-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NhEkCWEwY61G4sqVT0SzmT9VyHaewto/yElwnd6kIkCZWGePqENVhRXAS0EGLtfn 4ORAi1cft5CcsuiRhPlE0A== 0000028452-03-000008.txt : 20030304 0000028452-03-000008.hdr.sgml : 20030304 20030304135236 ACCESSION NUMBER: 0000028452-03-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030201 FILED AS OF DATE: 20030304 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH KEVIN M CENTRAL INDEX KEY: 0000934662 RELATIONSHIP: OFFICER IRS NUMBER: 452808688 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1155 DAIRY ASHFORD STREET STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: 7135310013 MAIL ADDRESS: STREET 1: 1155 DAIRY ASHFORD STREET 2: STE 600 CITY: HOUSTON STATE: TX ZIP: 77079 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DEVCON INTERNATIONAL CORP CENTRAL INDEX KEY: 0000028452 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE GYPSUM PLASTER PRODUCTS [3270] IRS NUMBER: 590671992 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07152 FILM NUMBER: 03590975 BUSINESS ADDRESS: STREET 1: 1350 E NEWPORT CENTER DR STREET 2: STE 201 CITY: DEERFIELD BEACH STATE: FL ZIP: 33443 BUSINESS PHONE: 3054291500 MAIL ADDRESS: STREET 1: 1350 E NEWPORT CENTER DR STREET 2: SUITE 201 CITY: DEERFIELD BEACH STATE: FL ZIP: 33442 4 1 form4kmsf.txt FORM 4 FOR KEVIN MALCOKM SMITH ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response.........0.5 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |_| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print of Type Responses) - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Smith Kevin M - -------------------------------------------------------------------------------- (Last) (First) (Middle) 1350 E. Newport Center Drive, Suite 201 - -------------------------------------------------------------------------------- (Street) Deerfield Beach Florida 33442 - -------------------------------------------------------------------------------- (City) (State) (Zip) Devcon International Corp. ("DEVC" - -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol - -------------------------------------------------------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) - -------------------------------------------------------------------------------- 4. Statement for Month/Day/Year - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Day/Year) 08/02 - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) |_| Director |_| 10% Owner |X| Officer (give title below) |_| Other (specify below) _________Vice President - Materials Division_______________________________ - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable line) |X| Form Filed by One Reporting Person |_| Form Filed by More than One Reporting Person - -------------------------------------------------------------------------------- ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
5. Amount of 6. 4. Securities Owner- Securities Acquired (A) or Beneficially ship 2A. 3. Disposed of (D) Owned Form: 7. 2. Deemed Transaction (Instr. 3, 4 and 5) Following Direct Nature of Trans- Execution Code ------------------------------- Reported (D) or Indirect 1. action Date, if (Instr. 8) (A) Transaction(s) Indirect Beneficial Title of Security Date any ------------ or (Instr. 3 & (I) Ownership (Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price Instr.4) (Instr.4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 7/02/02 S 695 D $5.82 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 7/03/02 S 394 D $5.70 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 7/29/02 S 668 D $5.70 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/14/02 M 10,000 A $1.50 22,803 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 5,145 I By wife - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 63,600 I By Trust - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. Number 10. of Owner- deriv- ship ative Form 2. Secur- of Conver- 5. 7. ities Deriv- 11. sion Number of Title and Amount Bene- ative Nature or Derivative 6. of Underlying 8. ficially Secur- of Exer- 3A. 4. Securities Date Securities Price Owned ity: In- cise Deemed Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Follow- Direct direct Price 3. Execut- action or Disposed Expiration Date ---------------- Deriv- ing (D) or Bene- 1. of Trans- ion Code of(D) (Month/Day/Year) Amount ative Reported In- ficial Title of Deriv- action Date if (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner- Derivative ative Date any 8) 4 and 5) Date Expira- Number ity action(s) (I) ship Security Secur- (mm/dd/ (mm/dd/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity yy) yy) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option (1) 6/16/05 Common Stock 50,000 50,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $1.50 8/14/02 M 10,000 (2) 4/06/09 Common Stock 50,000 40,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option (3) 4/29/12 Common Stock 5,700 5,700 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: (1) Such option vests in increments of 20% each year with the first increment vesting on 6/16/96. (2) Such option vests in increments of 20% each year with the first increment vesting on 4/6/00. (3) Such option vests in increments of 20% each year with the first increment vesting on 4/29/03. /s/ Kevin M. Smith February 27, 2003 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----