-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RylUuR/wQfD/pKPphUkw+ooEyajXesQMvOqh+JS2N4+p14TqDUJjufn0an7UxUJK fqpfoM4qk6VM6aar1CjNQw== 0001301040-06-000011.txt : 20060908 0001301040-06-000011.hdr.sgml : 20060908 20060908155027 ACCESSION NUMBER: 0001301040-06-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060906 FILED AS OF DATE: 20060908 DATE AS OF CHANGE: 20060908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DELTA AIR LINES INC /DE/ CENTRAL INDEX KEY: 0000027904 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 580218548 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: HARTSFIELD ATLANTA INTL AIRPORT STREET 2: 1030 DELTA BLVD CITY: ATLANTA STATE: GA ZIP: 30354-1989 BUSINESS PHONE: 4047152600 MAIL ADDRESS: STREET 1: P.O. BOX 20706 STREET 2: DEPT 981 CITY: ATLANTA STATE: GA ZIP: 30320-6001 FORMER COMPANY: FORMER CONFORMED NAME: DELTA AIR CORP DATE OF NAME CHANGE: 19660908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whitehurst James M CENTRAL INDEX KEY: 0001292272 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05424 FILM NUMBER: 061081874 BUSINESS ADDRESS: BUSINESS PHONE: (404) 715-2724 MAIL ADDRESS: STREET 1: DELTA AIR LINES, INC., DEPT. 981 STREET 2: P.O. BOX 20574 CITY: ATLANTA STATE: GA ZIP: 30320 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-09-06 0000027904 DELTA AIR LINES INC /DE/ DALRQ.PK 0001292272 Whitehurst James M DELTA AIR LINES, INC., DEPT. 981 P.O. BOX 20574 ATLANTA GA 30320 0 1 0 0 Chief Operating Officer Common Stock 2006-09-06 4 S 0 11844 .745 D 0 D Common Stock 0 I Savings Plan Series B ESOP Convertible Preferred Stock Common Stock 0 I Savings Plan See paragraph titled "BACKGROUND INFORMATION ON LIQUIDATION OF COMMON STOCK AND PREFERRED STOCK UNDER DELTA FAMILY-CARE SAVINGS PLAN" in the Remarks section, below for information regarding the events leading to the removal of Delta common stock ("Common Stock") and Series B ESOP Convertible Preferred Stock ("Preferred Stock") from Reporting Person's account under the Delta Family-Care Savings Plan (the "Plan"). Preferred Stock held under the Plan had no expiration date and was convertible into Common Stock at a rate of 1.7155 shares of Common Stock for each share of Preferred Stock. BACKGROUND INFORMATION ON LIQUIDATION OF COMMON STOCK AND PREFERRED STOCK UNDER DELTA FAMILY-CARE SAVINGS PLAN: All holdings of Delta Common Stock and Preferred Stock, including Reporting Person's holdings, were eliminated from the ESOP portion of the Plan (the "ESOP Accounts") by March 31, 2006. As part of this process, U.S. Trust, the independent fiduciary investment manager for the Plan, and Delta agreed to offer a special distribution program permitting eligible Delta employees, who had participated in the Plan for at least five years as of December 31, 2005, to receive a distribution (the "Distribution") of the Common Stock and Preferred Stock in their ESOP Account. The Distribution was approved by the U.S. Bankruptcy Court on December 19, 2005. Reporting Person was not eligible to participate in the Distribution. However, as part of the Distribution, remaining unallocated shares of Preferred Stock were allocated (1) to the ESOP Accounts of participants in the Dist ribution who chose to transfer their Distribution into a Fidelity IRA and (2) to the ESOP Accounts of Plan participants, like the Reporting Person, who did not meet the eligibility requirements necessary to participate in the Distribution. After the Distribution had been executed, U.S. Trust directed the conversion to Common Stock of all remaining shares of Preferred Stock and thereafter sold all the Common Stock in the ESOP Account. For this reason, Reporting Person no longer holds any shares of Common Stock or Preferred Stock in his ESOP Account. Nanci Oliver Sloan as attorney-in-fact for James M. Whitehurst 2006-09-08 -----END PRIVACY-ENHANCED MESSAGE-----