0000028823-16-000145.txt : 20160216 0000028823-16-000145.hdr.sgml : 20160215 20160216164649 ACCESSION NUMBER: 0000028823-16-000145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160211 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIEBOLD INC CENTRAL INDEX KEY: 0000028823 STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578] IRS NUMBER: 340183970 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 3077 STREET 2: 5995 MAYFAIR RD CITY: NORTH CANTON STATE: OH ZIP: 44720-8077 BUSINESS PHONE: 3304904000 MAIL ADDRESS: STREET 1: PO BOX 3077 CITY: NORTH CANTON STATE: OH ZIP: 44720-8077 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mattes Andreas W CENTRAL INDEX KEY: 0001578706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04879 FILM NUMBER: 161429631 MAIL ADDRESS: STREET 1: C/O DIEBOLD, INCORPORATED STREET 2: 5995 MAYFAIR RD CITY: NORTH CANTON STATE: OH ZIP: 44720 4 1 wf-form4_145565919801629.xml FORM 4 X0306 4 2016-02-11 0 0000028823 DIEBOLD INC DBD 0001578706 Mattes Andreas W C/O DIEBOLD, INCORPORATED 5995 MAYFAIR ROAD NORTH CANTON OH 44720 1 1 0 0 President and CEO Common Shares 2016-02-11 4 A 0 23702 23.01 A 149268 D Common Shares 2016-02-11 4 F 0 7893 23.01 D 141375 D Common Shares 2016-02-11 4 S 0 3555 23.25 D 137820 D Non-Qualified Stock Option 31.92 2014-06-06 2023-06-05 Common Stock 98082.0 98082 D Non-Qualified Stock Option 34.13 2015-02-12 2024-02-12 Common Stock 154766.0 154766 D Non-Qualified Stock Option 32.33 2016-02-05 2025-02-05 Common Shares 200000.0 200000 D Non-Qualified Stock Option 27.39 2017-02-03 2026-02-03 Common Shares 200000.0 200000 D Reflects delivery of performance shares earned for performance period 2015 under the Equity and Performance Incentive Plan, as amended, and withholding of shares pursuant to tax withholding right. Number includes restricted stock units. This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on December 9, 2015. Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. Mary M. Swann, Attorney-in-Fact for Andreas W. Mattes 2016-02-16