0001683168-18-000361.txt : 20180209
0001683168-18-000361.hdr.sgml : 20180209
20180209180152
ACCESSION NUMBER: 0001683168-18-000361
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180208
FILED AS OF DATE: 20180209
DATE AS OF CHANGE: 20180209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carter Peter W
CENTRAL INDEX KEY: 0001647706
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05424
FILM NUMBER: 18593276
MAIL ADDRESS:
STREET 1: C/O DELTA AIR LINES, INC.
STREET 2: P.O. BOX 20574, DEPT. 981
CITY: ATLANTA
STATE: GA
ZIP: 30320
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DELTA AIR LINES INC /DE/
CENTRAL INDEX KEY: 0000027904
STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512]
IRS NUMBER: 580218548
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: HARTSFIELD-JACKSON ATLANTA INTL AIRPORT
STREET 2: 1030 DELTA BOULEVARD
CITY: ATLANTA
STATE: GA
ZIP: 30354-1989
BUSINESS PHONE: 4047152600
MAIL ADDRESS:
STREET 1: P.O. BOX 20706
STREET 2: DEPT 981
CITY: ATLANTA
STATE: GA
ZIP: 30320-6001
FORMER COMPANY:
FORMER CONFORMED NAME: DELTA AIR CORP
DATE OF NAME CHANGE: 19660908
4
1
carter_f4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-02-08
0
0000027904
DELTA AIR LINES INC /DE/
DAL
0001647706
Carter Peter W
C/O DELTA AIR LINES, INC.
P.O. BOX 20574, DEPT. 981
ATLANTA
GA
30320
0
1
0
0
EVP and Chief Legal Officer
Common Stock
2018-02-08
4
A
0
18420
A
80532
D
Employee Stock Option (right to buy)
49.33
2018-02-08
4
A
0
39900
0
A
2018-02-08
2027-02-08
Common Stock
39900
39900
D
The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Carter 18,420 shares of restricted common stock under Delta's 2018 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).
On February 9, 2017, the Committee granted Mr. Carter an option to purchase 39,900 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. Because the performance criteria were met, the option as to 13,300 shares vested, and the option for the remaining 26,600 shares will vest in equal installments on February 1, 2019 and February 1, 2020. The performance criteria was certified by the Committee on February 8, 2018. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).
/s/ Jan M. Davidson as attorney-in-fact for Peter W. Carter
2018-02-09