0001019687-14-004010.txt : 20141031
0001019687-14-004010.hdr.sgml : 20141031
20141031161512
ACCESSION NUMBER: 0001019687-14-004010
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141001
FILED AS OF DATE: 20141031
DATE AS OF CHANGE: 20141031
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DELTA AIR LINES INC /DE/
CENTRAL INDEX KEY: 0000027904
STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512]
IRS NUMBER: 580218548
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: HARTSFIELD ATLANTA INTL AIRPORT
STREET 2: 1030 DELTA BLVD
CITY: ATLANTA
STATE: GA
ZIP: 30354-1989
BUSINESS PHONE: 4047152600
MAIL ADDRESS:
STREET 1: P.O. BOX 20706
STREET 2: DEPT 981
CITY: ATLANTA
STATE: GA
ZIP: 30320-6001
FORMER COMPANY:
FORMER CONFORMED NAME: DELTA AIR CORP
DATE OF NAME CHANGE: 19660908
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Joanne D
CENTRAL INDEX KEY: 0001620414
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05424
FILM NUMBER: 141186769
MAIL ADDRESS:
STREET 1: C/O DELTA AIR LINES, INC.
STREET 2: P.O. BOX 20574, DEPT. 981
CITY: ATLANTA
STATE: GA
ZIP: 30320
3/A
1
smith_f3.xml
OWNERSHIP DOCUMENT
X0206
3/A
2014-10-01
2014-10-01
0
0000027904
DELTA AIR LINES INC /DE/
DAL
0001620414
Smith Joanne D
C/O DELTA AIR LINES, INC.
P.O. BOX 20574, DEPT. 981
ATLANTA
GA
30320
0
1
0
0
EVP & Chief HR Officer
Common Stock
60884
D
Employee Stock Option (Right to Buy)
18.84
2017-04-29
Common Stock
23000
D
Employee Stock Option (Right to Buy)
7.99
2018-10-28
Common Stock
80000
D
The 60,884 common shares reported include 54,326 shares of restricted common stock. Of those restricted shares, (i) 20,190 were granted to the Reporting Person on February 7, 2013 and will vest on February 1, 2015, (ii) 17,946 were granted to the Reporting Person on February 7, 2013 and will vest 50% on February 1, 2015 and 50% on February 1, 2016, and (iii) 16,190 were granted to the Reporting Person on February 6, 2014 and will vest in three equal annual installments on February 1, 2015, 2016 and 2017. The original Form 3 incorrectly reported the initial Amount of Securities Beneficially Owned by the Reporting Person on the Date of Event.
The grant of the restricted stock and option awards were approved by the Personnel & Compensation Committee of Delta's Board of Directors and are exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).
All options are currently exercisable.
/s/ Jan M. Davidson as attorney-in-fact for Joanne D. Smith
2014-10-31