-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lw4s0hYt8ew1ADtwjyN93wNunM/XIOg+t2OitrCdKfVNn5GemHr2v4ilwlCNywI7 Xl85saqteYZH67/Pop/NkQ== 0000950103-99-001024.txt : 19991123 0000950103-99-001024.hdr.sgml : 19991123 ACCESSION NUMBER: 0000950103-99-001024 CONFORMED SUBMISSION TYPE: SC 14D1/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19991122 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COMAIR HOLDINGS INC CENTRAL INDEX KEY: 0000835344 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 311243613 STATE OF INCORPORATION: KY FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 14D1/A SEC ACT: SEC FILE NUMBER: 005-40608 FILM NUMBER: 99761712 BUSINESS ADDRESS: STREET 1: P O BOX 75021 CINCINNATI NORTHERN STREET 2: KENTUCKY INTERNATIONAL AIRPORT CITY: CINCINNATI STATE: OH ZIP: 45275 BUSINESS PHONE: 6067672550 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DELTA AIR LINES INC /DE/ CENTRAL INDEX KEY: 0000027904 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 580218548 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 14D1/A BUSINESS ADDRESS: STREET 1: HARTSFIELD ATLANTA INTL AIRPORT STREET 2: 1030 DELTA BLVD CITY: ATLANTA STATE: GA ZIP: 30320-6001 BUSINESS PHONE: 4047152600 MAIL ADDRESS: STREET 1: 1030 DELTA BLVD STREET 2: DEPT 971 CITY: ATLANTA STATE: GA ZIP: 30320-6001 FORMER COMPANY: FORMER CONFORMED NAME: DELTA AIR CORP DATE OF NAME CHANGE: 19660908 SC 14D1/A 1 =============================================================================== SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------------- FINAL AMENDMENT TO SCHEDULE 14D-1/A TENDER OFFER STATEMENT PURSUANT TO SECTION 14(d)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 and SCHEDULE 13D/A (Rule 13d-101) (Amendment No. 5) ----------------------- COMAIR HOLDINGS, INC. (Name of Issuer) DELTA AIR LINES, INC. DELTA AIR LINES HOLDINGS, INC. KENTUCKY SUB, INC. ----------------------- Common Stock, No Par Value (Title of Class of Securities) ----------------------- 199789 10 8 (CUSIP Number of Class of Securities) ----------------------- Robert S. Harkey, Esquire Senior Vice President - General Counsel Delta Air Lines, Inc. Hartsfield Atlanta International Airport Atlanta, GA 30320 (404) 715-2387 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf of Bidders) ----------------------- With a Copy to: Joseph Rinaldi Davis Polk & Wardwell 450 Lexington Avenue New York, NY 10017 (212) 450-4000 ----------------------- October 22, 1999 (Date Tender Offer First Published, Sent or Given to Security Holders) =============================================================================== - -------------------------------------------- CUSIP No. 199789 10 8 - -------------------------------------------- 14D-1/A / 13D/A - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS Delta Air Lines, Inc. IRS IDENTIFICATION NO. 58-0218548 - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS BK - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(e) OR 2(f) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ------------------------------------------------------------------------------- 7. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 85,993,560 - ------------------------------------------------------------------------------- 8. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------- 9. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) 90% - ------------------------------------------------------------------------------- 10. TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------- 2 - -------------------------------------------- CUSIP No. 199789 10 8 - -------------------------------------------- 14D-1/A / 13D/A - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS Delta Air Lines Holdings, Inc., a wholly owned subsidiary of Delta Air Lines, Inc. IRS IDENTIFICATION NO. 51-0323487 - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* AF - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(e) OR 2(f) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ------------------------------------------------------------------------------- 7. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 85,993,560 - ------------------------------------------------------------------------------- 8. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------- 9. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) 90% - ------------------------------------------------------------------------------- 10. TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------- 3 - -------------------------------------------- CUSIP No. 199789 10 8 - -------------------------------------------- 14D-1/A / 13D/A - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS Kentucky Sub, Inc., an indirect wholly owned subsidiary of Delta Air Lines, Inc. - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS AF - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(e) OR 2(f) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION KENTUCKY - ------------------------------------------------------------------------------- 7. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 64,920,905 - ------------------------------------------------------------------------------- 8. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------- 9. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) 68% - ------------------------------------------------------------------------------- 10. TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------- 4 This Final Amendment amends and supplements the Tender Offer Statement on Schedule 14D-1 filed by (i) Delta Air Lines, Inc., a Delaware corporation ("Delta"), (ii) Kentucky Sub, Inc., a Kentucky corporation and an indirect, wholly owned subsidiary of Delta ("Kentucky Sub"), and (iii) Delta Air Lines Holdings, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Delta, on October 22, 1999, as previously amended and supplemented by Amendment No. 1 thereto dated November 1, 1999, Amendment No.2 thereto dated November 5, 1999, Amendment No. 3 thereto dated November 12, 1999, and Amendment No. 4 thereto dated November 12, 1999 (as so amended and supplemented, the "Schedule 14D-1"), relating to the offer by Kentucky Sub to purchase all of the issued and outstanding shares (the "Shares") of common stock, no par value, of Comair Holdings, Inc., a Kentucky corporation ("Comair"), at a price of $23.50 per Share, net to the seller in cash, upon the terms and subject to the conditions set forth in the Offer to Purchase dated October 22, 1999, and in the related Letter of Transmittal, copies of which are attached as Exhibits (a)(1) and (a)(2) to the Schedule 14D-1 (which are herein collectively referred to as the "Offer"). This Final Amendment also constitutes Amendment No. 5 to the Schedule 13D filed by Delta and Delta Holdings on June 26, 1986, as previously amended by Amendment No. 1 thereto dated on June 26, 1986, Amendment No. 2 thereto filed on January 5, 1990, Amendment No. 3 thereto filed on October 18, 1999, and Amendment No. 4 thereto filed on October 22, 1999. Capitalized terms not separately defined herein shall have the meanings specified in the Schedule 14D-1. Item 10. Additional Information Item 10(f) is hereby amended and supplemented as follows: On November 22, 1999, Delta issued a press release, attached hereto as Exhibit (a)(9), announcing that the Offer expired, as scheduled, at 12:00 midnight, New York City time, on Friday, November 19, 1999. The information set forth in the press release is incorporated herein by reference. Item 11. Material to Be Filed as Exhibits Item 11 is hereby amended and supplemented as follows: (a)(9) Press Release issued by Delta dated November 22, 1999. 5 After due inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. November 22, 1999 DELTA AIR LINES, INC. By: /s/ M. Michele Burns ----------------------------------------- Name: M. Michele Burns Title: Vice President and Treasurer DELTA AIR LINES HOLDINGS, INC. By: /s/ Leslie P. Klemperer ----------------------------------------- Name: Leslie P. Klemperer Title: Vice President and Secretary KENTUCKY SUB, INC. By: /s/ Dean C. Arvidson ----------------------------------------- Name: Dean C. Arvidson Title: Secretary 6 EXHIBIT INDEX Exhibit No. - ----------- (a)(9) Press Release issued by Delta dated November 22, 1999. 7 EX-99.A.9 2 Exhibit (a)(9) Contact: Corporate Communications 404-715-2554 DELTA COMPLETES TENDER OFFER FOR COMAIR HOLDINGS, INC. ATLANTA, November 22, 1999 - Delta Air Lines, Inc. announced today that its tender offer to purchase all outstanding shares of common stock of COMAIR Holdings, Inc. for $23.50 per share in cash expired, as scheduled, at 12:00 Midnight, New York City time, on Friday, November 19, 1999. Delta, through a wholly-owned subsidiary, accepted for purchase and purchased all COMAIR shares validly tendered and not withdrawn prior to the expiration of the offer. Approximately 64.9 million shares of COMAIR common stock (about 87.2 percent of the outstanding shares not already beneficially owned by Delta prior to the beginning of the tender offer), including shares tendered pursuant to guarantees of delivery, were validly tendered and not withdrawn. As a result, Delta now beneficially owns approximately 90.0 percent of the total number of outstanding shares of COMAIR common stock (including the 21.1 million shares of COMAIR common stock beneficially owned by Delta prior to the beginning of the tender offer). Payment for shares validly tendered is expected to be made by Harris Trust Company of New York, acting as depositary for the tender offer, promptly in accordance with the terms of the offer. "COMAIR is a terrific regional airline with highly respected leadership, talented people, and an outstanding record of financial and operational performance," said Leo Mullin, Delta chairman, president and chief executive officer. "This new relationship will permit us to work more closely to integrate COMAIR's operation into the Delta Connection Carrier network, with even better opportunities to fulfill a key Delta objective - to get passengers from anywhere to everywhere." - 2 - Delta, named Airline of the Year by Air Transport World magazine and "Best-Managed Major Airline" for 1999 by Aviation Week & Space Technology magazine, is the world's most flown carrier. More than 105 million passengers traveled on Delta in 1998. Delta, Delta Express, the Delta Shuttle, the Delta Connection carriers and Delta's Worldwide Partners operate 5,340 flights each day to 361 cities in 62 countries. ### -----END PRIVACY-ENHANCED MESSAGE-----