-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UtZHt+NUvYW2DN8JZChDAL+i7bMX8oIBsD7VI5kbBZpO1PV2/mhxJG1viTxcMcYm 4HCmazLI47y41K+Lj3fhRw== 0000950123-10-055459.txt : 20100603 0000950123-10-055459.hdr.sgml : 20100603 20100603100224 ACCESSION NUMBER: 0000950123-10-055459 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100602 ITEM INFORMATION: Other Events FILED AS OF DATE: 20100603 DATE AS OF CHANGE: 20100603 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIEBOLD INC CENTRAL INDEX KEY: 0000028823 STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578] IRS NUMBER: 340183970 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-04879 FILM NUMBER: 10874668 BUSINESS ADDRESS: STREET 1: P.O. BOX 3077 STREET 2: 5995 MAYFAIR RD CITY: NORTH CANTON STATE: OH ZIP: 44720-8077 BUSINESS PHONE: 3304904000 MAIL ADDRESS: STREET 1: PO BOX 3077 CITY: NORTH CANTON STATE: OH ZIP: 44720-8077 8-K 1 l39919e8vk.htm FORM 8-K e8vk
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): June 2, 2010
Diebold, Incorporated
(Exact name of registrant as specified in its charter)
         
Ohio   1-4879   34-0183970
         
(State or other jurisdiction   (Commission   (I.R.S. Employer
of incorporation)   File Number)   Identification No.)
         
5995 Mayfair Road, P.O. Box 3077, North
Canton, Ohio 		      44720-8077
         
(Address of principal executive offices)       (Zip Code)
 
Registrant’s telephone number, including area code:  (330) 490-4000
Not Applicable
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 

 

Item 8.01 Other Events.
     On June 2, 2010, the Securities and Exchange Commission (the "SEC") filed materials in U.S. District Court finalizing the settlement of civil charges stemming from an investigation of Diebold, Incorporated (the “Company”) conducted by the Division of Enforcement of the SEC. The Company and the staff of the SEC had previously reached an agreement in principle in May 2009 to settle the charges related to the investigation.
     Under the terms of the settlement, the Company has consented, without admitting or denying civil securities fraud charges, to a judgment requiring payment of a civil penalty of $25.0 million and an injunction against committing or causing any violations or future violations of certain specified provisions of the federal securities laws. The Company anticipates payment of the penalty to the SEC in the near term.
     As previously announced, the Company recorded a charge of $25.0 million in the first quarter of 2009 in connection with the settlement.

 

 

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  Diebold, Incorporated
 		  
June 3, 2010  By:   /s/ Leslie A. Pierce    
    Name:   Leslie A. Pierce   
    Title:   Vice President and Corporate Controller   
 

 

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