-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FA1pHeRIfBdKJbU9TT9rrDNCQuLiZDahnh8JD++4aHXZbmOOYP/wLWL6odT4a5Z1 /BAN9zn40jk3daJZPTE0hg== 0001301040-07-000059.txt : 20071101 0001301040-07-000059.hdr.sgml : 20071101 20071101165956 ACCESSION NUMBER: 0001301040-07-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071030 FILED AS OF DATE: 20071101 DATE AS OF CHANGE: 20071101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAUENSTEIN GLEN W CENTRAL INDEX KEY: 0001193002 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05424 FILM NUMBER: 071207591 MAIL ADDRESS: STREET 1: 1600 SMITH ST CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DELTA AIR LINES INC /DE/ CENTRAL INDEX KEY: 0000027904 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 580218548 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: HARTSFIELD ATLANTA INTL AIRPORT STREET 2: 1030 DELTA BLVD CITY: ATLANTA STATE: GA ZIP: 30354-1989 BUSINESS PHONE: 4047152600 MAIL ADDRESS: STREET 1: P.O. BOX 20706 STREET 2: DEPT 981 CITY: ATLANTA STATE: GA ZIP: 30320-6001 FORMER COMPANY: FORMER CONFORMED NAME: DELTA AIR CORP DATE OF NAME CHANGE: 19660908 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-10-30 0000027904 DELTA AIR LINES INC /DE/ DAL 0001193002 HAUENSTEIN GLEN W DELTA AIR LINES, INC., DEPT. 981 P.O. BOX 20574 ATLANTA, GA 30320 0 1 0 0 EVP-Network Plng & Rev Mgmt Common Stock 2007-10-30 4 F 0 19301 20.68 D 117099 D Common Stock 2007-10-31 4 S 0 100 20.30 D 116999 D Common Stock 2007-10-31 4 S 0 500 20.31 D 116499 D Common Stock 2007-10-31 4 S 0 3900 20.32 D 112599 D Common Stock 2007-10-31 4 S 0 1000 20.34 D 111599 D Common Stock 2007-10-31 4 S 0 6900 20.35 D 104699 D Common Stock 2007-10-31 4 S 0 1100 20.36 D 103599 D Common Stock 2007-10-31 4 S 0 4500 20.37 D 99099 D Common Stock 2007-10-31 4 S 0 1200 20.38 D 97899 D Common Stock 2007-10-31 4 S 0 800 20.39 D 97099 D Common Stock 2007-10-31 4 S 0 3800 20.45 D 93299 D Common Stock 2007-10-31 4 S 0 1400 20.46 D 91899 D Common Stock 2007-10-31 4 S 0 866 20.47 D 91033 D Common Stock 2007-10-31 4 S 0 100 20.49 D 90933 D Common Stock 2007-11-01 4 A 0 42000 A 132933 D Employee Stock Option (Right to Buy) 20.20 2007-11-01 4 A 0 67000 A 2017-10-31 Common Stock 67000 67000 D Represents shares withheld to pay tax withholding obligations to appropriate taxing authorities from the lapse of the restrictions on a portion of Reporting Person's restricted stock. This withholding was approved by the Personnel & Compensation Committee (the "Committee") of Delta's Board of Directors and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b(d)(1) and 16b-3(e). Includes 90,933 shares of restricted stock on which the restrictions have not lapsed. The Committee granted the Reporting Person 42,000 shares of restricted common stock in a transaction exempt under Rule 16b-3(d). Subject to the terms of the award, including the Reporting Person's continued employment with Delta, the restrictions will lapse with respect to 14,000 shares of the restricted stock on each of November 1, 2008, 2009 and 2010. The Committee granted the Reporting Person stock options covering 67,000 shares of Delta common stock in a transaction exempt under Rule 16b-3(d). Subject to the terms of the award, including the Reporting Person's continued employment with Delta, the stock options become exercisable with respect to 22,334 of the shares on November 1, 2008 and with respect to 22,333 of the shares on each of November 1, 2009 and 2010. Nanci Oliver Sloan as attorney-in-fact for Glen W. Hauenstein 2007-11-01 -----END PRIVACY-ENHANCED MESSAGE-----