTICIPANT DIRECTED ----------------------------------------------------------------------------------------------------- MANAGED COMPANY GROWTH EQUITY INVESTMENT INCOME STOCK COMPANY OVERSEAS INDEX BALANCED GRADE BOND PORTFOLIO FUND FUND FUND FUND FUND FUND ----------- ------------ ------------- ------------- -------------- ------------- ------------- Assets: Investments Guaranteed Investment Contracts - Fidelity Managed Income Portfolio $5,579,299 $ -- $ -- $ -- $ -- $ -- $ -- Equities - Diebold, Incorporated Common Shares -- 36,351,860 -- -- -- -- -- Mutual funds - Fidelity Mutual Funds -- -- 13,543,159 -- 7,914,017 6,604,064 4,061,318 Fidelity Retirement Government Money Market -- -- -- -- -- -- -- Victory Financial Reserves Portfolio 52,314 473,593 172,710 -- 107,481 87,665 34,820 Participant notes receivable -- -- -- -- -- -- -- ---------- ----------- ----------- ----------- ---------- ---------- ---------- Total investments 5,631,613 36,825,453 13,715,869 -- 8,021,498 6,691,729 4,096,138 Cash -- -- 87,655 -- 107,713 -- -- Accrued income 28,760 1,958 674 -- 403 322 22,261 ---------- ----------- ----------- ----------- ---------- ---------- ---------- Total assets 5,660,373 36,827,411 13,804,198 -- 8,129,614 6,692,051 4,118,399 Accounts payable 30,463 50,430 -- -- -- 123,219 50,560 ---------- ----------- ----------- ----------- ---------- ---------- ---------- Net assets available for benefits: $5,629,910 $36,776,981 $13,804,198 $ -- $8,129,614 $6,568,832 $4,067,839 ========== =========== =========== =========== ========== ========== ========== -------------------------- RETIREMENT TOTAL GOVERNMENT LOAN ALL FUND FUND FUNDS ------------ ------------ ------------ Assets: Investments Guaranteed Investment Contracts - Fidelity Managed Income Portfolio $ -- $ -- $ 5,579,299 Equities - Diebold, Incorporated Common Shares -- -- 36,351,860 Mutual funds - Fidelity Mutual Funds -- -- 32,122,558 Fidelity Retirement Government Money Market 1,286,007 -- 1,286,007 Victory Financial Reserves Portfolio 13,473 -- 942,056 Participant notes receivable -- 805,713 805,713 ----------- ----------- ----------- Total investments 1,299,480 805,713 77,087,493 Cash -- -- 195,368 Accrued income 5,938 459 60,775 ----------- ----------- ----------- Total assets 1,305,418 806,172 77,343,636 Accounts payable 20,969 -- 275,641 ----------- ----------- ----------- Net assets available for benefits: $ 1,284,449 $ 806,172 $77,067,995 =========== =========== ===========
See accompanying notes to financial statements. -5- 6 DIEBOLD, INCORPORATED 401(k) SAVINGS PLAN STATEMENT OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS (WITH FUND INFORMATION) YEAR ENDED DECEMBER 31, 1996
PARTICIPANT DIRECTED --------------------------------------------------------------------------------------- MANAGED COMPANY GROWTH EQUITY INCOME STOCK COMPANY OVERSEAS INDEX BALANCED PORTFOLIO FUND FUND FUND FUND FUND ----------- ------------ ------------- ------------- ------------- ------------- Additions: Contributions Participant $ 905,914 $ 4,156,407 $ 3,572,279 $ 123,405 $ 1,919,208 $ 1,352,514 Employer 113,574 5,557,515 382,439 9,499 210,261 156,662 ------------ ------------ ------------ ------------ ------------ ------------ 1,019,488 9,713,922 3,954,718 132,904 2,129,469 1,509,176 Investment income/(loss): Registered Investment Funds 345,036 31,320 852,265 24,944 292,093 337,789 Dividends -- 737,891 -- -- -- -- Interests -- -- -- -- -- -- Net appreciation/ (depreciation) in the fair value of investments -- 28,112,592 1,700,353 (2,927) 1,764,422 300,189 ------------ ------------ ------------ ------------ ------------ ------------ 345,036 28,881,803 2,552,618 22,017 2,056,515 637,978 ------------ ------------ ------------ ------------ ------------ ------------ Total additions, net 1,364,524 38,595,725 6,507,336 154,921 4,185,984 2,147,154 Deductions: Withdrawals (317,363) (1,525,586) (579,381) (111) (253,499) (261,363) Excess of additions ------------ ------------ ------------ ------------ ------------ ------------ over deductions 1,047,161 37,070,139 5,927,955 154,810 3,932,485 1,885,791 Transfers between funds (179,709) 623,005 (237,011) 287,476 (33,288) (1,034,937) Net assets available for benefits: Beginning of year 5,629,910 36,776,981 13,804,198 -- 8,129,614 6,568,832 ------------ ------------ ------------ ------------ ------------ ------------ End of year $ 6,497,362 $ 74,470,125 $ 19,495,142 $ 442,286 $ 12,028,811 $ 7,419,686 ============ ============ ============ ============ ============ ============ --------------------------------------------- INVESTMENT RETIREMENT TOTAL GRADE BOND GOVERNMENT LOAN ALL FUND FUND FUND FUNDS ------------ ------------- ------------- ----------- Additions: Contributions Participant $ 804,727 $ 306,066 $ -- $ 13,140,520 Employer 99,923 36,121 -- 6,565,994 ------------ ------------ ------------ ------------ 904,650 342,187 -- 19,706,514 Investment income/(loss): Registered Investment Funds 276,298 72,502 -- 2,232,247 Dividends -- -- -- 737,891 Interests -- -- 110,640 110,640 Net appreciation/ (depreciation) in the fair value of investments (145,131) -- -- 31,729,498 ------------ ------------ ------------ ------------ 131,167 72,502 110,640 34,810,276 ------------ ------------ ------------ ------------ Total additions, net 1,035,817 414,689 110,640 54,516,790 Deductions: Withdrawals (180,411) (48,741) (1,073,201) (4,239,656) Excess of additions ------------ ------------ ------------ ------------ over deductions 855,406 365,948 (962,561) 50,277,134 Transfers between funds (546,185) (94,005) 1,214,654 -- Net assets available for benefits: Beginning of year 4,067,839 1,284,449 806,172 77,067,995 ------------ ------------ ------------ ------------ End of year $ 4,377,060 $ 1,556,392 $ 1,058,265 $127,345,129 ============ ============ ============ ============
See accompanying notes to financial statements. -6- 7 DIEBOLD, INCORPORATED 401(k) SAVINGS PLAN STATEMENT OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS (WITH FUND INFORMATION) YEAR ENDED DECEMBER 31, 1995
PARTICIPANT DIRECTED --------------------------------------------------------------------------------------- MANAGED COMPANY GROWTH EQUITY INCOME STOCK COMPANY OVERSEAS INDEX BALANCED PORTFOLIO FUND FUND FUND FUND FUND --------- ----------- ------------ ------------- ------------- ------------ Additions: Contributions Participant $ 892,697 $ 2,608,298 $ 2,461,120 $ -- $ 1,312,192 $ 1,435,926 Employer 116,967 4,533,463 273,964 -- 147,005 166,903 ------------ ------------ ------------ ------------ ------------ ------------ 1,009,664 7,141,761 2,735,084 -- 1,459,197 1,602,829 Investment income: Registered Investment Funds 305,673 14,005 618,654 -- 184,606 261,628 Dividends -- 571,013 -- -- -- -- Interests -- -- -- -- -- -- Net appreciation in the fair value of investments -- 9,072,098 2,754,877 -- 1,725,690 554,615 ------------ ------------ ------------ ------------ ------------ ------------ 305,673 9,657,116 3,373,531 -- 1,910,296 816,243 ------------ ------------ ------------ ------------ ------------ ------------ Total additions, net 1,315,337 16,798,877 6,108,615 -- 3,369,493 2,419,072 Deductions: Withdrawals (422,154) (786,991) (224,562) -- (160,365) (172,831) Excess of additions ------------ ------------ ------------ ------------ ------------ ------------ over deductions 893,183 16,011,886 5,884,053 -- 3,209,128 2,246,241 Transfers between funds 363,417 (421,845) 233,241 -- 288,930 (902,999) Net assets available for benefits: Beginning of year 4,373,310 21,186,940 7,686,904 -- 4,631,556 5,225,590 ------------ ------------ ------------ ------------ ------------ ------------ End of year $ 5,629,910 $ 36,776,981 $ 13,804,198 $ -- $ 8,129,614 $ 6,568,832 ============ ============ ============ ============ ============ ============ -------------------------------------------- INVESTMENT RETIREMENT TOTAL GRADE BOND GOVERNMENT LOAN ALL FUND FUND FUND FUNDS ------------ ---------- ----------- ----------- Additions: Contributions Participant $ 780,818 $ 291,044 $ -- $ 9,782,095 Employer 100,652 35,505 -- 5,374,459 ------------ ------------ ------------ ------------ 881,470 326,549 -- 15,156,554 Investment income: Registered Investment Funds 251,567 63,172 459 1,699,764 Dividends -- -- -- 571,013 Interests -- -- 29,590 29,590 Net appreciation in the fair value of investments 265,894 -- -- 14,373,174 ------------ ------------ ------------ ------------ 517,461 63,172 30,049 16,673,541 ------------ ------------ ------------ ------------ Total additions, net 1,398,931 389,721 30,049 31,830,095 Deductions: Withdrawals (107,086) (68,662) (1,396) (1,944,047) Excess of additions ------------ ------------ ------------ ------------ over deductions 1,291,845 321,059 28,653 29,886,048 Transfers between funds (453,040) 114,777 777,519 -- Net assets available for benefits: Beginning of year 3,229,034 848,613 -- 47,181,947 ------------ ------------ ------------ ------------ End of year $ 4,067,839 $ 1,284,449 $ 806,172 $ 77,067,995 ============ ============ ============ ============
See accompanying notes to financial statements -7- 8 DIEBOLD, INCORPORATED 401(k) SAVINGS PLAN NOTES TO FINANCIAL STATEMENTS DECEMBER 31, 1996 AND 1995 (1) Description of the Plan ----------------------- The following brief description of the Diebold, Incorporated 401(k) Savings Plan (the "Plan") provides only general information. Participants should refer to the Plan document for a more complete description of the Plan's provisions. (a) General ------- The Board of Directors of Diebold, Incorporated (the "Employer") established this defined contribution plan effective as of April 1, 1990. The Plan covers all non-bargaining unit employees of the Employer and affiliates who have completed ninety days of employment. The Plan is subject to certain provisions of the Employee Retirement Income Security Act of 1974 (ERISA). (b) Contributions ------------- For the years ended December 31, 1996 and 1995, the Plan allowed each participant to contribute from one to ten percent (in one percent increments) of pre-tax compensation, but not in excess of the maximum amount permitted by the Internal Revenue Code of 1986. In 1996 and 1995, the Employer contributed as a Basic Matching Contribution an amount equal to sixty cents for each dollar of a participant's pre-tax contributions during each payroll period up to three percent of the participant's compensation in such payroll period and thirty cents for each dollar of a participant's pre-tax contributions on the next three percent of the participant's compensation in such payroll period. At the end of any Plan Year, the Employer, at its discretion, may determine that an Additional Matching Contribution be made for the next succeeding Plan year. The amount of any Additional Matching Contribution shall be determined solely by action of the Board of Directors. An Additional Matching Contribution was made in 1996 and 1995 such that the total matching contribution (including the Basic Matching Contribution) was eighty cents for each dollar of a participant's pre-tax contributions during each payroll period up to four percent of the participant's compensation in such payroll period and forty cents for each dollar of a participant's pre-tax contributions on the next four percent of the participant's compensation in such payroll period. -8- 9 DIEBOLD, INCORPORATED 401(k) SAVINGS PLAN NOTES TO FINANCIAL STATEMENTS (continued) (c) Participants' Accounts ---------------------- As of January 1, 1992, the Employer, as the plan administrator for the Plan, established two separate accounts for each participant, a Regular Account and a Retiree Medical Funding Account. All participant contributions are deposited into the Regular Account. Each participant may direct that his or her contributions to the Regular Account be invested in the Managed Income Portfolio, the Company Stock Fund, the Growth Company Fund, the Overseas Fund, the Equity Index Portfolio, the Balanced Fund, the Investment Grade Bond Fund, the Retirement Government Money Market Fund, or any combination thereof with the minimum investment in any fund/portfolio of five percent. For 1996 and 1995, the Employer's Basic Matching Contribution was divided between the Regular Account and the Retiree Medical Funding Account. The portion of the Employer's Basic Matching Contribution which was equal to thirty cents for each dollar contributed by a participant up to three percent of the participant's compensation in such payroll period was deposited in the Retiree Medical Funding Account. These Employer contributions were invested in the above named funds and/or portfolios according to the participant's direction. In 1996 and 1995, the additional fifty cents for each dollar of participant's pre-tax contributions on the first three percent of pay was deposited in the Regular Account and was invested in the Company Stock Fund. (d) Vesting ------- A participant's pre-tax contributions and earnings and the Employer's pre-tax contributions and earnings are immediately vested and nonforfeitable. (e) Distribution of Benefits ------------------------ Upon termination of service with the Employer or affiliate, a participant shall receive his or her total account balance in a lump sum payment if such total account balance does not exceed $3,500. Otherwise, the participant may elect to receive his or her total account balance in a lump sum payment upon termination, defer receipt until retirement date, or make a direct rollover to a qualified plan. A participant entitled to a distribution during the years ended December 31, 1996 and 1995, received cash for his or her lump sum distribution, except for funds in the Company Stock Fund for which an election of cash or the Employer's Common Shares was made. (f) Withdrawals ----------- Until March 31, 1995, a financial hardship provision was available enabling a participant to withdraw an amount to cover an immediate and heavy financial need. (g) Participant Notes Receivable ---------------------------- Effective April 1, 1995, the Plan was amended and the Loan Fund was established to administer the activities of participant loans. Loan transactions are treated as a transfer to (from) the investment fund from (to) the Loan Fund. Under the terms of the Plan, active participants of the Plan may borrow against their account balances. The minimum amount of any loan is $1,000 and the maximum is $50,000 or 50% of a participant's total vested balance (in $100 increments), whichever is less. Loan payments are made through equal payroll deductions over the loan period of one to five years. All loans must be repaid in full year increments. Interest charged is determined by the Savings Plan Committee based on the prime interest rate plus one percent as of the loan effective date. -9- 10 DIEBOLD, INCORPORATED 401(k) SAVINGS PLAN NOTES TO FINANCIAL STATEMENTS (continued) (h) Expenses -------- All costs and expenses incident to the administration of the Plan and the management of the trust fund are paid by the Plan administrator except for loan processing and administration fees associated with the Loan Fund which are borne by the individual loan participants. (2) Summary of Significant Accounting Policies ------------------------------------------ (a) Basis of Presentation --------------------- The accompanying financial statements have been prepared on an accrual basis in accordance with generally accepted accounting principles. (b) Investments ----------- The Plan's investments are stated at fair value as of the last business day of the Plan year, except for investments in the Managed Income Portfolio. This fund is represented by purchases of units in the Fidelity Managed Income Portfolio, which invests primarily in guaranteed investment contracts. The fund is fully benefit-responsive, and accordingly, investments in this fund are valued at the underlying contract value. Shares of registered investment companies are valued at quoted market prices which represent the net asset value of shares held by the Plan at year-end. The Company stock is valued at its quoted market price. Participant notes receivable are valued at cost which approximates fair value. All purchases and sales transactions are recorded on a trade date basis. (c) Use of Estimates ---------------- The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts of net assets available for benefits and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of changes in net assets available for plan benefits during the reporting period. Actual results could differ from those estimates. (3) Federal Income Taxes -------------------- On November 19, 1992, the Plan received a determination letter from the Internal Revenue Service that the Plan qualified under the provisions of Section 401(a) and 401(k) of the Internal Revenue Code and that the trust was exempt from federal income taxes under Section 501(c). The plan administrator believes that the Plan continues to qualify under the provisions of Section 401(a) and 401(k) and that the trust is exempt from federal income taxes. (4) Plan Termination ---------------- Although it has not expressed any intent to do so, the Employer reserves the right at any time, by action of its Board of Directors, to terminate the Plan or discontinue contributions thereto. -10- 11 Schedule 1 ---------- DIEBOLD, INCORPORATED 401(k) SAVINGS PLAN LINE 27 a - SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES DECEMBER 31, 1996 EIN: 34-0183970 Plan Number: 012
COLUMN A COLUMN B COLUMN C COLUMN D COLUMN E -------- -------- -------- -------- -------- Description of Investment Identity of Issue, Including Maturity Date, Rate Borrower, Lessor, of Interest, Collateral, Par, or Current or Similar Party Maturity Value Cost Value -------------------- -------------------------------- ----------- ------------ Fidelity Investments Guaranteed Investment Contracts $ 6,470,705 $ 6,470,705 * Diebold, Incorporated 1,177,725 Shares Common Stock 31,717,237 74,049,459 Fidelity Investments Growth Company Fund 15,112,141 19,355,357 Fidelity Investments Overseas Fund 436,448 433,521 Fidelity Investments Equity Index Portfolio 8,298,206 11,947,402 Fidelity Investments Balanced Fund 6,775,714 7,373,908 Fidelity Investments Investment Grade Bond Fund 4,431,119 4,348,337 Fidelity Investments Retirement Government Money Market 1,544,947 1,544,947 * Key Trust Victory Financial Reserves Portfolio 2,511,651 2,511,651 * Participant Loans Participant loans with various rates of interest from 9.25% to 10% and various maturity dates from 1997 to 2002 0 1,032,138 Cash 26,127 26,127 ----------- ------------ $77,324,295 $129,093,552 =========== ============ - ----------------- * Party-in-interest
NOTE: The cost of participant loans is $0 based upon instructions for the Form 5500 Line 27a. See accompanying independent auditors' report. -11- 12 Schedule 2 ---------- DIEBOLD, INCORPORATED 401(k) SAVINGS PLAN LINE 27 d - SCHEDULE OF REPORTABLE TRANSACTIONS YEAR ENDED DECEMBER 31, 1996 EIN: 34-0183970 Plan Number: 012 Reportable transactions for the year ended December 31, 1996 as reported by the Plan's trustee, Key Trust, are listed on the subsequent pages as follows: FUND PAGES ------------------------------- --------- Company Stock Fund 13 Growth Company Fund 13 Victory Financial Reserves Fund 14 - 35 The following key may be used to correlate the information provided by the Plan's trustee to the presentation required by the Employee Retirement Income Security Act of 1974 (ERISA) and its related regulations for Category 1 transactions:
ERISA Presentation Plan Trustee Presentation ---------------------------------- --------------------------------- (A) Identity of party involved Broker/party (B) Description of assets Asset description (C) Purchase price Purchase/sale, cost/proceeds (D) Selling price Purchase/sale, cost/proceeds (E) Lease/rental Not used (F) Expense incurred with transaction Broker commission, other expense (G) Cost of asset Cost of asset (H) Current value of asset on transaction date Purchase/sale, cost/proceeds (I) Net gain or (loss) Net gain/loss
See accompanying independent auditor's report. -12- 13 01-129 KeyTrust RPT# 1772 5% REPORT BY ASSET-AGGREGATE TRANSACTIONS 01/01/96 THROUGH 12/31/96
ACCOUNT PAGE 92 20-20-202-0344730 DIEBOLD SAL 401K CONS ACCT 401T VALUATION76,984,591.21 THRESHOLD 3,849,229.56 BROKER/PARTY TRAN SETTLE SHARES/ PURCHASE/SALE BROKER OTHER COST OF PREVIOUS NET ASSET DESCRIPTION TYPE DATE UNITS COST/PROCEEDS COMMISSION EXPENSE ASSET ANNUAL MARKET GAIN/LOSS DIEBOLD INC COM PUR 03/01/96 51,559.000 2,058,802.43 2,062.36 .00 2,060,864.79 2,060,864.79 .00 PUR 03/29/96 11,608.000 466,397.83 464.32 .00 466,862.15 466,862.15 .00 PUR 04/03/96 12,182.000 481,189.00 487.28 .00 481,676.28 481,676.28 .00 PUR 05/01/96 4,719.000 181,681.50 283.14 .00 181,964.64 181,964.64 .00 PUR 06/04/96 11,300.000 426,111.70 452.00 .00 426,563.70 426,563.70 .00 PUR 06/05/96 11,614.000 439,438.92 464.56 .00 439,903.48 439,903.48 .00 PUR 07/15/96 16,330.000 759,345.00 653.20 .00 759,998.20 759,998.20 .00 PUR 08/23/96 7,106.000 388,165.25 426.36 .00 388,591.61 388,591.61 .00 PUR 09/19/96 25,531.000 1,426,544.63 1,021.24 .00 1,427,565.87 1,427,565.87 .00 PUR 10/03/96 354.000 20,709.00 14.16 .00 20,723.16 20,723.16 .00 PUR 10/03/96 10,000.000 583,125.00 100.00 .00 583,225.00 583,225.00 .00 PUR 10/30/96 10,846.000 648,048.50 433.84 .00 648,482.34 648,482.34 .00 PUR 12/03/96 10,540.000 629,810.32 .00 .00 629,810.32 629,810.32 .00 PUR 01/06/97 21,580.000 1,364,524.98 863.20 .00 1,365,388.18 1,365,388.18 .00 14 PURCHASES FOR 9,873,894.06 0 SALES FOR .00 ISSUE AGGREGATE TOTAL 9,873,894.06 FIDELITY GROWTH CO FD MUTUAL FUND PUR 01/12/96 1,473.064 52,249.58 .00 .00 52,249.58 52,249.58 .00 PUR 01/12/96 736.421 26,120.87 .00 .00 26,120.87 26,120.87 .00 PUR 02/28/96 32,622.906 1,246,195.00 .00 .00 1,246,195.00 1,246,195.00 .00 PUR 03/26/96 2,564.508 97,400.00 .00 .00 97,400.00 97,400.00 .00 PUR 04/01/96 3,784.777 144,200.00 .00 .00 144,200.00 144,200.00 .00 PUR 04/29/96 6,612.794 259,684.42 .00 .00 259,684.42 259,684.42 .00 PUR 05/31/96 8,942.141 360,100.00 .00 .00 360,100.00 360,100.00 .00 PUR 07/12/96 12,143.235 459,500.00 .00 .00 459,500.00 459,500.00 .00 PUR 08/21/96 3,781.072 146,025.00 .00 .00 146,025.00 146,025.00 .00 PUR 09/17/96 12,956.586 522,280.00 .00 .00 522,280.00 522,280.00 .00 SAL 10/01/96 4,403.698 179,935.10 .00 .00 136,651.34 161,794.08 43,283.76 SAL 10/29196 2,628.412 107,028.95 .00 .00 81,562.36 96,569.18 25,466.59 PUR 11/27/96 5,106.040 221,500.00 .00 .00 221,500.00 221,500.00 .00 SAL 12/10/96 648.554 28,160.23 .00 .00 20,214.81 23,876.32 7,945.42 PUR 12/18/96 3,175.390 127,745.93 .00 .00 127,745.93 127,745.93 .00 PUR 12/18/96 14,175.848 570,306.67 .00 .00 570,294.35 570,294.35 .00 PUR 12/18/96 1,587.695 63,860.65 .00 .00 63,872.97 63,872.97 .00 PUR 01/02/97 3,208.107 129,800.00 .00 .00 129,800.00 129,800.00 .00 15 PURCHASES FOR 4,426,968.12 3 SALES FOR 315,124.28 ISSUE AGGREGATE TOTAL 4,742,092.40
-13- 14
KeyTrust 01-129 RPT# 1772 5% REPORT BY ASSET-AGGREGATE TRANSACTIONS 01/01/96 THROUGH 12/31/96 ACCOUNT PAGE 93 20-20-202-0344730 DIEBOLD SAL 401K CONS ACCT 401T VALUATION 76,984,591.21 THRESHOLD 3,849,229.56 BROKER/PARTY TRAN SETTLE SHARES/ PURCHASE/SALE BROKER OTHER COST OF PREVIOUS NET ASSET DESCRIPTION TYPE DATE UNITS COST/PROCEEDS COMMISSION EXPENSE ASSET ANNUAL MARKET GAIN/LOSS VICTORY FINANCIAL RESERVES FUND PUR 10/31/96 32,863.010 32,863.01 .00 .00 32,863.01 32,863.01 .00 PUR 10/31/96 31,725.530 31,725.53 .00 .00 31,725.53 31,725.53 .00 PUR 10/31/96 12,109.200 12,109.20 .00 .00 12,109.20 12,109.20 .00 PUR 10/31/96 136,980.850 136,980.85 .00 .00 136,980.85 136,980.85 .00 PUR 10/31/96 63,991.980 63,991.98 .00 .00 63,991.98 63,991.98 .00 PUR 10/31/96 50,801.820 50,801.82 .00 .00 50,801.82 50,801.82 .00 PUR 10/31/96 5,506.200 5,506.20 .00 .00 5,506.20 5,506.20 .00 PUR 10/31/96 310,307.700 310,307.70 .00 .00 310,307.70 310,307.70 .00 PUR 11/01/96 1,512.260 1,512.26 .00 .00 1,512.26 1,512.26 .00 PUR 11/01/96 25.610 25.61 .00 .00 25.61 25.61 .00 PUR 11/01/96 60.420 60.42 .00 .00 60.42 60.42 .00 PUR 11/01/96 82.620 82.62 .00 .00 82.62 82.62 .00 PUR 11/01/96 153.120 153.12 .00 .00 153.12 153.12 .00 PUR 11/01/96 256.760 256.76 .00 .00 256.76 256.76 .00 PUR 11/01/96 26.400 26.40 .00 .00 26.40 26.40 .00 PUR 11/01/96 376.280 376.28 .00 .00 376.28 376.28 .00 PUR 11/04/96 3,416.450 3,416.45 .00 .00 3,416.45 3,416.45 .00 PUR 11/04/96 2,562.330 2,562.33 .00 .00 2,562.33 2,562.33 .00 PUR 11/04/96 2,562.330 2,562.33 .00 .00 2,562.33 2,562.33 .00 PUR 11/05/96 1,948.930 1,948.93 .00 .00 1,948.93 1,948.93 .00 PUR 11/05/96 486.520 486.52 .00 .00 486.52 486.52 .00 PUR 11/05/96 1,459.540 1,459.54 .00 .00 1,459.54 1,459.54 .00 PUR 11/06/96 1,421.560 1,421.56 .00 .00 1,421.56 1,421.56 .00 PUR 11/06/96 710.780 710.78 .00 .00 710.78 710.78 .00 PUR 11/06/96 710.780 710.78 .00 .00 710.78 710.78 .00 PUR 11/12/96 363.840 363.84 .00 .00 363.84 363.84 .00 PUR 11/12/96 221.870 221.87 .00 .00 221.87 221.87 .00 PUR 11/12/96 1,311.630 1,311.63 .00 .00 1,311.63 1,311.63 .00 PUR 11/12/96 70.730 70.73 .00 .00 70.73 70.73 .00 PUR 11/12/96 115.770 115.77 .00 .00 115.77 115.77 .00 PUR 11/12/96 9.860 9.86 .00 .00 9.86 9.86 .00 PUR 11/12/96 22.630 22.63 .00 .00 22.63 22.63 .00 PUR 11/12/96 45.870 45.87 .00 .00 45.87 45.87 .00 PUR 11/14/96 8,263.330 8,263.33 .00 .00 8,263.33 8,263.33 .00 PUR 11/14/96 29,900.720 29,900.72 .00 .00 29,900.72 29,900.72 .00 PUR 11/14/96 46,590.470 46,590.47 .00 .00 46,590.47 46,590.47 .00 PUR 11/14/96 394,344.250 394,344.25 .00 .00 394,344.25 394,344.25 .00 PUR 11/14/96 77,641.730 77,641.73 .00 .00 77,641.73 77,641.73 .00
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01-129 KeyTrust RPT# 1772 5% REPORT BY ASSET-AGGREGATE TRANSACTIONS 01/01/96 THROUGH 12/31/96 ACCOUNT PAGE 94 20-20-202-0344730 DIEBOLD SAL 401K CONS ACCT 401T VALUATION 76,984,591.21 THRESHOLD 3,849,229.56 BROKER/PARTY TRAN SETTLE SHARES/ PURCHASE/SALE BROKER OTHER COST OF PREVIOUS NET ASSET DESCRIPTION TYPE DATE UNITS COST/PROCEEDS COMMISSION EXPENSE ASSET ANNUAL MARKET GAIN/LOSS VICTORY FINANCIAL RESERVES FUND PUR 11/14/96 140,351.490 140,351.49 .00 .00 140,351.49 140,351.49 .00 PUR 11/14/96 33,632.250 33,632.25 .00 .00 33,632.25 33,632.25 .00 PUR 11/14/96 11,690.620 11,690.62 .00 .00 11,690.62 11,690.62 .00 PUR 11/20/96 12,252.380 12,252.38 .00 .00 12,252.38 12,252.38 .00 PUR 11/20/96 24,504.770 24,504.77 .00 .00 24,504.77 24,504.77 .00 PUR 11/20/96 12,252.380 12,252.38 .00 .00 12,252.38 12,252.38 .00 PUR 11/25/96 20,100.670 20,100.67 .00 .00 20,100.67 20,100.67 .00 PUR 11/25/96 1,273.450 1,273.45 .00 .00 1,273.45 1,273.45 .00 PUR 11/25/96 277.610 277.61 .00 .00 277.61 277.61 .00 PUR 11/25/96 561.960 561.96 .00 .00 561.96 561.96 .00 PUR 11/25/96 128.750 128.75 .00 .00 128.75 128.75 .00 PUR 11/25/96 564.200 564.20 .00 .00 564.20 564.20 .00 PUR 11/25/96 27.710 27.71 .00 .00 27.71 27.71 .00 PUR 11/25/96 982.390 982.39 .00 .00 982.39 982.39 .00 PUR 11/26/96 228.250 228.25 .00 .00 228.25 228.25 .00 PUR 11/26/96 46.270 46.27 .00 .00 46.27 46.27 .00 PUR 11/26/96 355.210 355.21 .00 .00 355.21 355.21 .00 PUR 11/26/96 24.930 24.93 .00 .00 24.93 24.93 .00 SAL 11/26/96 43,708.450 43,708.45 .00 .00 43,708.45 43,708.45 .00 PUR 11/26/96 12.070 12.07 .00 .00 12.07 12.07 .00 PUR 11/26/96 140.880 140.88 .00 .00 140.88 140.88 .00 PUR 11/26/96 1,290.290 1,290.29 .00 .00 1,290.29 1,290.29 .00 PUR 11/27/96 409,175.780 409,175.78 .00 .00 409,175.78 409,175.78 .00 SAL 11/27/96 39,000.210 39,000.21 .00 .00 39,000.21 39,000.21 .00 SAL 11/27/96 5,589.770 5,589.77 .00 .00 5,589.77 5,589.77 .00 PUR 11/27/96 32,915.610 32,915.61 .00 .00 32,915.61 32,915.61 .00 SAL 11/27/96 19,359.080 19,359.08 .00 .00 19,359.08 19,359.08 .00 SAL 11/27/96 8,998.290 8,998.29 .00 .00 8,998.29 8,998.29 .00 SAL 11/27/96 76,998.820 76,998.82 .00 .00 76,998.82 76,998.82 .00 SAL 11/27/96 67,424.810 67,424.81 .00 .00 67,424.81 67,424.81 .00 SAL 12/02/96 63,712.040 63,712.04 .00 .00 63,712.04 63,712.04 .00 SAL 12/02/96 178,121.950 178,121.95 .00 .00 178,121.95 178,121.95 .00 SAL 12/02/96 56,906.490 56,906.49 .00 .00 56,906.49 56,906.49 .00 SAL 12/02/96 7,340.650 7,340.65 .00 .00 7,340.65 7,340.65 .00 PUR 12/02/96 9,830.300 9,830.30 .00 .00 9,830.30 9,830.30 .00 SAL 12/02/96 71,839.350 71,839.35 .00 .00 71,839.35 71,839.35 .00 PUR 12/02/96 370,584.440 370,584.44 .00 .00 370,584.44 370,584.44 .00 SAL 12/02/96 42,652.760 42,652.76 .00 .00 42,652.76 42,652.76 .00
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01-129 KeyTrust RPT# 1772 5% REPORT BY ASSET-AGGREGATE TRANSACTIONS 01/01/96 THROUGH 12/31/96 ACCOUNT PAGE 95 20-20-202-0344730 DIEBOLD SAL 401K CONS ACCT 401T VALUATION 76,984,591.21 THRESHOLD 3,849,229.56 BROKER/PARTY TRAN SETTLE SHARES/ PURCHASE/SALE BROKER OTHER COST OF PREVIOUS NET ASSET DESCRIPTION TYPE DATE UNITS COST/PROCEEDS COMMISSION EXPENSE ASSET ANNUAL MARKET GAIN/LOSS VICTORY FINANCIAL RESERVES FUND SAL 12/03/96 628,941.190 628,941.19 .00 .00 628,941.19 628,941.19 .00 PUR 12/03/96 869.130 869.13 .00 .00 869.13 869.13 .00 SAL 12/04/96 30,552.000 30,552.00 .00 .00 30,552.00 30,552.00 .00 SAL 12/04/96 103,144.890 103,144.89 .00 .00 103,144.89 103,144.89 .00 SAL 12/04/96 7,521.210 7,521.21 .00 .00 7,521.21 7,521.21 .00 SAL 12/04/96 3,313.860 3,313.86 .00 .00 3,313.86 3,313.86 .00 PUR 12/05/96 6.750 6.75 .00 .00 6.75 6.75 .00 PUR 12/05/96 217.150 217.15 .00 .00 217.15 217.15 .00 PUR 12/05/96 1,289.490 1,289.49 .00 .00 1,289.49 1,289.49 .00 PUR 12/05/96 43.470 43.47 .00 .00 43.47 43.47 .00 PUR 12/06/96 194,862.500 194,862.50 .00 .00 194,862.50 194,862.50 .00 PUR 12/09/96 19,883.830 19,883.83 .00 .00 19,883.83 19,883.83 .00 PUR 12/09/96 27.700 27.70 .00 .00 27.70 27.70 .00 PUR 12/09/96 128.770 128.77 .00 .00 128.77 128.77 .00 PUR 12/09/96 921.290 921.29 .00 .00 921.29 921.29 .00 PUR 12/10/96 564.240 564.24 .00 .00 564.24 564.24 .00 PUR 12/10/96 1,195.660 1,195.66 .00 .00 1,195.66 1,195.66 .00 PUR 12/10/96 537.750 537.75 .00 .00 537.75 537.75 .00 PUR 12/10/96 265.520 265.52 .00 .00 265.52 265.52 .00 PUR 12/11/96 24,362.600 24,362.60 .00 .00 24,362.60 24,362.60 .00 SAL 12/12/96 265.520 265.52 .00 .00 265.52 265.52 .00 SAL 12/12/96 2,951.400 2,951.40 .00 .00 2,951.40 2,951.40 .00 SAL 12/13/96 4,403.180 4,403.18 .00 .00 4,403.18 4,403.18 .00 PUR 12/17/96 390,524.060 390,524.06 .00 .00 390,524.06 390,524.06 .00 PUR 12/17/96 25,232.810 25,232.81 .00 .00 25,232.81 25,232.81 .00 PUR 12/17/96 43,310.120 43,310.12 .00 .00 43,310.12 43,310.12 .00 PUR 12/17/96 127,566.180 127,566.18 .00 .00 127,566.18 127,566.18 .00 PUR 12/17/96 11,562.260 11,562.26 .00 .00 11,562.26 11,562.26 .00 PUR 12/17/96 74,430.920 74,430.92 .00 .00 74,430.92 74,430.92 .00 PUR 12/17/96 8,435.600 8,435.60 .00 .00 8,435.60 8,435.60 .00 PUR 12/17/96 31,925.960 31,925.96 .00 .00 31,925.96 31,925.96 .00 PUR 12/18/96 1,548.600 1,548.60 .00 .00 1,548.60 1,548.60 .00 PUR 12/18/96 2,951.400 2,951.40 .00 .00 2,951.40 2,951.40 .00 PUR 12/20/96 1,331.930 1,331.93 .00 .00 1,331.93 1,331.93 .00 PUR 12/20/96 39.270 39.27 .00 .00 39.27 39.27 .00 PUR 12/20/96 28.610 28.61 .00 .00 28.61 28.61 .00 PUR 12/20/96 64.730 64.73 .00 .00 64.73 64.73 .00 PUR 12/20/96 224.370 224.37 .00 .00 224.37 224.37 .00
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01-129 KeyTrust RPT# 1772 5% REPORT BY ASSET-AGGREGATE TRANSACTIONS 01/01/96 THROUGH 12/31/96 ACCOUNT PAGE 96 20-20-202-0344730 DIEBOLD SAL 401K CONS ACCT 401T VALUATION 76,984,591.21 THRESHOLD 3,849,229.56 BROKER/PARTY TRAN SETTLE SHARES/ PURCHASE/SALE BROKER OTHER COST OF PREVIOUS NET ASSET DESCRIPTION TYPE DATE UNITS COST/PROCEEDS COMMISSION EXPENSE ASSET ANNUAL MARKET GAIN/LOSS VICTORY FINANCIAL RESERVES FUND PUR 12/20/96 12.640 12.64 .00 .00 12.64 12.64 .00 PUR 12/20/96 113.680 113.68 .00 .00 113.68 113.68 .00 PUR 12/20/96 364.710 364.71 .00 .00 364.71 364.71 .00 PUR 12/23/96 4,463.010 4,463.01 .00 .00 4,463.01 4,463.01 .00 PUR 12/23/96 6,432.260 6,432.26 .00 .00 6,432.26 6,432.26 .00 PUR 12/23/96 5,907.710 5,907.71 .00 .00 5,907.71 5,907.71 .00 PUR 12/23/96 5,907.710 5,907.71 .00 .00 5,907.71 5,907.71 .00 PUR 12/23/96 5,907.710 5,907.71 .00 .00 5,907.71 5,907.71 .00 PUR 12/23/96 4,463.010 4,463.01 .00 .00 4,463.01 4,463.01 .00 PUR 12/23/96 4,463.010 4,463.01 .00 .00 4,463.01 4,463.01 .00 PUR 12/23/96 3,938.470 3,938.47 .00 .00 3,938.47 3,938.47 .00 PUR 12/24/96 2,322.870 2,322.87 .00 .00 2,322.87 2,322.87 .00 PUR 12/24/96 2,322.870 2,322.87 .00 .00 2,322.87 2,322.87 .00 PUR 12/24/96 2,322.860 2,322.86 .00 .00 2,322.86 2,322.86 .00 PUR 12/24/96 2,322.870 2,322.87 .00 .00 2,322.87 2,322.87 .00 PUR 12/26/96 1,952.320 1,952.32 .00 .00 1,952.32 1,952.32 .00 PUR 12/26/96 840.880 840.88 .00 .00 840.88 840.88 .00 PUR 12/26/96 26,393.270 26,393.27 .00 .00 26,393.27 26,393.27 .00 PUR 12/26/96 27.720 27.72 .00 .00 27.72 27.72 .00 PUR 12/26/96 128.630 128.63 .00 .00 128.63 128.63 .00 PUR 12/26/96 327.530 327.53 .00 .00 327.53 327.53 .00 PUR 12/26/96 1,309.350 1,309.35 .00 .00 1,309.35 1,309.35 .00 PUR 12/26/96 539.540 539.54 .00 .00 539.54 539.54 .00 SAL 12/30/96 6,193.090 6,193.09 .00 .00 6,193.09 6,193.09 .00 SAL 12/30/96 78,523.580 78,523.58 .00 .00 78,523.58 78,523.58 .00 SAL 12/30/96 6,279.630 6,279.63 .00 .00 6,279.63 6,279.63 .00 SAL 12/30/96 8,038.020 8,038.02 .00 .00 8,038.02 8,038.02 .00 PUR 12/31/96 139,436.870 139,436.87 .00 .00 139,436.87 139,436.87 .00 SAL 12/31/96 6,229.540 6,229.54 .00 .00 6,229.54 6,229.54 .00 PUR 12/31/96 79,145.220 79,145.22 .00 .00 79,145.22 79,145.22 .00 PUR 12/31/96 45,656.390 45,656.39 .00 .00 45,656.39 45,656.39 .00 PUR 12/31/96 28,637.980 28,637.98 .00 .00 28,637.98 28,637.98 .00 PUR 12/31/96 11,381.320 11,381.32 .00 .00 11,381.32 11,381.32 .00 PUR 12/31/96 415,519.340 415,519.34 .00 .00 415,519.34 415,519.34 .00 PUR 12/31/96 8,579.990 8,579.99 .00 .00 8,579.99 8,579.99 .00
123 PURCHASES FOR 4,079,660.75 26 SALES FOR 1,568,009.78 ISSUE AGGREGATE TOTAL 5,647,670.53 -17- 18
01-129 KeyTrust RPT# 1772 5% REPORT BY ASSET-AGGREGATE TRANSACTIONS 01/01/96 THROUGH 12/31/96 ACCOUNT PAGE 97 20-20-202-0344730 DIEBOLD SAL 401K CONS ACCT 401T VALUATION 76,984,591.21 THRESHOLD 3,849,229.56 BROKER/PARTY TRAN SETTLE SHARES/ PURCHASE/SALE BROKER OTHER COST OF PREVIOUS NET ASSET DESCRIPTION TYPE DATE UNITS COST/PROCEEDS COMMISSION EXPENSE ASSET ANNUAL MARKET GAIN/LOSS VICTORY FINANCIAL RESERVES FD SAL 01/02/96 30,303.150 30,303.15 .00 .00 30,303.15 30,303.15 .00 SAL 01/02/96 13,473.130 13,473.13 .00 .00 13,473.13 13,473.13 .00 PUR 01/02/96 88,328.580 88,328.58 .00 .00 88,328.58 88,328.58 .00 PUR 01/02/96 108,116.340 108,116.34 .00 .00 108,116.34 108,116.34 .00 SAL 01/02/96 87,664.930 87,664.93 .00 .00 87,664.93 87,664.93 .00 SAL 01/02/96 34,819.970 34,819.97 .00 .00 34,819.97 34,819.97 .00 SAL 01/02/96 48,471.840 48,471.84 .00 .00 48,471.84 48,471.84 .00 PUR 01/03/96 330,922.400 330,922.40 .00 .00 330,922.40 330,922.40 .00 PUR 01/03/96 20,367.600 20,367.60 .00 .00 20,367.60 20,367.60 .00 PUR 01/03/96 24,828.110 24,828.11 .00 .00 24,828.11 24,828.11 .00 PUR 01/03/96 127,670.500 127,670.50 .00 .00 127,670.50 127,670.50 .00 PUR 01/03/96 64,874.090 64,874.09 .00 .00 64,874.09 64,874.09 .00 PUR 01/03/96 40,333.820 40,333.82 .00 .00 40,333.82 40,333.82 .00 PUR 01/03/96 6,009.220 6,009.22 .00 .00 6,009.22 6,009.22 .00 SAL 01/08/96 339.040 339.04 .00 .00 339.04 339.04 .00 SAL 01/08/96 5,190.060 5,190.06 .00 .00 5,190.06 5,190.06 .00 SAL 01/08/96 787.330 787.33 .00 .00 787.33 787.33 .00 SAL 01/08/96 19,027.010 19,027.01 .00 .00 19,027.01 19,027.01 .00 SAL 01/08/96 397.280 397.28 .00 .00 397.28 397.28 .00 SAL 01/08/96 1,659.280 1,659.28 .00 .00 1,659.28 1,659.28 .00 PUR 01/10/96 107.190 107.19 .00 .00 107.19 107.19 .00 PUR 01/10/96 126.530 126.53 .00 .00 126.53 126.53 .00 PUR 01/10/96 205.840 205.84 .00 .00 205.84 205.84 .00 PUR 01/10/96 1,172.070 1,172.07 .00 .00 1,172.07 1,172.07 .00 PUR 01/10/96 44.610 44.61 .00 .00 44.61 44.61 .00 PUR 01/10/96 367.390 367.39 .00 .00 367.39 367.39 .00 PUR 01/12/96 34,830.940 34,830.94 .00 .00 34,830.94 34,830.94 .00 PUR 01/12/96 67,285.240 67,285.24 .00 .00 67,285.24 67,285.24 .00 PUR 01/12/96 36,853.730 36,853.73 .00 .00 36,853.73 36,853.73 .00 PUR 01/12/96 57,618.080 57,618.08 .00 .00 57,618.08 57,618.08 .00 PUR 01/12/96 12,149.000 12,149.00 .00 .00 12,149.00 12,149.00 .00 PUR 01/12/96 324,063.500 324,063.50 .00 .00 324,063.50 324,063.50 .00 PUR 01/12/96 129,881.710 129,881.71 .00 .00 129,881.71 129,881.71 .00 PUR 01/16/96 1,150.660 1,150.66 .00 .00 1,150.66 1,150.66 .00 PUR 01/16/96 13,645.120 13,645.12 .00 .00 13,645.12 13,645.12 .00 PUR 01/19/96 77.630 77.63 .00 .00 77.63 77.63 .00 PUR 01/19/96 105.060 105.06 .00 .00 105.06 105.06 .00 PUR 01/19/96 46.670 46.67 .00 .00 46.67 46.67 .00
-18- 19
01-129 KeyTrust RPT# 1772 5% REPORT BY ASSET-AGGREGATE TRANSACTIONS 01/01/96 THROUGH 12/31/96 ACCOUNT PAGE 98 20-20-202-0344730 DIEBOLD SAL 401K CONS ACCT 401T VALUATION 76,984,591.21 THRESHOLD 3,849,229.56 BROKER/PARTY TRAN SETTLE SHARES/ PURCHASE/SALE BROKER OTHER COST OF PREVIOUS NET ASSET DESCRIPTION TYPE DATE UNITS COST/PROCEEDS COMMISSION EXPENSE ASSET ANNUAL MARKET GAIN/LOSS VICTORY FINANCIAL RESERVES FD PUR 01/19/96 216.030 216.03 .00 .00 216.03 216.03 .00 PUR 01/19/96 832.540 832.54 .00 .00 832.54 832.54 .00 PUR 01/19/96 262.900 262.90 .00 .00 262.90 262.90 .00 PUR 01/22/96 7,541.370 7,541.37 .00 .00 7,541.37 7,541.37 .00 PUR 01/22/96 4,455.620 4,455.62 .00 .00 4,455.62 4,455.62 .00 PUR 01/22/96 9,627.220 9,627.22 .00 .00 9,627.22 9,627.22 .00 PUR 01/22/96 446.540 446.54 .00 .00 446.54 446.54 .00 PUR 01/22/96 176.730 176.73 .00 .00 176.73 176.73 .00 PUR 01/22/96 18.020 18.02 .00 .00 18.02 18.02 .00 PUR 01/29/96 990.620 990.62 .00 .00 990.62 990.62 .00 SAL 01/29/96 2,881.950 2,881.95 .00 .00 2,881.95 2,881.95 .00 SAL 01/29/96 8,375.550 8,375.55 .00 .00 8,375.55 8,375.55 .00 PUR 01/29/96 660.410 660.41 .00 .00 660.41 660.41 .00 PUR 01/30/96 359,564.100 359,564.10 .00 .00 359,564.10 359,564.10 .00 PUR 01/30/96 149,247.270 149,247.27 .00 .00 149,247.27 149,247.27 .00 PUR 01/30/96 65,029.270 65,029.27 .00 .00 65,029.27 65,029.27 .00 PUR 01/30/96 13,290.830 13,290.83 .00 .00 13,290.83 13,290.83 .00 PUR 01/30/96 40,921.200 40,921.20 .00 .00 40,921.20 40,921.20 .00 PUR 01/30/96 77,871.390 77,871.39 .00 .00 77,871.39 77,871.39 .00 PUR 01/30/96 41,156.750 41,156.75 .00 .00 41,156.75 41,156.75 .00 PUR 01/31/96 8,621.580 8,621.58 .00 .00 8,621.58 8,621.58 .00 PUR 01/31/96 549.110 549.11 .00 .00 549.11 549.11 .00 PUR 01/31/96 387.900 387.90 .00 .00 387.90 387.90 .00 PUR 01/31/96 134.890 134.89 .00 .00 134.89 134.89 .00 PUR 01/31/96 361.900 361.90 .00 .00 361.90 361.90 .00 PUR 01/31/96 813.780 813.78 .00 .00 813.78 813.78 .00 PUR 01/31/96 70.480 70.48 .00 .00 70.48 70.48 .00 SAL 02/01/96 89,692.010 89,692.01 .00 .00 89,692.01 89,692.01 .00 SAL 02/01/96 115,588.470 115,588.47 .00 .00 115,588.47 115,588.47 .00 PUR 02/01/96 86,263.740 86,263.74 .00 .00 86,263.74 86,263.74 .00 SAL 02/01/96 26,684.650 26,684.65 .00 .00 26,684.65 26,684.65 .00 SAL 02/01/96 62,508.500 62,508.50 .00 .00 62,508.50 62,508.50 .00 PUR 02/01/96 182,974.240 182,974.24 .00 .00 182,974.24 182,974.24 .00 SAL 02/01/96 11,928.550 11,928.55 .00 .00 11,928.55 11,928.55 .00 PUR 02/02/96 39,869.720 39,869.72 .00 .00 39,869.72 39,869.72 .00 SAL 02/02/96 4,865.350 4,865.35 .00 .00 4,865.35 4,865.35 .00 PUR 02/05/96 995.110 995.11 .00 .00 995.11 995.11 .00 PUR 02/05/96 275.350 275.35 .00 .00 275.35 275.35 .00
-19- 20
01-129 KeyTrust RPT# 1772 5% REPORT BY ASSET-AGGREGATE TRANSACTIONS 01/01/96 THROUGH 12/31/96 ACCOUNT PAGE 99 20-20-202-0344730 DIEBOLD SAL 401K CONS ACCT 401T VALUATION 76,984,591.21 THRESHOLD 3,849,229.56 BROKER/PARTY TRAN SETTLE SHARES/ PURCHASE/SALE BROKER OTHER COST OF PREVIOUS NET ASSET DESCRIPTION TYPE DATE UNITS COST/PROCEEDS COMMISSION EXPENSE ASSET ANNUAL.MARKET GAIN/LOSS VICTORY FINANCIAL RESERVES FD PUR 02/05/96 142.320 142.32 .00 .00 142.32 142.32 .00 PUR 02/05/96 197.250 197.25 .00 .00 197.25 197.25 .00 PUR 02/05/96 40.130 40.13 .00 .00 40.13 40.13 .00 PUR 02/05/96 96.360 96.36 .00 .00 96.36 96.36 .00 SAL 02/07/96 294.310 294.31 .00 .00 294.31 294.31 .00 SAL 02/08/96 12,247.110 12,247.11 .00 .00 12,247.11 12,247.11 .00 SAL 02/08/96 5,092.750 5,092.75 .00 .00 5,092.75 5,092.75 .00 SAL 02/08/96 973.860 973.86 .00 .00 973.86 973.86 .00 SAL 02/08/96 914.350 914.35 .00 .00 914.35 914.35 .00 SAL 02/08/96 11,269.020 11,269.02 .00 .00 11,269.02 11,269.02 .00 SAL 02/08/96 14,243.950 14,243.95 .00 .00 14,243.95 14,243.95 .00 SAL 02/08/96 69,558.960 69,558.96 .00 .00 69,558.96 69,558.96 .00 PUR 02/13/96 861.270 861.27 .00 .00 861.27 861.27 .00 PUR 02/13/96 1,291.900 1,291.90 .00 .00 1,291.90 1,291.90 .00 PUR 02/13/96 1,291.900 1,291.90 .00 .00 1,291.90 1,291.90 .00 PUR 02/13/96 861.270 861.27 .00 .00 861.27 861.27 .00 PUR 02/16/96 101,922.590 101,922.59 .00 .00 101,922.59 101,922.59 .00 PUR 02/16/96 226,806.130 226,806.13 .00 .00 226,806.13 226,806.13 .00 PUR 02/16/96 104,625.710 104,625.71 .00 .00 104,625.71 104,625.71 .00 PUR 02/16/96 48,843.600 48,843.60 .00 .00 48,843.60 48,843.60 .00 PUR 02/16/96 15,036.320 15,036.32 .00 .00 15,036.32 15,036.32 .00 PUR 02/16/96 57,149.010 57,149.01 .00 .00 57,149.01 57,149.01 .00 PUR 02/16/96 503,565.630 503,565.63 .00 .00 503,565.63 503,565.63 .00 PUR 02/20/96 27.600 27.60 .00 .00 27.60 27.60 .00 PUR 02/22/96 1,026.130 1,026.13 .00 .00 1,026.13 1,026.13 .00 PUR 02/22/96 1,026.120 1,026.12 .00 .00 1,026.12 1,026.12 .00 PUR 02/22/96 1,539.190 1,539.19 .00 .00 1,539.19 1,539.19 .00 PUR 02/22/96 1,539.190 1,539.19 .00 .00 1,539.19 1,539.19 .00 PUR 02/23/96 359.350 359.35 .00 .00 359.35 359.35 .00 SAL 02/27/96 68,590.000 68,590.00 .00 .00 68,590.00 68,590.00 .00 SAL 02/27/96 18,890.000 18,890.00 .00 .00 18,890.00 18,890.00 .00 SAL 02/27/96 178,480.000 178,480.00 .00 .00 178,480.00 178,480.00 .00 SAL 02/27/96 68,500.000 68,500.00 .00 .00 68,500.00 68,500.00 .00 PUR 02/27/96 37,430.180 37,430.18 .00 .00 37,430.18 37,430.18 .00 PUR 02/27/96 186.300 186.30 .00 .00 186.30 186.30 .00 SAL 02/27/96 606,800.000 606,800.00 .00 .00 606,800.00 606,800.00 .00 SAL 02/27/96 1,147,540.000 1,147,540.00 .00 .00 1,147,540.00 1,147,540.00 .00 PUR 02/27/96 6,191.780 6,191.78 .00 .00 6,191.78 6,191.78 .00
-20- 21
KeyTrust RPT# 1772 5% REPORT BY ASSET-AGGREGATE TRANSACTIONS 01/01/96 THROUGH 12/31/96 ACCOUNT PAGE 100 20-20-202-0344730 DIEBOLD SAL 401K CONS ACCT 401T VALUATION 76,984,591.21 THRESHOLD 3,849,229.56 BROKER/PARTY TRAN SETTLE SHARES/ PURCHASE/SALE BROKER OTHER COST OF PREVIOUS NET ASSET DESCRIPTION TYPE DATE UNITS COST/PROCEEDS COMMISSION EXPENSE ASSET ANNUAL MARKET GAIN/LOSS VICTORY FINANCIAL RESERVES FD PUR 02/27/96 186.300 186.30 .00 .00 186.30 186.30 .00 PUR 02/27/96 18,854.820 18,854.82 .00 .00 18,854.82 18,854.82 .00 SAL 02/27/96 18,890.000 18,890.00 .00 .00 18,890.00 18,890.00 .00 SAL 02/27/96 1,870,990.000 1,870,990.00 .00 .00 1,870,990.00 1,870,990.00 .00 PUR 02/28/96 685,396.090 685,396.09 .00 .00 685,396.09 685,396.09 .00 PUR 02/28/96 2,265,620.120 2,265,620.12 .00 .00 2,265,620.12 2,265,620.12 .00 PUR 02/28/96 32,645.720 32,645.72 .00 .00 32,645.72 32,645.72 .00 PUR 02/28/96 14,619.580 14,619.58 .00 .00 14,619.58 14,619.58 .00 PUR 02/28/96 21,232.990 21,232.99 .00 .00 21,232.99 21,232.99 .00 PUR 02/28/96 242,057.140 242,057.14 .00 .00 242,057.14 242,057.14 .00 PUR 02/28/96 1,300,244.250 1,300,244.25 .00 .00 1,300,244.25 1,300,244.25 .00 SAL 02/29/96 1,250,637.490 1,250,637.49 .00 .00 1,250,637.49 1,250,637.49 .00 SAL 02/29/96 236,034.470 236,034.47 .00 .00 236,034.47 236,034.47 .00 SAL 02/29/96 2,646.380 2,646.38 .00 .00 2,646.38 2,646.38 .00 SAL 02/29/96 685,396.600 685,396.60 .00 .00 685,396.60 685,396.60 .00 SAL 02/29/96 44,116.160 44,116.16 .00 .00 44,116.16 44,116.16 .00 SAL 02/29/96 177.190 177.19 .00 .00 177.19 177.19 .00 SAL 02/29/96 4,490.090 4,490.09 .00 .00 4,490.09 4,490.09 .00 SAL 03/01/96 14,277.820 14,277.82 .00 .00 14,277.82 14,277.82 .00 SAL 03/01/96 2,869.050 2,869.05 .00 .00 2,869.05 2,869.05 .00 SAL 03/01/96 42,410.310 42,410.31 .00 .00 42,410.31 42,410.31 .00 SAL 03/01/96 27,071.160 27,071.16 .00 .00 27,071.16 27,071.16 .00 PUR 03/01/96 1,968.200 1,968.20 .00 .00 1,968.20 1,968.20 .00 SAL 03/01/96 16,572.440 16,572.44 .00 .00 16,572.44 16,572.44 .00 SAL 03/01/96 2,198,104.580 2,198,104.58 .00 .00 2,198,104.58 2,198,104.58 .00 PUR 03/04/96 123.550 123.55 .00 .00 123.55 123.55 .00 PUR 03/04/96 48.240 48.24 .00 .00 48.24 48.24 .00 PUR 03/04/96 132.340 132.34 .00 .00 132.34 132.34 .00 PUR 03/04/96 2.080 2.08 .00 .00 2.08 2.08 .00 PUR 03/04/96 331.390 331.39 .00 .00 331.39 331.39 .00 SAL 03/04/96 3,867.130 3,867.13 .00 .00 3,867.13 3,867.13 .00 PUR 03/04/96 257.650 257.65 .00 .00 257.65 257.65 .00 PUR 03/08/96 5,131.050 5,131.05 .00 .00 5,131.05 5,131.05 .80 PUR 03/08/96 6,841.400 6,841.40 .00 .00 6,841.40 6,841.40 .00 PUR 03/08/96 5,131.050 5,131.05 .00 .00 5,131.05 5,131.05 .00 PUR 03/12/96 17,141.590 17,141.59 .00 .00 17,141.59 17,141.59 .00 PUR 03/12/96 23,148.710 23,148.71 .00 .00 23,148.71 23,148.71 .00 PUR 03/12/96 17,141.590 17,141.59 .00 .00 17,141.59 17,141.59 .00
-21- 22
01-129 KeyTrust RPT# 1772 5% REPORT BY ASSET-AGGREGATE TRANSACTIONS 01/01/96 THROUGH 12/31/96 ACCOUNT PAGE 101 20-20-202-0344730 DIEBOLD SAL 401K CONS ACCT 401T VALUATION 76,984,591.21 THRESHOLD 3,849,229.56 BROKER/PARTY TRAN SETTLE SHARES/ PURCHASE/SALE BROKER OTHER COST OF PREVIOUS NET ASSET DESCRIPTION TYPE DATE UNITS COST/PROCEEDS COMMISSION EXPENSE ASSET ANNUAL MARKET GAIN/LOSS VICTORY FINANCIAL RESERVES FD PUR 03/13/96 3,576.830 3,576.83 .00 .00 3,576.83 3,576.83 .00 PUR 03/13/96 3,576.840 3,576.84 .00 .00 3,576.84 3,576.84 .00 PUR 03/14/96 371,535.630 371,535.63 .00 .00 371,535.63 371,535.63 .00 PUR 03/14/96 156,882.450 156,882.45 .00 .00 156,882.45 156,882.45 .00 PUR 03/14/96 38,014.100 38,014.10 .00 .00 38,014.10 38,014.10 .00 PUR 03/14/96 13,068.640 13,068.64 .00 .00 13,068.64 13,068.64 .00 PUR 03/14/96 40,430.830 40,430.83 .00 .00 40,430.83 40,430.83 .00 PUR 03/14/96 79,812.860 79,812.86 .00 .00 79,812.86 79,812.86 .00 PUR 03/14/96 65,811.830 65,811.83 .00 .00 65,811.83 65,811.83 .00 PUR 03/22/96 1,930.050 1,930.05 .00 .00 1,930.05 1,930.05 .00 PUR 03/25/96 4,319.520 4,319.52 .00 .00 4,319.52 4,319.52 .00 SAL 03/25/96 74,231.530 74,231.53 .00 .00 74,231.53 74,231.53 .00 SAL 03/25/96 17,900.000 17,900.00 .00 .00 17,900.00 17,900.00 .00 SAL 03/25/96 42,570.100 42,570.10 .00 .00 42,570.10 42,570.10 .00 SAL 03/25/96 13,242.630 13,242.63 .00 .00 13,242.63 13,242.63 .00 SAL 03/25/96 97,400.000 97,400.00 .00 .00 97,400.00 97,400.00 .00 PUR 03/25/96 1,079.880 1,079.88 .00 .00 1,079.88 1,079.88 .00 SAL 03/25/96 100,250.000 100,250.00 .00 .00 100,250.00 100,250.00 .00 PUR 03/25/96 5,399.390 5,399.39 .00 .00 5,399.39 5,399.39 .00 SAL 03/25/96 428,300.000 428,300.00 .00 .00 428,300.00 428,300.00 .00 PUR 03/26/96 347,247.640 347,247.64 .00 .00 347,247.64 347,247.64 .00 PUR 03/26/96 64,729.930 64,729.93 .00 .00 64,729.93 64,729.93 .00 PUR 03/26/96 10,359.600 10,359.60 .00 .00 10,359.60 10,359.60 .00 PUR 03/26/96 515.260 515.26 .00 .00 515.26 515.26 .00 SAL 03/26/96 1,614.670 1,614.67 .00 .00 1,614.67 1,614.67 .00 PUR 03/26/96 9,059.500 9,059.50 .00 .00 9,059.50 9,059.50 .00 SAL 03/27/96 9,053.060 9,053.06 .00 .00 9,053.06 9,053.06 .00 SAL 03/27/96 19,549.090 19,549.09 .00 .00 19,549.09 19,549.09 .00 SAL 03/27/96 10,357.110 10,357.11 .00 .00 10,357.11 10,357.11 .00 SAL 03/27/96 101,294.360 101,294.36 .00 .00 101,294.36 101,294.36 .00 PUR 03/27/96 6.310 6.31 .00 .00 6.31 6.31 .00 SAL 03/27/96 64,711.840 64,711.84 .00 .00 64,711.84 64,711.84 .00 PUR 03/27/96 119,710.360 119,710.36 .00 .00 119,710.36 119,710.36 .00 SAL 03/29/96 291,032.680 291,032.68 .00 .00 291,032.68 291,032.68 .00 SAL 03/29/96 175,950.000 175,950.00 .00 .00 175,950.00 175,950.00 .00 PUR 04/01/96 482,643.660 482,643.66 .00 .00 482,643.66 482,643.66 .00 PUR 04/01/96 144,708.130 144,708.13 .00 .00 144,708.13 144,708.13 .00 PUR 04/01/96 63,885.160 63,885.16 .00 .00 63,885.16 63,885.16 .00
-22- 23 01-129 KeyTrust RPT# 1772 5% REPORT BY ASSET-AGGREGATE TRANSACTIONS 01/01/96 THROUGH 12/31/96
ACCOUNT PAGE 102 20-20-202-0344730 DIEBOLD SAL 401K CONS ACCT 401T VALUATION76,984,591.21 THRESHOLD 3,849,229.56 BROKER/PARTY TRAN SETTLE SHARES/ PURCHASE/SALE BROKER OTHER COST OF PREVIOUS NET ASSET DESCRIPTION TYPE DATE UNITS COST/PROCEEDS COMMISSION EXPENSE ASSET ANNUAL MARKET GAIN/LOSS VICTORY FINANCIAL RESERVES FD PUR 04/01/96 70,535.540 70,535.54 .00 .00 70,535.54 70,535.54 .00 PUR 04/01/96 185.410 185.41 .00 .00 185.41 185.41 .00 PUR 04/01/96 185.970 185.97 .00 .00 185.97 185.97 .00 PUR 04/01/96 199.030 199.03 .00 .00 199.03 199.03 .00 SAL 04/02/96 70,200.000 70,200.00 .00 .00 70,200.00 70,200.00 .00 SAL 04/02/96 63,600.000 63,600.00 .00 .00 63,600.00 63,600.00 .00 SAL 04/02/96 144,200.000 144,200.00 .00 .00 144,200.00 144,200.00 .00 PUR 04/03/96 1,779.310 1,779.31 .00 .00 1,779.31 1,779.31 .00 SAL 04/03/96 481,676.280 481,676.28 .00 .00 481,676.28 481,676.28 .00 PUR 04/17/96 3,117.370 3,117.37 .00 .00 3,117.37 3,117.37 .00 PUR 04/17/96 1,558.690 1,558.69 .00 .00 1,558.69 1,558.69 .00 PUR 04/17/96 3,117.370 3,117.37 .00 .00 3,117.37 3,117.37 .00 PUR 04/17/96 7,793.440 7,793.44 .00 .00 7,793.44 7,793.44 .00 PUR 04/18/96 39,610.830 39,610.83 .00 .00 39,610.83 39,610.83 .00 PUR 04/18/96 19,805.420 19,805.42 .00 .00 19,805.42 19,805.42 .00 PUR 04/18/96 39,610.830 39,610.83 .00 .00 39,610.83 39,610.83 .00 PUR 04/18/96 13.800 13.80 .00 .00 13.80 13.80 .00 PUR 04/19/96 33,043.510 33,043.51 .00 .00 33,043.51 33,043.51 .00 PUR 04/19/96 14,161.510 14,161.51 .00 .00 14,161.51 14,161.51 .00 PUR 04/22/96 327,652.620 327,652.62 .00 .00 327,652.62 327,652.62 .00 PUR 04/22/96 131,053.070 131,053.07 .00 .00 131,053.07 131,053.07 .00 PUR 04/22/96 70,568.040 70,568.04 .00 .00 70,568.04 70,568.04 .00 PUR 04/22/96 12,225.550 12,225.55 .00 .00 12,225.55 12,225.55 .00 PUR 04/22/96 54,353.790 54,353.79 .00 .00 54,353.79 54,353.79 .00 PUR 04/22/96 34,366.670 34,366.67 .00 .00 34,366.67 34,366.67 .00 PUR 04/22/96 33,364.050 33,364.05 .00 .00 33,364.05 33,364.05 .00 PUR 04/23/96 10,910.160 10,910.16 .00 .00 10,910.16 10,910.16 .00 PUR 04/23/96 215.550 215.55 .00 .00 215.55 215.55 .00 PUR 04/23/96 711.030 711.03 .00 .00 711.03 711.03 .00 PUR 04/23/96 79.950 79.95 .00 .00 79.95 79.95 .00 PUR 04/23/96 474.810 474.81 .00 .00 474.81 474.81 .00 PUR 04/23/96 1,104.580 1,104.58 .00 .00 1,104.58 1,104.58 .00 SAL 04/26/96 1,100.000 1,100.00 .00 .00 1,100.00 1,100.00 .00 PUR 04/26/96 1.670 1.67 .00 .00 1.67 1.67 .00 PUR 04/26/96 47.960 47.96 .00 .00 47.96 47.96 .00 SAL 04/26/96 111,300.000 111,300.00 .00 .00 111,300.00 111,300.00 .00 PUR 04/26/96 235.020 235.02 .00 .00 235.02 235.02 .00 SAL 04/26/96 17,745.290 17,745.29 .00 .00 17,745.29 17,745.29 .00
-23- 24 01-129 KeyTrust RPT# 1772 5% REPORT BY ASSET-AGGREGATE TRANSACTIONS 01/01/96 THROUGH 12/31/96
ACCOUNT PAGE 103 20-20-202-0344730 DIEBOLD SAL 401K CONS ACCT 401T VALUATION76,984,591.21 THRESHOLD 3,849,229.56 BROKER/PARTY TRAN SETTLE SHARES/ PURCHASE/SALE BROKER OTHER COST OF PREVIOUS NET ASSET DESCRIPTION TYPE DATE UNITS COST/PROCEEDS COMMISSION EXPENSE ASSET ANNUAL MARKET GAIN/LOSS VICTORY FINANCIAL RESERVES FD PUR 04/26/96 133.320 133.32 .00 .00 133.32 133.32 .00 SAL 04/26/96 215,100.000 215,100.00 .00 .00 215,100.00 215,100.00 .00 PUR 04/26/96 93.680 93.68 .00 .00 93.68 93.68 .00 PUR 04/26/96 333.800 333.80 .00 .00 333.80 333.80 .00 SAL 04/26/96 182,000.000 182,000.00 .00 .00 182,000.00 182,000.00 .00 PUR 04/26/96 959.190 959.19 .00 .00 959.19 959.19 .00 SAL 04/29/96 47,676.980 47,676.98 .00 .00 47,676.98 47,676.98 .00 SAL 04/29/96 34,922.130 34,922.13 .00 .00 34,922.13 34,922.13 .00 PUR 04/29/96 111,581.590 111,581.59 .00 .00 111,581.59 111,581.59 .00 SAL 04/29/96 11,289.620 11,289.62 .00 .00 11,289.62 11,289.62 .00 PUR 04/29/96 20,658.430 20,658.43 .00 .00 20,658.43 20,658.43 .00 PUR 04/29/96 259,509.870 259,509.87 .00 .00 259,509.87 259,509.87 .00 SAL 04/29/96 42,681.780 42,681.78 .00 .00 42,681.78 42,681.78 .00 PUR 04/30/96 43,326.650 43,326.65 .00 .00 43,326.65 43,326.65 .00 SAL 04/30/96 113,572.630 113,572.63 .00 .00 113,572.63 113,572.63 .00 PUR 04/30/96 12,580.030 12,580.03 .00 .00 12,580.03 12,580.03 .00 SAL 04/30/96 33,798.300 33,798.30 .00 .00 33,798.30 33,798.30 .00 PUR 04/30/96 38,004.620 38,004.62 .00 .00 38,004.62 38,004.62 .00 PUR 04/30/96 361,588.240 361,588.24 .00 .00 361,588.24 361,588.24 .00 PUR 04/30/96 37,898.410 37,898.41 .00 .00 37,898.41 37,898.41 .00 PUR 05/01/96 1,331.460 1,331.46 .00 .00 1,331.46 1,331.46 .00 PUR 05/01/96 253.030 253.03 .00 .00 253.03 253.03 .00 PUR 05/01/96 570.420 570.42 .00 .00 570.42 570.42 .00 PUR 05/01/96 93.030 93.03 .00 .00 93.03 93.03 .00 PUR 05/01/96 824.020 824.02 .00 .00 824.02 824.02 .00 PUR 05/01/96 459.960 459.96 .00 .00 459.96 459.96 .00 SAL 05/01/96 170,993.360 170,993.36 .00 .00 170,993.36 170,993.36 .00 SAL 05/02/96 1,930.250 1,930.25 .00 .00 1,930.25 1,930.25 .00 SAL 05/02/96 322.810 322.81 .00 .00 322.81 322.81 .00 SAL 05/07/96 101,049.210 101,049.21 .00 .00 101,049.21 101,049.21 .00 SAL 05/07/96 15,217.060 15,217.06 .00 .00 15,217.06 15,217.06 .00 PUR 05/07/96 10,371.420 10,371.42 .00 .00 10,371.42 10,371.42 .00 SAL 05/07/96 13,067.930 13,067.93 .00 .00 13,067.93 13,067.93 .00 SAL 05/07/96 451.700 451.70 .00 .00 451.70 451.70 .00 SAL 05/07/96 5,095.080 5,095.08 .00 .00 5,095.08 5,095.08 .00 SAL 05/07/96 3,620.460 3,620.46 .00 .00 3,620.46 3,620.46 .00 PUR 05/10/96 6,311.440 6,311.44 .00 .00 6,311.44 6,311.44 .00 PUR 05/10/96 6,372.770 6,372.77 .00 .00 6,372.77 6,372.77 .00
-24- 25 KeyTrust RPT# 1772 5% REPORT BY ASSET-AGGREGATE TRANSACTIONS 01/01/96 THROUGH 12/31/96
ACCOUNT PAGE 104 20-20-202-0344730 DIEBOLD SAL 401K CONS ACCT 401T VALUATION76,984,591.21 THRESHOLD 3,849,229.56 BROKER/PARTY TRAN SETTLE SHARES/ PURCHASE/SALE BROKER OTHER COST OF PREVIOUS NET ASSET DESCRIPTION TYPE DATE UNITS COST/PROCEEDS COMMISSION EXPENSE ASSET ANNUAL MARKET GAIN/LOSS VICTORY FINANCIAL RESERVES FD PUR 05/10/96 1,642.770 1,642.77 .00 .00 1,642.77 1,642.77 .00 PUR 05/10/96 6,532.010 6,532.01 .00 .00 6,532.01 6,532.01 .00 PUR 05/10/96 6,611.390 6,611.39 .00 .00 6,611.39 6,611.39 .00 PUR 05/10/96 11.120 11.12 .00 .00 11.12 11.12 .00 PUR 05/10/96 6,973.210 6,973.21 .00 .00 6,973.21 6,973.21 .00 PUR 05/14/96 73,947.750 73,947.75 .00 .00 73,947.75 73,947.75 .00 PUR 05/14/96 34,644.030 34,644.03 .00 .00 34,644.03 34,644.03 .00 PUR 05/14/96 135,217.190 135,217.19 .00 .00 135,217.19 135,217.19 .00 PUR 05/14/96 35,391.810 35,391.81 .00 .00 35,391.81 35,391.81 .00 PUR 05/14/96 12,465.910 12,465.91 .00 .00 12,465.91 12,465.91 .00 PUR 05/14/96 55,269.280 55,269.28 .00 .00 55,269.28 55,269.28 .00 PUR 05/14/96 345,594.310 345,594.31 .00 .00 345,594.31 345,594.31 .00 PUR 05/15/96 11,683.970 11,683.97 .00 .00 11,683.97 11,683.97 .00 PUR 05/15/96 505.540 505.54 .00 .00 505.54 505.54 .00 PUR 05/15/96 451.070 451.07 .00 .00 451.07 451.07 .00 PUR 05/15/96 238.810 238.81 .00 .00 238.81 238.81 .00 PUR 05/15/96 1,063.190 1,063.19 .00 .00 1,063.19 1,063.19 .00 PUR 05/15/96 79.950 79.95 .00 .00 79.95 79.95 .00 PUR 05/15/96 787.520 787.52 .00 .00 787.52 787.52 .00 PUR 05/17/96 20.520 . 20.52 .00 .00 20.52 20.52 .00 PUR 05/20/96 2,141.240 2,141.24 .00 .00 2,141.24 2,141.24 .00 PUR 05/20/96 2,141.240 2,141.24 .00 .00 2,141.24 2,141.24 .00 PUR 05/20/96 8,564.960 8,564.96 .00 .00 8,564.96 8,564.96 .00 PUR 05/20/96 8,564.950 8,564.95 .00 .00 8,564.95 8,564.95 .00 PUR 05/28/96 9.060 9.06 .00 .00 9.06 9.06 .00 PUR 05/28/96 286.210 286.21 .00 .00 286.21 286.21 .00 PUR 05/28/96 54.670 54.67 .00 .00 54.67 54.67 .00 PUR 05/28/96 396.050 396.05 .00 .00 396.05 396.05 .00 PUR 05/28/96 137.010 137.01 .00 .00 137.01 137.01 .00 PUR 05/28/96 122.720 122.72 .00 .00 122.72 122.72 .00 PUR 05/28/96 1,049.180 1,049.18 .00 .00 1,049.18 1,049.18 .00 SAL 05/29/96 1,286.510 1,286.51 .00 .00 1,286.51 1,286.51 .00 SAL 05/31/96 57,232.220 57,232.22 .00 .00 57,232.22 57,232.22 .00 SAL 05/31/96 33,462.320 33,462.32 .00 .00 33,462.32 33,462.32 .00 PUR 05/31/96 2,206.760 2,206.76 .00 .00 2,206.76 2,206.76 .00 PUR 05/31/96 77,827.740 77,827.74 .00 .00 77,827.74 77,827.74 .00 PUR 05/31/96 143,945.550 143,945.55 .00 .00 143,945.55 143,945.55 .00 PUR 05/31/96 284,172.630 284,172.63 .00 .00 284,172.63 284,172.63 .00
-25- 26 01-129 KeyTrust RPT# 1772 5% REPORT BY ASSET-AGGREGATE TRANSACTIONS 01/01/96 THROUGH 12/31/96
ACCOUNT PAGE 105 20-20-202-0344730 DIEBOLD SAL 401K CONS ACCT 401T VALUATION76,984,591.21 THRESHOLD 3,849,229.56 BROKER/PARTY TRAN SETTLE SHARES/ PURCHASE/SALE BROKER OTHER COST OF PREVIOUS NET ASSET DESCRIPTION TYPE DATE UNITS COST/PROCEEDS COMMISSION EXPENSE ASSET ANNUAL MARKET GAIN/LOSS VICTORY FINANCIAL RESERVES FD SAL 05/31/96 3,215.950 3,215.95 .00 .00 3,215.95 3,215.95 .00 PUR 05/31/96 57,868.120 57,868.12 .00 .00 57,868.12 57,868.12 .00 SAL 06/03/96 1,890.560 1,890.56 .00 .00 1,890.56 1,890.56 .00 SAL 06/03/96 172,954.310 172,954.31 .00 .00 172,954.31 172,954.31 .00 PUR 06/03/96 23,809.740 23,809.74 .00 .00 23,809.74 23,809.74 .00 SAL 06/03/96 208,405.400 208,405.40 .00 .00 208,405.40 208,405.40 .00 SAL 06/03/96 8,307.500 8,307.50 .00 .00 8,307.50 8,307.50 .00 SAL 06/03/96 389,780.720 389,780.72 .00 .00 389,780.72 389,780.72 .00 SAL 06/03/96 55,698.290 55,698.29 .00 .00 55,698.29 55,698.29 .00 PUR 06/03/96 56,910.810 56,910.81 .00 .00 56,910.81 56,910.81 .00 SAL 06/04/96 31,017.800 31,017.80 .00 .00 31,017.80 31,017.80 .00 SAL 06/04/96 9,725.090 9,725.09 .00 .00 9,725.09 9,725.09 .00 SAL 06/04/96 15,607.240 15,607.24 .00 .00 15,607.24 15,607.24 .00 SAL 06/04/96 1,534.670 1,534.67 .00 .00 1,534.67 1,534.67 .00 SAL 06/04/96 27,880.890 27,880.89 .00 .00 27,880.89 27,880.89 .00 SAL 06/04/96 7,560.370 7,560.37 .00 .00 7,560.37 7,560.37 .00 SAL 06/04/96 510,154.240 510,154.24 .00 .00 510,154.24 510,154.24 .00 SAL 06/05/96 1,415.320 1,415.32 .00 .00 1,415.32 1,415.32 .00 SAL 06/05/96 473.970 473.97 .00 .00 473.97 473.97 .00 SAL 06/05/96 455,551.700 455,551.70 .00 .00 455,551.70 455,551.70 .00 SAL 06/05/96 2,188.890 2,188.89 .00 .00 2,188.89 2,188.89 .00 PUR 06/07/96 211,612.030 211,612.03 .00 .00 211,612.03 211,612.03 .00 PUR 06/10/96 1,077.900 1,077.90 .00 .00 1,077.90 1,077.90 .00 PUR 06/10/96 6.290 6.29 .00 .00 6.29 6.29 .00 PUR 06/10/96 402.330 402.33 .00 .00 402.33 402.33 .00 PUR 06/10/96 10.340 10.34 .00 .00 10.34 10.34 .00 PUR 06/10/96 62.610 62.61 .00 .00 62.61 62.61 .00 PUR 06/10/96 252.290 252.29 .00 .00 252.29 252.29 .00 PUR 06/10/96 32.630 32.63 .00 .00 32.63 32.63 .00 PUR 06/10/96 123.840 123.84 .00 .00 123.84 123.84 .00 PUR 06/17/96 52,151.380 52,151.38 .00 .00 52,151.38 52,151.38 .00 PUR 06/17/96 33,157.790 33,157.79 .00 .00 33,157.79 33,157.79 .00 PUR 06/17/96 73,595.890 73,595.89 .00 .00 73,595.89 73,595.89 .00 PUR 06/17/96 133,526.300 133,526.30 .00 .00 133,526.30 133,526.30 .00 PUR 06/17/96 11,504.350 11,504.35 .00 .00 11,504.35 11,504.35 .00 PUR 06/17/96 3,475.080 3,475.08 .00 .00 3,475.08 3,475.08 .00 PUR 06/17/96 32,820.890 32,820.89 .00 .00 32,820.89 32,820.89 .00 PUR 06/17/96 335,895.320 335,895.32 .00 .00 335,895.32 335,895.32 .00
-26- 27 01-129 KeyTrust RPT# 1772 5% REPORT BY ASSET-AGGREGATE TRANSACTIONS 01/01/96 THROUGH 12/31/96
ACCOUNT PAGE 106 20-20-202-0344730 DIEBOLD SAL 401K CONS ACCT 401T VALUATION76,984,591.21 THRESHOLD 3,849,229.56 BROKER/PARTY TRAN SETTLE SHARES/ PURCHASE/SALE BROKER OTHER COST OF PREVIOUS NET ASSET DESCRIPTION TYPE DATE UNITS COST/PROCEEDS COMMISSION EXPENSE ASSET ANNUAL MARKET GAIN/LOSS VICTORY FINANCIAL RESERVES FD PUR 06/18/96 13,192.740 13,192.74 .00 .00 13,192.74 13,192.74 .00 PUR 06/18/96 259.190 259.19 .00 .00 259.19 259.19 .00 PUR 06/18/96 12.850 12.85 .00 .00 12.85 12.85 .00 PUR 06/18/96 1,184.800 1,184.80 .00 .00 1,184.80 1,184.80 .00 PUR 06/18/96 888.590 888.59 .00 .00 888.59 888.59 .00 PUR 06/18/96 545.070 545.07 .00 .00 545.07 545.07 .00 PUR 06/18/96 79.670 79.67 .00 .00 79.67 79.67 .00 PUR 06/18/96 452.550 452.55 .00 .00 452.55 452.55 .00 PUR 06/19/96 4,845.660 4,845.66 .00 .00 4,845.66 4,845.66 .00 PUR 06/19/96 151.330 151.33 .00 .00 151.33 151.33 .00 PUR 06/19/96 151.330 151.33 .00 .00 151.33 151.33 .00 PUR 06/19/96 302.660 302.66 .00 .00 302.66 302.66 .00 PUR 06/19/96 151.340 151.34 .00 .00 151.34 151.34 .00 PUR 06/19/96 151.330 151.33 .00 .00 151.33 151.33 .00 PUR 06/19/96 4,543.000 4,543.00 .00 .00 4,543.00 4,543.00 .00 PUR 06/19/96 302.660 302.66 .00 .00 302.66 302.66 .00 PUR 06/24/96 47.870 47.87 .00 .00 47.87 47.87 .00 PUR 06/24/96 341.900 341.90 .00 .00 341.90 341.90 .00 PUR 06/24/96 7.930 7.93 .00 .00 7.93 7.93 .00 PUR 06/24/96 997.410 997.41 .00 .00 997.41 997.41 .00 PUR 06/24/96 62.250 62.25 .00 .00 62.25 62.25 .00 PUR 06/24/96 122.380 122.38 .00 .00 122.38 122.38 .00 PUR 06/24/96 240.740 240.74 .00 .00 240.74 240.74 .00 PUR 06/24/96 11.890 11.89 .00 .00 11.89 11.89 .00 PUR 06/26/96 22,862.550 22,862.55 .00 .00 22,862.55 22,862.55 .00 PUR 06/26/96 13,064.310 13,064.31 .00 .00 13,064.31 13,064.31 .00 PUR 06/26/96 16,330.400 16,330.40 .00 .00 16,330.40 16,330.40 .00 PUR 06/26/96 13,064.310 13,064.31 .00 .00 13,064.31 13,064.31 .00 PUR 06/27/96 13.800 13.80 .00 .00 13.80 13.80 .00 PUR 06/28/96 365,216.340 365,216.34 .00 .00 365,216.34 365,216.34 .00 PUR 06/28/96 12,184.430 12,184.43 .00 .00 12,184.43 12,184.43 .00 PUR 06/28/96 3,728.760 3,728.76 .00 .00 3,728.76 3,728.76 .00 PUR 06/28/96 55,643.050 55,643.05 .00 .00 55,643.05 55,643.05 .00 PUR 06/28/96 145,512.300 145,512.30 .00 .00 145,512.30 145,512.30 .00 PUR 06/28/96 36,064.460 36,064.46 .00 .00 36,064.46 36,064.46 .00 PUR 06/28/96 34,726.740 34,726.74 .00 .00 34,726.74 34,726.74 .00 PUR 06/28/96 79,144.380 79,144.38 .00 .00 79,144.38 79,144.38 .00 PUR 07/01/96 159.320 159.32 .00 .00 159.32 159.32 .00
-27- 28 01-129 KeyTrust RPT# 1772 5% REPORT BY ASSET-AGGREGATE TRANSACTIONS 01/01/96 THROUGH 12/31/96
ACCOUNT PAGE 107 20-20-202-0344730 DIEBOLD SAL 401K CONS ACCT 401T VALUATION76,984,591.21 THRESHOLD 3,849,229.56 BROKER/PARTY TRAN SETTLE SHARES/ PURCHASE/SALE BROKER OTHER COST OF PREVIOUS NET ASSET DESCRIPTION TYPE DATE UNITS COST/PROCEEDS COMMISSION EXPENSE ASSET ANNUAL MARKET GAIN/LOSS VICTORY FINANCIAL RESERVES FD PUR 07/01/96 471.080 471.08 .00 .00 471.08 471.08 .00 PUR 07/01/96 275.970 275.97 .00 .00 275.97 275.97 .00 PUR 07/01/96 208.640 208.64 .00 .00 208.64 208.64 .00 PUR 07/01/96 79.680 79.68 .00 .00 79.68 79.68 .00 PUR 07/01/96 121.800 121.80 .00 .00 121.80 121.80 .00 PUR 07/01/96 25.670 25.67 .00 .00 25.67 25.67 .00 PUR 07/01/96 16,986.050 16,986.05 .00 .00 16,986.05 16,986.05 .00 SAL 07/02/96 29,706.370 29,706.37 .00 .00 29,706.37 29,706.37 .00 PUR 07/02/96 70,886.470 70,886.47 .00 .00 70,886.47 70,886.47 .00 SAL 07/02/96 3,795.450 3,795.45 .00 .00 3,795.45 3,795.45 .00 SAL 07/02/96 73,496.750 73,496.75 .00 .00 73,496.75 73,496.75 .00 PUR 07/02/96 91,356.030 91,356.03 .00 .00 91,356.03 91,356.03 .00 SAL 07/02/96 113,297.950 113,297.95 .00 .00 113,297.95 113,297.95 .00 SAL 07/02/96 49,843.820 49,843.82 .00 .00 49,843.82 49,843.82 .00 PUR 07/02/96 192,143.200 192,143.20 .00 .00 192,143.20 192,143.20 .00 SAL 07/03/96 44,033.970 44,033.97 .00 .00 44,033.97 44,033.97 .00 SAL 07/03/96 18,075.170 18,075.17 .00 .00 18,075.17 18,075.17 .00 SAL 07/03/96 7,508.870 7,508.87 .00 .00 7,508.87 7,508.87 .00 SAL 07/03/96 174,451.390 174,451.39 .00 .00 174,451.39 174,451.39 .00 SAL 07/03/96 6,507.210 6,507.21 .00 .00 6,507.21 6,507.21 .00 PUR 07/08/96 10.030 10.03 .00 .00 10.03 10.03 .00 PUR 07/08/96 2,820.800 2,820.80 .00 .00 2,820.80 2,820.80 .00 SAL 07/08/96 1,514.340 1,514.34 .00 .00 1,514.34 1,514.34 .00 PUR 07/08/96 11,977.540 11,977.54 .00 .00 11,977.54 11,977.54 .00 PUR 07/08/96 3,075.010 3,075.01 .00 .00 3,075.01 3,075.01 .00 PUR 07/08/96 3,818.710 3,818.71 .00 .00 3,818.71 3,818.71 .00 PUR 07/09/96 5,645.730 5,645.73 .00 .00 5,645.73 5,645.73 .00 PUR 07/09/96 2,419.600 2,419.60 .00 .00 2,419.60 2,419.60 .00 PUR 07/09/96 13.800 13.80 .00 .00 13.80 13.80 .00 PUR 07/09/96 2,419.600 2,419.60 .00 .00 2,419.60 2,419.60 .00 PUR 07/09/96 5,645.740 5,645.74 .00 .00 5,645.74 5,645.74 .00 SAL 07/10/96 760,000.000 760,000.00 .00 .00 760,000.00 760,000.00 .00 PUR 07/11/96 760,000.000 760,000.00 .00 .00 760,000.00 760,000.00 .00 SAL 07/12/96 25,700.000 25,700.00 .00 .00 25,700.00 25,700.00 .00 SAL 07/15/96 99,500.000 99,500.00 .00 .00 99,500.00 99,500.00 .00 PUR 07/15/96 1,000.000 1,000.00 .00 .00 1,000.00 1,000.00 .00 SAL 07/15/96 277,900.000 277,900.00 .00 .00 277,900.00 277,900.00 .00 PUR 07/15/96 1,000.000 1,000.00 .00 .00 1,000.00 1,000.00 .00
-28- 29 01-129 KeyTrust RPT# 1772 5% REPORT BY ASSET-AGGREGATE TRANSACTIONS 01/01/96 THROUGH 12/31/96
ACCOUNT PAGE 108 20-20-202-0344730 DIEBOLD SAL 401K CONS ACCT 401T VALUATION76,984,591.21 THRESHOLD 3,849,229.56 BROKER/PARTY TRAN SETTLE SHARES/ PURCHASE/SALE BROKER OTHER COST OF PREVIOUS NET ASSET DESCRIPTION TYPE DATE UNITS COST/PROCEEDS COMMISSION EXPENSE ASSET ANNUAL MARKET GAIN/LOSS VICTORY FINANCIAL RESERVES FD SAL 07/15/96 7,000.000 7,000.00 .00 .00 7,000.00 7,000.00 .00 SAL 07/15/96 459,500.000 459,500.00 .00 .00 459,500.00 459,500.00 .00 SAL 07/15/96 759,998.200 759,998.20 .00 .00 759,998.20 759,998.20 .00 PUR 07/16/96 352,675.330 352,675.33 .00 .00 352,675.33 352,675.33 .00 PUR 07/16/96 136,737.180 136,737.18 .00 .00 136,737.18 136,737.18 .00 PUR 07/16/96 61,964.500 61,964.50 .00 .00 61,964.50 61,964.50 .00 PUR 07/16/96 11,567.760 11,567.76 .00 .00 11,567.76 11,567.76 .00 PUR 07/16/96 73,317.740 73,317.74 .00 .00 73,317.74 73,317.74 .00 PUR 07/16/96 4,455.830 4,455.83 .00 .00 4,455.83 4,455.83 .00 PUR 07/16/96 32,708.970 32,708.97 .00 .00 32,708.97 32,708.97 .00 PUR 07/16/96 32,171.580 32,171.58 .00 .00 32,171.58 32,171.58 .00 PUR 07/19/96 63.410 63.41 .00 .00 63.41 63.41 .00 PUR 07/19/96 100.750 100.75 .00 .00 100.75 100.75 .00 PUR 07/19/96 1,204.710 1,204.71 .00 .00 1,204.71 1,204.71 .00 PUR 07/19/96 549.720 549.72 .00 .00 549.72 549.72 .00 PUR 07/19/96 1,693.260 1,693.26 .00 .00 1,693.26 1,693.26 .00 PUR 07/19/96 749.490 749.49 .00 .00 749.49 749.49 .00 PUR 07/19/96 36.920 36.92 .00 .00 36.92 36.92 .00 PUR 07/19/96 15,243.190 15,243.19 .00 .00 15,243.19 15,243.19 .00 PUR 07/25/96 3,563.720 3,563.72 .00 .00 3,563.72 3,563.72 .00 PUR 07/26/96 55.520 55.52 .00 .00 55.52 55.52 .00 SAL 07/29/96 63,893.940 63,893.94 .00 .00 63,893.94 63,893.94 .00 SAL 07/29/96 9.490 9.49 .00 .00 9.49 9.49 .00 SAL 07/29/96 648.070 648.07 .00 .00 648.07 648.07 .00 SAL 07/29/96 1,521.800 1,521.80 .00 .00 1,521.80 1,521.80 .00 SAL 07/29/96 5,283.280 5,283.28 .00 .00 5,283.28 5,283.28 .00 SAL 07/29/96 4,190.030 4,190.03 .00 .00 4,190.03 4,190.03 .00 SAL 07/29/96 1,185.740 1,185.74 .00 .00 1,185.74 1,185.74 .00 SAL 07/29/96 7,315.240 7,315.24 .00 .00 7,315.24 7,315.24 .00 PUR 07/31/96 151,841.190 151,841.19 .00 .00 151,841.19 151,841.19 .00 PUR 07/31/96 35,659.320 35,659.32 .00 .00 35,659.32 35,659.32 .00 PUR 07/31/96 57,782.320 57,782.32 .00 .00 57,782.32 57,782.32 .00 PUR 07/31/96 12,178.340 12,178.34 .00 .00 12,178.34 12,178.34 .00 PUR 07/31/96 35,961.800 35,961.80 .00 .00 35,961.80 35,961.80 .00 PUR 07/31/96 5,271.540 5,271.54 .00 .00 5,271.54 5,271.54 .00 PUR 07/31/96 81,595.440 81,595.44 .00 .00 81,595.44 81,595.44 .00 PUR 07/31/96 374,803.140 374,803.14 .00 .00 374,803.14 374,803.14 .00 PUR 08/01/96 8,942.630 8,942.63 .00 .00 8,942.63 8,942.63 .00
-29- 30 01-129 KeyTrust RPT# 1772 5% REPORT BY ASSET-AGGREGATE TRANSACTIONS 01/01/96 THROUGH 12/31/96
ACCOUNT PAGE 109 20-20-202-0344730 DIEBOLD SAL 401K CONS ACCT 401T VALUATION76,984,591.21 THRESHOLD 3,849,229.56 BROKER/PARTY TRAN SETTLE SHARES/ PURCHASE/SALE BROKER OTHER COST OF PREVIOUS NET ASSET DESCRIPTION TYPE DATE UNITS COST/PROCEEDS COMMISSION EXPENSE ASSET ANNUAL MARKET GAIN/LOSS VICTORY FINANCIAL RESERVES FD PUR 08/01/96 1,140.760 1,140.76 .00 .00 1,140.76 1,140.76 .00 PUR 08/01/96 187.380 187.38 .00 .00 187.38 187.38 .00 PUR 08/01/96 659.140 659.14 .00 .00 659.14 659.14 .00 PUR 08/01/96 105.580 105.58 .00 .00 105.58 105.58 .00 PUR 08/01/96 85.250 85.25 .00 .00 85.25 85.25 .00 PUR 08/01/96 155.110 155.11 .00 .00 155.11 155.11 .00 PUR 08/01/96 73.620 73.62 .00 .00 73.62 73.62 .00 SAL 08/02/96 24,926.560 24,926.56 .00 .00 24,926.56 24,926.56 .00 SAL 08/02/96 8,006.590 8,006.59 .00 .00 8,006.59 8,006.59 .00 SAL 08/02/96 16,529.590 16,529.59 .00 .00 16,529.59 16,529.59 .00 SAL 08/02/96 95.440 95.44 .00 .00 95.44 95.44 .00 SAL 08/02/96 47,024.580 47,024.58 .00 .00 47,024.58 47,024.58 .00 SAL 08/02/96 30,149.630 30,149.63 .00 .00 30,149.63 30,149.63 .00 SAL 08/02/96 6,759.130 6,759.13 .00 .00 6,759.13 6,759.13 .00 PUR 08/05/96 773.570 773.57 .00 .00 773.57 773.57 .00 PUR 08/05/96 942.510 942.51 .00 .00 942.51 942.51 .00 PUR 08/05/96 245.040 245.04 .00 .00 245.04 245.04 .00 PUR 08/05/96 1,039.750 1,039.75 .00 .00 1,039.75 1,039.75 .00 PUR 08/05/96 1,370.840 1,370.84 .00 .00 1,370.84 1,370.84 .00 PUR 08/05/96 29.860 29.86 .00 .00 29.86 29.86 .00 PUR 08/05/96 990.260 990.26 .00 .00 990.26 990.26 .00 PUR 08/05/96 83.920 83.92 .00 .00 83.92 83.92 .00 PUR 08/07/96 269.060 269.06 .00 .00 269.06 269.06 .00 PUR 08/07/96 864.950 864.95 .00 .00 864.95 864.95 .00 PUR 08/07/96 15,334.500 15,334.50 .00 .00 15,334.50 15,334.50 .00 PUR 08/07/96 91.520 91.52 .00 .00 91.52 91.52 .00 PUR 08/07/96 1,162.990 1,162.99 .00 .00 1,162.99 1,162.99 .00 PUR 08/07/96 31.120 31.12 .00 .00 31.12 31.12 .00 PUR 08/07/96 539.720 539.72 .00 .00 539.72 539.72 .00 PUR 08/07/96 485.880 485.88 .00 .00 485.88 485.88 .00 PUR 08/09/96 1,553.600 1,553.60 .00 .00 1,553.60 1,553.60 .00 PUR 08/09/96 1,553.600 1,553.60 .00 .00 1,553.60 1,553.60 .00 PUR 08/09/96 776.800 776.80 .00 .00 776.80 776.80 .00 PUR 08/09/96 3,884.010 3,884.01 .00 .00 3,884.01 3,884.01 .00 SAL 08/13/96 5,187.140 5,187.14 .00 .00 5,187.14 5,187.14 .00 SAL 08/14/96 14,844.960 14,844.96 .00 .00 14,844.96 14,844.96 .00 SAL 08/14/96 1,531.980 1,531.98 .00 .00 1,531.98 1,531.98 .00 SAL 08/14/96 4,712.520 4,712.52 .00 .00 4,712.52 4,712.52 .00
-30- 31 KeyTrust RPT# 1772 5% REPORT BY ASSET-AGGREGATE TRANSACTIONS 01/01/96 THROUGH 12/31/96
ACCOUNT PAGE 110 20-20-202-0344730 DIEBOLD SAL 401K CONS ACCT 401T VALUATION76,984,591.21 THRESHOLD 3,849,229.56 BROKER/PARTY TRAN SETTLE SHARES/ PURCHASE/SALE BROKER OTHER COST OF PREVIOUS NET ASSET DESCRIPTION TYPE DATE UNITS COST/PROCEEDS COMMISSION EXPENSE ASSET ANNUAL MARKET GAIN/LOSS VICTORY FINANCIAL RESERVES FD SAL 08/14/96 2,344.300 2,344.30 .00 .00 2,344.30 2,344.30 .00 PUR 08/16/96 2,419.600 2,419.60 .00 .00 2,419.60 2,419.60 .00 PUR 08/16/96 1,100.010 1,100.01 .00 .00 1,100.01 1,100.01 .00 SAL 08/16/96 2,419.600 2,419.60 .00 .00 2,419.60 2,419.60 .00 PUR 08/16/96 3,111.920 3,111.92 .00 .00 3,111.92 3,111.92 .00 SAL 08/16/96 4,211.930 4,211.93 .00 .00 4,211.93 4,211.93 .00 PUR 08/19/96 388,639.440 388,639.44 .00 .00 388,639.44 388,639.44 .00 PUR 08/19/96 146,024.150 146,024.15 .00 .00 146,024.15 146,024.15 .00 PUR 08/19/96 54,726.280 54,726.28 .00 .00 54,726.28 54,726.28 .00 PUR 08/19/96 35,605.980 35,605.98 .00 .00 35,605.98 35,605.98 .00 PUR 08/19/96 79,921.390 79,921.39 .00 .00 79,921.39 79,921.39 .00 PUR 08/19/96 36,525.170 36,525.17 .00 .00 36,525.17 36,525.17 .00 PUR 08/19/96 5,517.410 5,517.41 .00 .00 5,517.41 5,517.41 .00 PUR 08/19/96 12,812.430 12,812.43 .00 .00 12,812.43 12,812.43 .00 SAL 08/21/96 12,813.000 12,813.00 .00 .00 12,813.00 12,813.00 .00 SAL 08/21/96 36,526.000 36,526.00 .00 .00 36,526.00 36,526.00 .00 SAL 08/21/96 35,606.000 35,606.00 .00 .00 35,606.00 35,606.00 .00 PUR 08/22/96 77.800 77.80 .00 .00 77.80 77.80 .00 SAL 08/22/96 54,531.660 54,531.66 .00 .00 54,531.66 54,531.66 .00 SAL 08/22/96 79,645.980 79,645.98 .00 .00 79,645.98 79,645.98 .00 SAL 08/22/96 145,579.550 145,579.55 .00 .00 145,579.55 145,579.55 .00 SAL 08/22/96 5,500.720 5,500.72 .00 .00 5,500.72 5,500.72 .00 PUR 08/22/96 61.000 61.00 .00 .00 61.00 61.00 .00 PUR 08/22/96 10.640 10.64 .00 .00 10.64 10.64 .00 PUR 08/22/96 1,163.240 1,163.24 .00 .00 1,163.24 1,163.24 .00 SAL 08/23/96 375,365.110 375,365.11 .00 .00 375,365.11 375,365.11 .00 PUR 08/27/96 59.530 59.53 .00 .00 59.53 59.53 .00 PUR 08/27/96 4.170 4.17 .00 .00 4.17 4.17 .00 PUR 08/28/96 2,710.260 2,710.26 .00 .00 2,710.26 2,710.26 .00 PUR 08/29/96 5,117.400 5,117.40 .00 .00 5,117.40 5,117.40 .00 SAL 08/29/96 54,095.990 54,095.99 .00 .00 54,095.99 54,095.99 .00 SAL 08/29/96 44,927.310 44,927.31 .00 .00 44,927.31 44,927.31 .00 SAL 08/29/96 52,076.210 52,076.21 .00 .00 52,076.21 52,076.21 .00 SAL 08/29/96 2,021.810 2,021.81 .00 .00 2,021.81 2,021.81 .00 SAL 08/29/96 67,496.790 67,496.79 .00 .00 67,496.79 67,496.79 .00 PUR 08/29/96 4,340.160 4,340.16 .00 .00 4,340.16 4,340.16 .00 SAL 08/29/96 240,338.910 240,338.91 .00 .00 240,338.91 240,338.91 .00 PUR 08/30/96 12,689.620 12,689.62 .00 .00 12,689.62 12,689.62 .00
-31- 32 01-129 KeyTrust RPT# 1772 5% REPORT BY ASSET-AGGREGATE TRANSACTIONS 01/01/96 THROUGH 12/31/96
ACCOUNT PAGE 111 20-20-202-0344730 DIEBOLD SAL 401K CONS ACCT 401T VALUATION76,984,591.21 THRESHOLD 3,849,229.56 BROKER/PARTY TRAN SETTLE SHARES/ PURCHASE/SALE BROKER OTHER COST OF PREVIOUS NET ASSET DESCRIPTION TYPE DATE UNITS COST/PROCEEDS COMMISSION EXPENSE ASSET ANNUAL MARKET GAIN/LOSS VICTORY FINANCIAL RESERVES FD PUR 08/30/96 2,128.280 2,128.28 .00 .00 2,128.28 2,128.28 .00 PUR 08/30/96 1,428.430 1,428.43 .00 .00 1,428.43 1,428.43 .00 PUR 08/30/96 17.880 17.88 .00 .00 17.88 17.88 .00 PUR 08/30/96 110.190 110.19 .00 .00 110.19 110.19 .00 PUR 08/30/96 540.160 540.16 .00 .00 540.16 540.16 .00 PUR 08/30/96 890.220 890.22 .00 .00 890.22 890.22 .00 PUR 08/30/96 277.200 277.20 .00 .00 277.20 277.20 .00 PUR 09/03/96 34,928.410 34,928.41 .00 .00 34,928.41 34,928.41 .00 PUR 09/03/96 35,428.240 35,428.24 .00 .00 35,428.24 35,428.24 .00 PUR 09/03/96 5,722.520 5,722.52 .00 .00 5,722.52 5,722.52 .00 PUR 09/03/96 154,324.070 154,324.07 .00 .00 154,324.07 154,324.07 .00 PUR 09/03/96 384,354.620 384,354.62 .00 .00 384,354.62 384,354.62 .00 PUR 09/03/96 56,420.080 56,420.08 .00 .00 56,420.08 56,420.08 .00 PUR 09/03/96 83,336.710 83,336.71 .00 .00 83,336.71 83,336.71 .00 PUR 09/03/96 12,203.180 12,203.18 .00 .00 12,203.18 12,203.18 .00 PUR 09/06/96 186,756.220 186,756.22 .00 .00 186,756.22 186,756.22 .00 PUR 09/09/96 20,703.060 20,703.06 .00 .00 20,703.06 20,703.06 .00 PUR 09/09/96 48,307.130 48,307.13 .00 .00 48,307.13 48,307.13 .00 PUR 09/11/96 3,238.280 3,238.28 .00 .00 3,238.28 3,238.28 .00 PUR 09/11/96 2,060.520 2,060.52 .00 .00 2,060.52 2,060.52 .00 PUR 09/11/96 2,060.520 2,060.52 .00 .00 2,060.52 2,060.52 .00 PUR 09/11/96 2,060.520 2,060.52 .00 .00 2,060.52 2,060.52 .00 PUR 09/12/96 4,263.060 4,263.06 .00 .00 4,263.06 4,263.06 .00 PUR 09/12/96 4,263.060 4,263.06 .00 .00 4,263.06 4,263.06 .00 PUR 09/12/96 4,263.050 4,263.05 .00 .00 4,263.05 4,263.05 .00 PUR 09/12/96 4,263.050 4,263.05 .00 .00 4,263.05 4,263.05 .00 PUR 09/13/96 28,163.810 28,163.81 .00 .00 28,163.81 28,163.81 .00 PUR 09/13/96 162,121.670 162,121.67 .00 .00 162,121.67 162,121.67 .00 PUR 09/13/96 6,758.140 6,758.14 .00 .00 6,758.14 6,758.14 .00 SAL 09/13/96 16,193.450 16,193.45 .00 .00 16,193.45 16,193.45 .00 PUR 09/13/96 68,968.800 68,968.80 .00 .00 68,968.80 68,968.80 .00 PUR 09/13/96 62,929.390 62,929.39 .00 .00 62,929.39 62,929.39 .00 PUR 09/13/96 855.360 855.36 .00 .00 855.36 855.36 .00 PUR 09/13/96 383,206.590 383,206.59 .00 .00 383,206.59 383,206.59 .00 PUR 09/16/96 15,856.940 15,856.94 .00 .00 15,856.94 15,856.94 .00 PUR 09/16/96 537.520 537.52 .00 .00 537.52 537.52 .00 PUR 09/16/96 542.600 542.60 .00 .00 542.60 542.60 .00 PUR 09/16/96 17.880 17.88 .00 .00 17.88 17.88 .00
-32- 33 01-129 KeyTrust RPT# 1772 5% REPORT BY ASSET-AGGREGATE TRANSACTIONS 01/01/96 THROUGH 12/31/96
ACCOUNT PAGE 112 20-20-202-0344730 DIEBOLD SAL 401K CONS ACCT 401T VALUATION76,984,591.21 THRESHOLD 3,849,229.56 BROKER/PARTY TRAN SETTLE SHARES/ PURCHASE/SALE BROKER OTHER COST OF PREVIOUS NET ASSET DESCRIPTION TYPE DATE UNITS COST/PROCEEDS COMMISSION EXPENSE ASSET ANNUAL MARKET GAIN/LOSS VICTORY FINANCIAL RESERVES FD PUR 09/16/96 110.190 110.19 .00 .00 110.19 110.19 .00 PUR 09/16/96 1,191.160 1,191.16 .00 .00 1,191.16 1,191.16 .00 PUR 09/16/96 510.330 510.33 .00 .00 510.33 510.33 .00 PUR 09/16/96 904.000 904.00 .00 .00 904.00 904.00 .00 SAL 09/17/96 41,600.000 41,600.00 .00 .00 41,600.00 41,600.00 .00 SAL 09/17/96 215,700.000 215,700.00 .00 .00 215,700.00 215,700.00 .00 SAL 09/17/96 40,700.000 40,700.00 .00 .00 40,700.00 40,700.00 .00 SAL 09/18/96 243,600.000 243,600.00 .00 .00 243,600.00 243,600.00 .00 SAL 09/18/96 88,900.000 88,900.00 .00 .00 88,900.00 88,900.00 .00 SAL 09/18/96 522,280.000 522,280.00 .00 .00 522,280.00 522,280.00 .00 SAL 09/18/96 58,000.000 58,000.00 .00 .00 58,000.00 58,000.00 .00 SAL 09/19/96 1,427,565.870 1,427,565.87 .00 .00 1,427,565.87 1,427,565.87 .00 PUR 09/30/96 7,224.790 7,224.79 .00 .00 7,224.79 7,224.79 .00 PUR 09/30/96 50,574.940 50,574.94 .00 .00 50,574.94 50,574.94 .00 PUR 09/30/96 78,253.630 78,253.63 .00 .00 78,253.63 78,253.63 .00 PUR 09/30/96 144,454.760 144,454.76 .00 .00 144,454.76 144,454.76 .00 PUR 09/30/96 30,142.990 30,142.99 .00 .00 30,142.99 30,142.99 .00 PUR 09/30/96 8,410.710 8,410.71 .00 .00 8,410.71 8,410.71 .00 PUR 09/30/96 29,528.830 29,528.83 .00 .00 29,528.83 29,528.83 .00 PUR 09/30/96 258,904.280 258,904.28 .00 .00 258,904.28 258,904.28 .00 SAL 10/01/96 45,357.210 45,357.21 .00 .00 45,357.21 45,357.21 .00 PUR 10/01/96 347,789.050 347,789.05 .00 .00 347,789.05 347,789.05 .00 SAL 10/01/96 31,168.890 31,168.89 .00 .00 31,168.89 31,168.89 .00 SAL 10/01/96 9,447.220 9,447.22 .00 .00 9,447.22 9,447.22 .00 PUR 10/01/96 69,228.640 69,228.64 .00 .00 69,228.64 69,228.64 .00 SAL 10/01/96 29,687.010 29,687.01 .00 .00 29,687.01 29,687.01 .00 SAL 10/01/96 145,463.440 145,463.44 .00 .00 145,463.44 145,463.44 .00 SAL 10/01/96 51,646.530 51,646.53 .00 .00 51,646.53 51,646.53 .00 PUR 10/02/96 218.380 218.38 .00 .00 218.38 218.38 .00 PUR 10/02/96 879.360 879.36 .00 .00 879.36 879.36 .00 SAL 10/02/96 77,300.000 77,300.00 .00 .00 77,300.00 77,300.00 .00 PUR 10/02/96 78.350 78.35 .00 .00 78.35 78.35 .00 SAL 10/02/96 33,000.000 33,000.00 .00 .00 33,000.00 33,000.00 .00 PUR 10/02/96 394.610 394.61 .00 .00 394.61 394.61 .00 SAL 10/03/96 603,948.160 603,948.16 .00 .00 603,948.16 603,948.16 .00 PUR 10/07/96 2,220.260 2,220.26 .00 .00 2,220.26 2,220.26 .00 PUR 10/07/96 1,480.170 1,480.17 .00 .00 1,480.17 1,480.17 .00 PUR 10/07/96 740.090 740.09 .00 .00 740.09 740.09 .00
-33- 34 01-129 KeyTrust RPT# 1772 5% REPORT BY ASSET-AGGREGATE TRANSACTIONS 01/01/96 THROUGH 12/31/96
ACCOUNT PAGE 113 20-20-202-0344730 DIEBOLD SAL 401K CONS ACCT 401T VALUATION76,984,591.21 THRESHOLD 3,849,229.56 BROKER/PARTY TRAN SETTLE SHARES/ PURCHASE/SALE BROKER OTHER COST OF PREVIOUS NET ASSET DESCRIPTION TYPE DATE UNITS COST/PROCEEDS COMMISSION EXPENSE ASSET ANNUAL MARKET GAIN/LOSS VICTORY FINANCIAL RESERVES FD PUR 10/07/96 740.090 740.09 .00 .00 740.09 740.09 .00 PUR 10/07/96 740.090 740.09 .00 .00 740.09 740.09 .00 PUR 10/07/96 1,480.170 1,480.17 .00 .00 1,480.17 1,480.17 .00 PUR 10/15/96 110.230 110.23 .00 .00 110.23 110.23 .00 PUR 10/15/96 27.730 27.73 .00 .00 27.73 27.73 .00 PUR 10/15/96 5,809.000 5,809.00 .00 .00 5,809.00 5,809.00 .00 PUR 10/16/96 379,712.000 379,712.00 .00 .00 379,712.00 379,712.00 .00 PUR 10/16/96 133,130.760 133,130.76 .00 .00 133,130.76 133,130.76 .00 PUR 10/16/96 11,492.650 11,492.65 .00 .00 11,492.65 11,492.65 .00 PUR 10/16/96 29,660.300 29,660.30 .00 .00 29,660.30 29,660.30 .00 PUR 10/16/96 74,374.750 74,374.75 .00 .00 74,374.75 74,374.75 .00 PUR 10/16/96 7,068.070 7,068.07 .00 .00 7,068.07 7,068.07 .00 PUR 10/16/96 32,412.230 32,412.23 .00 .00 32,412.23 32,412.23 .00 PUR 10/16/96 47,036.130 47,036.13 .00 .00 47,036.13 47,036.13 .00 PUR 10/18/96 76.510 76.51 .00 .00 76.51 76.51 .00 PUR 10/18/96 5,513.950 5,513.95 .00 .00 5,513.95 5,513.95 .00 PUR 10/18/96 5,513.940 5,513.94 .00 .00 5,513.94 5,513.94 .00 PUR 10/22/96 17,493.540 17,493.54 .00 .00 17,493.54 17,493.54 .00 PUR 10/22/96 11,662.360 11,662.36 .00 .00 11,662.36 11,662.36 .00 PUR 10/25/96 1,178.550 1,178.55 .00 .00 1,178.55 1,178.55 .00 PUR 10/25/96 1,178.560 1,178.56 .00 .00 1,178.56 1,178.56 .00 PUR 10/28/96 123.360 123.36 .00 .00 123.36 123.36 .00 PUR 10/28/96 17.890 17.89 .00 .00 17.89 17.89 .00 PUR 10/28/96 52.810 52.81 .00 .00 52.81 52.81 .00 PUR 10/28/96 68.340 68.34 .00 .00 68.34 68.34 .00 PUR 10/28/96 235.580 235.58 .00 .00 235.58 235.58 .00 PUR 10/28/96 2.440 2.44 .00 .00 2.44 2.44 .00 PUR 10/28/96 1,159.940 1,159.94 .00 .00 1,159.94 1,159.94 .00 PUR 10/28/96 362.080 362.08 .00 .00 362.08 362.08 .00 SAL 10/29/96 141,064.690 141,064.69 .00 .00 141,064.69 141,064.69 .00 PUR 10/29/96 244,165.220 244,165.22 .00 .00 244,165.22 244,165.22 .00 SAL 10/29/96 48,117.960 48,117.96 .00 .00 48,117.96 48,117.96 .00 SAL 10/29/96 9,491.980 9,491.98 .00 .00 9,491.98 9,491.98 .00 PUR 10/29/96 7,175.170 7,175.17 .00 .00 7,175.17 7,175.17 .00 SAL 10/29/96 81,798.090 81,798.09 .00 .00 81,798.09 81,798.09 .00 SAL 10/29/96 31,552.970 31,552.97 .00 .00 31,552.97 31,552.97 .00 SAL 10/29/96 40,707.090 40,707.09 .00 .00 40,707.09 40,707.09 .00 SAL 10/30/96 3,660.000 3,660.00 .00 .00 3,660.00 3,660.00 .00
-34- 35 01-129 KeyTrust RPT# 1772 5% REPORT BY ASSET-AGGREGATE TRANSACTIONS 01/01/96 THROUGH 12/31/96
ACCOUNT PAGE 114 20-20-202-0344730 DIEBOLD SAL 401K CONS ACCT 401T VALUATION76,984,591.21 THRESHOLD 3,849,229.56 BROKER/PARTY TRAN SETTLE SHARES/ PURCHASE/SALE BROKER OTHER COST OF PREVIOUS NET ASSET DESCRIPTION TYPE DATE UNITS COST/PROCEEDS COMMISSION EXPENSE ASSET ANNUAL MARKET GAIN/LOSS VICTORY FINANCIAL RESERVES FD SAL 10/30/96 10,883.910 10,883.91 .00 .00 10,883.91 10,883.91 .00 PUR 10/30/96 123.360 123.36 .00 .00 123.36 123.36 .00 PUR 10/30/96 362.080 362.08 .00 .00 362.08 362.08 .00 PUR 10/30/96 17.890 17.89 .00 .00 17.89 17.89 .00 SAL 10/30/96 14,440.000 14,440.00 .00 .00 14,440.00 14,440.00 .00 PUR 10/30/96 235.580 235.58 .00 .00 235.58 235.58 .00 SAL 10/30/96 648,447.680 648,447.68 .00 .00 648,447.68 648,447.68 .00 PUR 10/31/96 309,052.430 309,052.43 .00 .00 309,052.43 309,052.43 .00 PUR 10/31/96 63,756.400 63,756.40 .00 .00 63,756.40 63,756.40 .00 PUR 10/31/96 136,618.770 136,618.77 .00 .00 136,618.77 136,618.77 .00 PUR 10/31/96 31,707.640 31,707.64 .00 .00 31,707.64 31,707.64 .00 PUR 10/31/96 50,678.460 50,678.46 .00 .00 50,678.46 50,678.46 .00 PUR 10/31/96 12,097.340 12,097.34 .00 .00 12,097.34 12,097.34 .00 PUR 10/31/96 5,442.780 5,442.78 .00 .00 5,442.78 5,442.78 .00 PUR 10/31/96 32,761.620 32,761.62 .00 .00 32,761.62 32,761.62 .00 470 PURCHASES FOR 23,297,113.25 191 SALES FOR 23,594,883.35 ISSUE AGGREGATE TOTAL 46,891,996.60
-35- 36 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized. DIEBOLD, INCORPORATED 401(k) SAVINGS PLAN ----------------------------------------- (Name of Plan) Date: June 24, 1997 By:/s/Gerald F. Morris -------------- --------------------------- Gerald F. Morris Executive Vice President and Chief Financial Officer (Principal Accounting and Financial Officer) -36- 37 DIEBOLD, INCORPORATED FORM 11-K INDEX TO EXHIBITS EXHIBIT NO. PAGE NO. - ----------- -------- 23. Consent of Independent Auditors 38 -37- EX-23 2 EXHIBIT 23 1 EXHIBIT 23 Consent of Independent Auditors ------------------------------- The Plan Administrator and Participants Diebold, Incorporated 401(k) Savings Plan: We consent to incorporation by reference in the Registration Statement (No.33-32960) on Form S-8 of the Diebold, Incorporated 401(k) Savings Plan of our report dated June 6, 1997, relating to the statements of net assets available for benefits of the Diebold, Incorporated 401(k) Savings Plan as of December 31, 1996 and 1995, and the related statements of changes in net assets available for benefits for the years then ended, and all related schedules, which report appears in the December 31, 1996 annual report on Form 11-K of the Diebold, Incorporated 401(k) Savings Plan. /s/KPMG Peat Marwick LLP - ------------------------ KPMG PEAT MARWICK LLP Cleveland, Ohio June 23, 1997 -38- -----END PRIVACY-ENHANCED MESSAGE-----