0001019687-12-000350.txt : 20120206
0001019687-12-000350.hdr.sgml : 20120206
20120206163542
ACCESSION NUMBER: 0001019687-12-000350
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120202
FILED AS OF DATE: 20120206
DATE AS OF CHANGE: 20120206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAUENSTEIN GLEN W
CENTRAL INDEX KEY: 0001193002
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05424
FILM NUMBER: 12574053
MAIL ADDRESS:
STREET 1: 1600 SMITH ST
CITY: HOUSTON
STATE: TX
ZIP: 77002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DELTA AIR LINES INC /DE/
CENTRAL INDEX KEY: 0000027904
STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512]
IRS NUMBER: 580218548
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: HARTSFIELD ATLANTA INTL AIRPORT
STREET 2: 1030 DELTA BLVD
CITY: ATLANTA
STATE: GA
ZIP: 30354-1989
BUSINESS PHONE: 4047152600
MAIL ADDRESS:
STREET 1: P.O. BOX 20706
STREET 2: DEPT 981
CITY: ATLANTA
STATE: GA
ZIP: 30320-6001
FORMER COMPANY:
FORMER CONFORMED NAME: DELTA AIR CORP
DATE OF NAME CHANGE: 19660908
4
1
hauenstein_frm4-020212.xml
FORM 4
X0304
4
2012-02-02
0
0000027904
DELTA AIR LINES INC /DE/
DAL
0001193002
HAUENSTEIN GLEN W
C/O DELTA AIR LINES, INC., DEPT. 981
P.O. BOX 20574
ATLANTA,
GA
30320
0
1
0
0
EVP-Mktg,Ntwk Plng & Rev Mgmt
Common Stock
2012-02-02
4
A
0
78828
A
250978
D
Common Stock
2012-02-02
4
F
0
33462
11.10
D
217516
D
Common Stock
2012-02-02
4
A
0
96850
A
314366
D
Common Stock
2012-02-02
4
A
0
90100
A
404466
D
Common Stock
2012-02-03
4
S
0
46636
11.39
D
357830
D
Settlement of performance awards granted under Delta's 2010 long-term incentive program which were earned effective February 2, 2012. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).
Shares withheld for payment of tax liability upon settlement of the performance awards earned under Delta's 2010 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).
The Committee granted Mr. Hauenstein 96,850 shares of restricted common stock under Delta's 2012 long-term incentive program. Subject to the terms of the award, including Mr. Hauenstein's continued employment with Delta, the restrictions on the shares will lapse with respect to 50 percent of the shares on each of February 1, 2013 and February 1, 2014. Until the restrictions lapse, Mr. Hauenstein may not sell or transfer the shares, which will be subject to forfeiture in certain circumstances.
The shares represent a restricted stock award to Mr. Hauenstein, as approved by the Committee on February 2, 2012. Subject to the terms of the award, including Mr. Hauenstein's continued employment with Delta, the restrictions will lapse with respect to 50 percent of the shares on each of February 1, 2014 and February 1, 2015. Until the restrictions lapse, Mr. Hauenstein may not sell or transfer the shares, which will be subject to forfeiture in certain circumstances.
/s/ Jan M. Davidson as attorney-in-fact for Glen W. Hauenstein
2012-02-06