0000028823-16-000149.txt : 20160218 0000028823-16-000149.hdr.sgml : 20160218 20160218143155 ACCESSION NUMBER: 0000028823-16-000149 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160217 FILED AS OF DATE: 20160218 DATE AS OF CHANGE: 20160218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIEBOLD INC CENTRAL INDEX KEY: 0000028823 STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578] IRS NUMBER: 340183970 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 3077 STREET 2: 5995 MAYFAIR RD CITY: NORTH CANTON STATE: OH ZIP: 44720-8077 BUSINESS PHONE: 3304904000 MAIL ADDRESS: STREET 1: PO BOX 3077 CITY: NORTH CANTON STATE: OH ZIP: 44720-8077 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rutt Sheila M CENTRAL INDEX KEY: 0001326214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04879 FILM NUMBER: 161437124 MAIL ADDRESS: STREET 1: 5995 MAYFAIR ROAD CITY: NORTH CANTON STATE: OH ZIP: 44720 4 1 wf-form4_145582389340745.xml FORM 4 X0306 4 2016-02-17 0 0000028823 DIEBOLD INC DBD 0001326214 Rutt Sheila M C/O DIEBOLD, INCORPORATED 5995 MAYFAIR ROAD NORTH CANTON OH 44720 0 1 0 0 VP, Chief HR Officer Common Stock 546 I 401(k) Common Stock 11683 I Revocable Trust Common Stock 2016-02-17 4 S 0 419 24.44 D 33023 D Non-Qualified Stock Option 39.43 2007-02-20 2016-02-19 Common Stock 8000.0 8000 D Non-Qualified Stock Option 47.27 2008-02-14 2017-02-13 Common Stock 7500.0 7500 D Non-Qualified Stock Option 32.67 2012-02-10 2021-02-09 Common Stock 12000.0 12000 D Non-Qualified Stock Option 34.89 2013-02-08 2022-02-07 Common Stock 16500.0 16500 D Non-Qualified Stock Option 29.87 2014-02-06 2023-02-05 Common Stock 8505.0 8505 D Non-Qualified Stock Option 34.13 2015-02-12 2024-02-12 Common Stock 15376.0 15376 D Non-Qualified Stock Option 32.33 2016-02-05 2025-02-05 Common Shares 18723.0 18723 D Non-Qualified Stock Option 27.39 2017-02-03 2026-02-03 Common Stock 19553.0 19553 D Number of 401(k) shares owned as of most current statement; fractional shares omitted. Number of shares held by filer in a revocable trust over which filer has control. This transaction was effected for financial and tax planning purposes pursuant to a Rule 10b5-1 Plan adopted by reporting person on December 10, 2015. Number includes restricted stock units. Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 25% beginning one year from date of grant. Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. Mary M. Swann, Attorney-in-fact for Sheila M. Rutt 2016-02-18