-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ve1iXzQkusi4W4Vh2/esUXW8uJuYLMsP2MXIzJvNkTI0aXDOA0NSW7sZjp1dEuZD 6RxnxyBcSf5xIjdKbOZqww== 0001301040-07-000010.txt : 20070502 0001301040-07-000010.hdr.sgml : 20070502 20070502134009 ACCESSION NUMBER: 0001301040-07-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070430 FILED AS OF DATE: 20070502 DATE AS OF CHANGE: 20070502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bastian Edward H CENTRAL INDEX KEY: 0001289878 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05424 FILM NUMBER: 07809706 BUSINESS ADDRESS: BUSINESS PHONE: 404-853-1400 MAIL ADDRESS: STREET 1: C/O ACUITY BRANDS INC. STREET 2: 1170 PEACHTREE STREET, NE, SUITE 2400 CITY: ATLANTA STATE: GA ZIP: 30309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DELTA AIR LINES INC /DE/ CENTRAL INDEX KEY: 0000027904 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 580218548 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: HARTSFIELD ATLANTA INTL AIRPORT STREET 2: 1030 DELTA BLVD CITY: ATLANTA STATE: GA ZIP: 30354-1989 BUSINESS PHONE: 4047152600 MAIL ADDRESS: STREET 1: P.O. BOX 20706 STREET 2: DEPT 981 CITY: ATLANTA STATE: GA ZIP: 30320-6001 FORMER COMPANY: FORMER CONFORMED NAME: DELTA AIR CORP DATE OF NAME CHANGE: 19660908 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-04-30 0000027904 DELTA AIR LINES INC /DE/ DAL 0001289878 Bastian Edward H DELTA AIR LINES, INC., DEPT. 981 P.O. BOX 20574 ATLANTA GA 30320 0 1 0 0 Exec VP & CFO Common Stock, par value $0.01 per share 2007-04-30 4 J 0 3157 0 D 0 D Common Stock, par value $0.0001 per share 2007-04-30 4 A 0 184800 0 A 184800 D Common Stock, par value $0.0001 per share 2007-04-30 4 A 0 246 A 185046 D Common Stock, par value $0.0001 per share 2007-04-30 4 F 0 79 D 184967 D Pursuant to Delta's plan of reorganization, which was approved by the United States Bankruptcy Court for the Southern District of New York, Delta's common stock, par value $0.01 per share, was cancelled without value upon Delta's emergence from bankruptcy on April 30, 2007. In connection with Delta's emergence from bankruptcy, the Personnel & Compensation Committee of Delta's Board of Directors granted restricted stock awards to Delta officers, including the Reporting Person. Delta described this program in a bankruptcy court filing on March 20, 2007, and in a Current Report on Form 8-K filed with the SEC on March 22, 2007. The shares reported on this line represent substantially all of the distribution the Reporting Person will receive in satisfaction of his claim against Delta's bankruptcy estate, as described below under "BACKGROUND INFORMATION ON CLAIMS WITH RESPECT TO NON-QUALIFIED RETIREMENT PLAN." These shares were acquired in a transaction that was approved by the Personnel & Compensation Committee of Delta's Board of Directors, and that is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1). Shares withheld to cover tax withholding obligations from the distribution of shares described in Note (3), above. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors, and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). BACKGROUND INFORMATION ON CLAIMS WITH RESPECT TO NON-QUALIFIED RETIREMENT PLAN: Delta previously sponsored non-qualified retirement plans designed to provide participants with retirement benefits that would have been paid under the applicable formula under Delta's qualified retirement plan for nonpilot employees but for limits on qualified plans under the Internal Revenue Code. Virtually all of the benefits under these non-qualified plans accrued prior to Delta's Chapter 11 filing. Because Delta rejected these plans as part of its plan of reorganization, Delta will not pay any benefits under these plans. Rather, current or former employees with an accrued benefit under the non-qualified plans have a claim against Delta's bankruptcy estate. Delta's plan of reorganization provides that holders of allowed unsecured claims against Delta's bankruptcy estate will generally receive common stock of reorganized Delta in satisfaction of their claims. Nanci Oliver Sloan as attorney-in-fact for Edward H. Bastian 2007-05-02 -----END PRIVACY-ENHANCED MESSAGE-----