-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ArXFX9mnou339DT6Cqg5JxCtmHxPoimSZAU3+OCpxji63HYE7jZzb1LS9YBGEU5/ AlQAeHja5D8l5iy2iiH9GA== 0001091707-04-000008.txt : 20040604 0001091707-04-000008.hdr.sgml : 20040604 20040604101524 ACCESSION NUMBER: 0001091707-04-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040602 FILED AS OF DATE: 20040604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REPUBLIC AIRWAYS HOLDINGS INC CENTRAL INDEX KEY: 0001159154 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 061449146 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2500 S HIGH SCHOOL ROAD STREET 2: SUITE 160 CITY: INDIANAPOLIS STATE: IN ZIP: 46241 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DELTA AIR LINES INC /DE/ CENTRAL INDEX KEY: 0000027904 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49697 FILM NUMBER: 04848687 BUSINESS ADDRESS: STREET 1: HARTSFIELD ATLANTA INTL AIRPORT STREET 2: 1030 DELTA BLVD CITY: ATLANTA STATE: GA ZIP: 30354-1989 BUSINESS PHONE: 4047152600 MAIL ADDRESS: STREET 1: P.O. BOX 20706 STREET 2: DEPT 981 CITY: ATLANTA STATE: GA ZIP: 30320-6001 FORMER NAME: FORMER CONFORMED NAME: DELTA AIR CORP DATE OF NAME CHANGE: 19660908 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-06-02 0001159154 REPUBLIC AIRWAYS HOLDINGS INC RJET 0000027904 DELTA AIR LINES INC /DE/ DEPARTMENT 981 P.O. BOX 20574 ATLANTA GA 30320 0 0 1 0 Common Stock Warrant (Right to Buy) 12.35 2004-06-02 4 J 0 1500000 A 2004-06-02 2014-06-01 Common Stock 1500000 1500000 D Common Stock Warrant (Right to Buy) 13.00 2004-06-02 4 J 0 720000 A 2013-02-07 Common Stock 720000 720000 D Common Stock Warrant (Right to Buy) 12.35 2004-06-02 4 J 0 300000 A 2013-10-01 Common Stock 300000 300000 D Common Stock Warrant (Right to Buy) 12.35 2004-06-02 4 J 0 480000 A 2014-03-10 Common Stock 480000 480000 D This Warrant was reported on Delta's Form 3 on May 26, 2004. This filing is intended to confirm the setting of the exercise price of the Warrant at $12.35 per share upon the closing of the Issuer's initial public offering of common stock (IPO) . Delta acquired this Warrant on June 7, 2002, when it entered into a contract carrier agreement with Chautauqua Airlines, Inc. (Chautauqua), a regional air carrier that is a subsidiary of the Issuer and the Warrant became exercisable upon the consummation of the IPO. This Warrant was reported on Delta's Form 3 on May 26, 2004. This filing is intended to confirm the setting of the exercise price of the Warrant at $13.00 per share. From the date of grant, the Warrant was exercisable for $12.50 per share of common stock if exercised prior to the consummation of the Issuer's IPO. Because the Warrant was not exercised prior to the consummation of the Issuer's IPO, it is now exercisable at the IPO price of $13.00 per share. Delta acquired this Warrant on February 7, 2003, when the connection carrier agreement with Chautauqua (see Note 1, above) was amended to increase the number of aircraft to be operated by Chautauqua. This Warrant was reported on Delta's Form 3 on May 26, 2004. This filing is intended to confirm the setting of the exercise price of the Warrant at $12.35 per share. From the date of grant, the Warrant was exercisable for $18.00 per share of common stock if exercised prior to the consummation of the Issuer's IPO. Because the Warrant was not exercised prior to the consummation of the Issuer's IPO, it is now exercisable at 95% of the IPO price, or $12.35 per share. Delta acquired the Warrant on October 1, 2003, when the connection carrier agreement with Chautauqua (see Note 1, above) was amended to increase the number of aircraft to be operated by Chautauqua. This Warrant was reported on Delta's Form 3 on May 26, 2004. This filing is intended to confirm the setting of the exercise price of the Warrant at $12.35 per share. From the date of grant, the Warrant was exercisable for $18.00 per share of common stock if exercised prior to the consummation of the Issuer's IPO. Because the Warrant was not exercised prior to the consummation of the Issuer's IPO, it is now exercisable at 95% of the IPO price, or $12.35 per share. Delta acquired the Warrant on March 10, 2004, when the connection carrier agreement with Chautauqua (see Note 1, above) was amended to increase the number of aircraft to be operated by Chautauqua. Delta Air Lines, Inc. By: Leslie P. Klemperer, Secretary 2004-06-04 -----END PRIVACY-ENHANCED MESSAGE-----