-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qh7WiTcpkCwisb6DEr9pPlwCUdXFI81cd6Prwy5SGvFbcl5zjN36jTUk8wLu6aNz wfuuMR+J9eOPlP3Od4Mqjw== 0001179110-04-019911.txt : 20041020 0001179110-04-019911.hdr.sgml : 20041020 20041020161551 ACCESSION NUMBER: 0001179110-04-019911 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041018 FILED AS OF DATE: 20041020 DATE AS OF CHANGE: 20041020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIFECORE BIOMEDICAL INC CENTRAL INDEX KEY: 0000028626 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 410948334 STATE OF INCORPORATION: MN FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3515 LYMAN BLVD CITY: CHASKA STATE: MN ZIP: 55318-3051 BUSINESS PHONE: 6123684300 FORMER COMPANY: FORMER CONFORMED NAME: DIAGNOSTIC INC DATE OF NAME CHANGE: 19861214 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN MEDICAL RESEARCH INC DATE OF NAME CHANGE: 19691118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUNNELLS JOHN E CENTRAL INDEX KEY: 0001083928 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-04136 FILM NUMBER: 041087696 BUSINESS ADDRESS: STREET 1: 18 BANK STREET CITY: SUMMIT STATE: NJ ZIP: 07901 BUSINESS PHONE: 9082773737 MAIL ADDRESS: STREET 1: 18 BANK STREET CITY: SUMMIT STATE: NJ ZIP: 07901 4 1 edgar.xml FORM 4 - X0202 4 2004-10-18 0 0000028626 LIFECORE BIOMEDICAL INC LCBM 0001083928 RUNNELLS JOHN E C/O THE VERTICAL GROUP, INC. 25 DEFOREST AVENUE SUMMIT NJ 07901 1 0 0 0 Common Stock 2004-10-18 4 A 0 28400 8.51 A 795408 I See footnote. Common Stock 2004-10-18 4 A 0 12200 8.51 A 294692 I See footnote. Common Stock 1800 D Non-Qualified Stock Option 10.82 2002-11-14 2012-05-14 Common Stock 10000 10000 D Non-Qualified Stock Option 8.12 2003-11-14 2012-05-14 Common Stock 30000 30000 D The reporting person is a general partner of The Vertical Group, L.P., which is the general partner of Vertical Fund I, L.P. and Vertical Fund II, L.P. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission thereof for purposes of Section 16 or for any other purpose. Subject to certain conditions, the option became exercisable on November 14, 2003 in respect of 10,000 shares of Common Stock and becomes exercisable for an additional 10,000 shares of Common Stock on each of November 14, 2004 and November 14, 2005. /s/ John E. Runnells 2004-10-20 -----END PRIVACY-ENHANCED MESSAGE-----