0000028823-21-000063.txt : 20210317 0000028823-21-000063.hdr.sgml : 20210317 20210317163357 ACCESSION NUMBER: 0000028823-21-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210315 FILED AS OF DATE: 20210317 DATE AS OF CHANGE: 20210317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmid Gerrard CENTRAL INDEX KEY: 0001732384 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04879 FILM NUMBER: 21751010 MAIL ADDRESS: STREET 1: C/O DIEBOLD NIXDORF, INCORPORATED STREET 2: 5995 MAYFAIR ROAD CITY: NORTH CANTON STATE: OH ZIP: 44720 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIEBOLD NIXDORF, Inc CENTRAL INDEX KEY: 0000028823 STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578] IRS NUMBER: 340183970 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 3077 STREET 2: 5995 MAYFAIR RD CITY: NORTH CANTON STATE: OH ZIP: 44720-8077 BUSINESS PHONE: 3304904000 MAIL ADDRESS: STREET 1: PO BOX 3077 CITY: NORTH CANTON STATE: OH ZIP: 44720-8077 FORMER COMPANY: FORMER CONFORMED NAME: DIEBOLD INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_161601322115057.xml FORM 4 X0306 4 2021-03-15 0 0000028823 DIEBOLD NIXDORF, Inc DBD 0001732384 Schmid Gerrard C/O DIEBOLD NIXDORF, INCORPORATED 5995 MAYFAIR ROAD NORTH CANTON OH 44720 1 1 0 0 President and CEO Common Shares 10000 I By Spouse Common Shares 2021-03-15 4 S 0 39449 17.1501 D 627384 D Common Shares 2021-03-16 4 S 0 53636 16.3858 D 573748 D Common Shares 2021-03-16 4 S 0 9412 17.106 D 564336 D Performance Share Units 2022-04-25 Common Shares 56059.0 56059 D Non-Qualified Stock Option 15.35 2019-02-20 2028-02-20 Common Shares 192049.0 192049 D Non-Qualified Stock Option 4.49 2020-01-29 2029-01-29 Common Shares 676814.0 676814 D Non-Qualified Stock Option 13.98 2020-04-25 2029-04-25 Common Shares 34678.0 34678 D Non-Qualified Stock Option 13.15 2021-01-30 2030-01-30 Common Shares 253907.0 253907 D This transaction was executed in multiple trades at prices ranging from $17.00 to $17.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Number includes restricted stock units. This transaction was executed in multiple trades at prices ranging from $15.93 to $16.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $16.94 to $17.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Award subject to a three-year performance period during which the Company's stock price must appreciate at least 25% in order for the grant to vest. Performance will be measured on the anniversaries of the grant date, and the award will vest upon the first achievement of the performance, but will payout in shares on a pro-rata annual basis after performance is satisfied. If the stock performance condition is not met by the third anniversary of the date of grant, then the entire award is forfeited. Option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. Jonathan B. Leiken, Attorney-in-fact for Gerrard Schmid 2021-03-16