-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AEVbU65CsjaHUd47YzVJ1FImIgGyRkWMiH9wFMxobxBU6KAutP+EjVdoyCjQP8PD sES+c36sZX11p4vz7P4Y3g== 0000902131-03-000005.txt : 20030424 0000902131-03-000005.hdr.sgml : 20030424 20030424162005 ACCESSION NUMBER: 0000902131-03-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030424 FILED AS OF DATE: 20030424 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DIEBOLD INC CENTRAL INDEX KEY: 0000028823 STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578] IRS NUMBER: 340183970 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04879 FILM NUMBER: 03662557 BUSINESS ADDRESS: STREET 1: P.O. BOX 3077 STREET 2: 5995 MAYFAIR RD CITY: CANTON STATE: OH ZIP: 44720-8077 BUSINESS PHONE: 3304904000 MAIL ADDRESS: STREET 1: PO BOX 3077 CITY: CANTON STATE: OH ZIP: 44720-8077 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: TIMKEN WILLIAM ROBERT JR CENTRAL INDEX KEY: 0000902131 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 236 THIRD STREET SW CITY: CANTON STATE: OH ZIP: 44702 BUSINESS PHONE: 3304555281 MAIL ADDRESS: STREET 1: 236 THIRD STREET SW CITY: CANTON STATE: OH ZIP: 44702 4 1 edgar.htm 4 Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

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    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB Number: 3235-0287
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Filed By
Romeo and Dye's
Section 16 Filer
www.section16.net

1. Name and Address of Reporting Person*

Timken, Jr., W. R.

2. Issuer Name and Ticker or Trading Symbol
Diebold, Inc. (DBD)

6. Relationship of Reporting Person(s)
to Issuer (Check all applicable)
X Director                                       10% Owner
    Officer (give title below)          Other (specify below)

                                                  

(Last)      (First)     (Middle)

The Timken Company
1835 Dueber Avenue, S.W.

3. I.R.S. Identification Number
of Reporting Person,
if an entity (voluntary)

 

4. Statement for
Month/Day/Year
4/24/03

(Street)

Canton, OH 44706

5. If Amendment,
Date of Original
(Month/Day/Year)
 		 7. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
    Form filed by More than One Reporting Person

(City)     (State)     (Zip)

Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)

2. Trans-
action
Date
(Month/ Day/
Year)

2A. Deemed
Execution
Date,
if any
(Month/Day/
Year)

3. Trans-
action Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 & 5)

5. Amount of
Securities
Beneficially
Owned Follow-
ing Reported Transactions(s)
(Instr. 3 & 4)

6. Owner-
ship Form:
Direct (D)
or Indirect (I)
(Instr. 4)

7. Nature of Indirect
Beneficial Ownership
(Instr. 4)

Code

V

Amount

(A)
or
(D)

Price

Common Stock

 

 

 

 

 

 

 

5,099

D

 

Common Stock

 

 

 

 

 

 

 

2,000

I

By Spouse(1)

Common Stock

 

 

 

 

 

 

 

1,000

I

By Spouse's IRA(1)

Common Stock

 

 

 

 

 

 

 

33,097

I

By self as Advisor to Trustee(2)

Common Stock

 

 

 

 

 

 

 

84,000

I

By self as Co-Trustee(3)

Common Stock

 

 

 

 

 

 

 

1,000

I

By self as Co-Trustee(1)(4)

Common Stock

 

 

 

 

 

 

 

1,000

I

By self as Co-Trustee(1)(5)

Total

 

 

 

 

 

 

 

127,196

 

 
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number
FORM 4 (continued)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security

(Instr. 3)

2. Conver-
sion or
Exercise
Price of Derivative Security

3. Trans-
action Date

(Month/
Day/
Year)

3A. Deemed
Execution
Date,
if any
(Month/
Day/
Year)

4. Trans-
action
Code

(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)

(Instr. 3, 4 & 5)

6. Date Exercisable
and Expiration
Date
(Month/Day/
Year)

7. Title and Amount of Underlying Securities
(Instr. 3 & 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of
Derivative
Securities
Beneficially
Owned
Following
Reported Transaction(s)
(Instr. 4)

10. Owner-
ship Form
of Deriv-
ative
Security:
Direct (D)
or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

(A)

(D)

Date Exer-cisable

Expira-
tion
Date

Title

Amount or Number of
Shares

Options to buy(6)

24.625

 

 

 

 

 

 

4/21/00

4/21/04

Common Stock

875

 

1

D

 

Options to buy(6)

24.625

 

 

 

 

 

 

4/21/01

4/21/04

Common Stock

875

 

1

D

 

Options to buy(6)

24.625

 

 

 

 

 

 

4/21/02

4/21/04

Common Stock

875

 

1

D

 

Options to buy(6)

24.625

 

 

 

 

 

 

4/21/03

4/21/04

Common Stock

875

 

1

D

 

Options to buy(6)

28.59

 

 

 

 

 

 

4/19/01

4/18/05

Common Stock

875

 

1

D

 

Options to buy(6)

28.59

 

 

 

 

 

 

4/19/02

4/18/05

Common Stock

875

 

1

D

 

Options to buy(6)

28.59

 

 

 

 

 

 

4/19/03

4/18/05

Common Stock

875

 

1

D

 

Options to buy(6)

28.59

 

 

 

 

 

 

4/19/04

4/18/05

Common Stock

875

 

1

D

 

Options to buy(6)

29.91

 

 

 

 

 

 

4/26/02

4/25/06

Common Stock

1,000

 

1

D

 

Options to buy(6)

29.91

 

 

 

 

 

 

4/26/03

4/25/06

Common Stock

1,000

 

1

D

 

Options to buy(6)

29.91

 

 

 

 

 

 

4/26/04

4/25/06

Common Stock

1,000

 

1

D

 

Options to buy(6)

29.91

 

 

 

 

 

 

4/26/05

4/25/06

Common Stock

1,000

 

1

D

 

Options to buy(6)

38.64

 

 

 

 

 

 

4/25/03

4/24/12

Common Stock

1,000

 

1

D

 

Options to buy(6)

38.64

 

 

 

 

 

 

4/25/04

4/24/12

Common Stock

1,000

 

1

D

 

Options to buy(6)

38.64

 

 

 

 

 

 

4/25/05

4/24/12

Common Stock

1,000

 

1

D

 

Options to buy(6)

38.64

 

 

 

 

 

 

4/25/06

4/24/12

Common Stock

1,000

 

1

D

 

Options to buy(6)

39.26

4/24/03

 

A

 

1

 

4/24/04

4/23/13

Common Stock

1,000

 

1

D

 

Options to buy(6)

39.26

4/24/03

 

A

 

1

 

4/24/05

4/23/13

Common Stock

1,000

 

1

D

 

Options to buy(6)

39.26

4/24/03

 

A

 

1

 

4/24/06

4/23/13

Common Stock

1,000

 

1

D

 

Options to buy(6)

39.26

4/24/03

 

A

 

1

 

4/24/07

4/23/13

Common Stock

1,000

 

1

D

 

Total

 

 

 

 

 

 

 

 

 

 

 

 

20

 

 

Explanation of Responses:

(1) The undersigned disclaims any beneficial ownership.
(2) By self as Advisor to Trustee for WR Timken, Jr. Revocable Trust
(3) By self as Co-Trustee for Trust Under Will of H. H. Timken, Jr.
(4) By self as Co-Trustee of WR Timken Trust FBO Kristin T. Kingery's Children.
(5) By self as Co-Trustee of WR Timken Trust FBO Great-Grandchildren
(6) Non-qualified Stock Options granted under Diebold, Inc. 1991 Equity and Performance Incentive Plan, as amended and restated; options are generally exercisable in annual increments of 25% beginning one year from date of grant.
(7) Non-qualified Stock Options for 2,500 shares granted on April 15, 1998 expired on April 14, 2003 for no value.
  By: /s/ W.R. Timken, Jr
              
**Signature of Reporting Person		 4/24/03
Date

**Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed.
          If space is insufficient, See Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

 
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