-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CFspqUrWdKblb5HfX13ea0TIgf8SlufboP5wmmf4GL/IYvFC3hjOV/AXlxDwVwLV +G+aAgbLyaGMvRyj24blaw== 0000950103-99-000193.txt : 19990323 0000950103-99-000193.hdr.sgml : 19990323 ACCESSION NUMBER: 0000950103-99-000193 CONFORMED SUBMISSION TYPE: SC 14D1/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19990322 GROUP MEMBERS: DELTA AIR LINES HOLDINGS, INC. GROUP MEMBERS: DELTA AIR LINES INC /DE/ GROUP MEMBERS: DELTA AIR LINES, INC. GROUP MEMBERS: DELTA SUB, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ASA HOLDINGS INC CENTRAL INDEX KEY: 0001023944 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 582258221 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-50903 FILM NUMBER: 99569650 BUSINESS ADDRESS: STREET 1: 100 HARTSFIELD CENTRE PARKWAY SUITE 800 CITY: ATLANTA STATE: GA ZIP: 30354 BUSINESS PHONE: 4047661400 MAIL ADDRESS: STREET 1: 100 HARTSFIELD CENTRE PARKWAY SUITE 800 CITY: ATLANTA STATE: GA ZIP: 30354 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ASA HOLDINGS INC CENTRAL INDEX KEY: 0001023944 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 582258221 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 14D1/A SEC ACT: SEC FILE NUMBER: 005-50903 FILM NUMBER: 99569651 BUSINESS ADDRESS: STREET 1: 100 HARTSFIELD CENTRE PARKWAY SUITE 800 CITY: ATLANTA STATE: GA ZIP: 30354 BUSINESS PHONE: 4047661400 MAIL ADDRESS: STREET 1: 100 HARTSFIELD CENTRE PARKWAY SUITE 800 CITY: ATLANTA STATE: GA ZIP: 30354 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DELTA AIR LINES INC /DE/ CENTRAL INDEX KEY: 0000027904 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 580218548 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 14D1/A BUSINESS ADDRESS: STREET 1: HARTSFIELD ATLANTA INTL AIRPORT STREET 2: 1030 DELTA BLVD CITY: ATLANTA STATE: GA ZIP: 30320-6001 BUSINESS PHONE: 4047152600 MAIL ADDRESS: STREET 1: 1030 DELTA BLVD STREET 2: DEPT 971 CITY: ATLANTA STATE: GA ZIP: 30320-6001 FORMER COMPANY: FORMER CONFORMED NAME: DELTA AIR CORP DATE OF NAME CHANGE: 19660908 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DELTA AIR LINES INC /DE/ CENTRAL INDEX KEY: 0000027904 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 580218548 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 14D1/A BUSINESS ADDRESS: STREET 1: HARTSFIELD ATLANTA INTL AIRPORT STREET 2: 1030 DELTA BLVD CITY: ATLANTA STATE: GA ZIP: 30320-6001 BUSINESS PHONE: 4047152600 MAIL ADDRESS: STREET 1: 1030 DELTA BLVD STREET 2: DEPT 971 CITY: ATLANTA STATE: GA ZIP: 30320-6001 FORMER COMPANY: FORMER CONFORMED NAME: DELTA AIR CORP DATE OF NAME CHANGE: 19660908 SC 14D1/A 1 ============================================================================== SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------------- FINAL AMENDMENT TO SCHEDULE 14D-1/A TENDER OFFER STATEMENT PURSUANT TO SECTION 14(d)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 and SCHEDULE 13D/A (Rule 13d-101) (Amendment No. 5) ----------------------- ASA HOLDINGS, INC. (Name of Issuer) DELTA AIR LINES, INC. DELTA AIR LINES HOLDINGS, INC. DELTA SUB, INC. (Bidders) ----------------------- Common Stock, $0.10 Par Value (Title of Class of Securities) ----------------------- 04338Q 10 7 (CUSIP Number of Class of Securities) ----------------------- Robert S. Harkey, Esquire Senior Vice President - General Counsel Delta Air Lines, Inc. Hartsfield Atlanta International Airport Atlanta, GA 30320 (404) 715-2387 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf of Bidders) ----------------------- With Copies to: Joseph Rinaldi Davis Polk & Wardwell 450 Lexington Avenue New York, NY 10017 (212) 450-4000 ----------------------- February 22, 1999 (Date Tender Offer First Published, Sent or Given to Security Holder) ============================================================================== - --------------------------- CUSIP No. 04338Q 10 7 - --------------------------- 14D-1/A / 13D/A - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS IRS IDENTIFICATION NOS. ABOVE PERSONS (ENTITIES ONLY) DELTA AIR LINES, INC. IRS IDENTIFICATION NO. 58-0218548 - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS BK; WC; OO - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(e) OR 2(f) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ------------------------------------------------------------------------------- 7. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 26,006,003 - ------------------------------------------------------------------------------- 8. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------- 9. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) 91.18% - ------------------------------------------------------------------------------- 10. TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------- 2 - --------------------------- CUSIP No. 04338Q 10 7 - --------------------------- 14D-1/A / 13D/A - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS IRS IDENTIFICATION NOS. ABOVE PERSONS (ENTITIES ONLY) DELTA AIR LINES HOLDINGS, INC. IRS IDENTIFICATION NO. 51-0323487 - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* AF - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(e) OR 2(f) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ------------------------------------------------------------------------------- 7. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 26,006,003 - ------------------------------------------------------------------------------- 8. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------- 9. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) 91.18% - ------------------------------------------------------------------------------- 10. TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------- 3 - --------------------------- CUSIP No. 04338Q 10 7 - --------------------------- 14D-1/A / 13D/A - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS IRS IDENTIFICATION NOS. ABOVE PERSONS (ENTITIES ONLY) DELTA SUB, INC. - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS AF - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(e) OR 2(f) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION GEORGIA - ------------------------------------------------------------------------------- 7. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,011,003 - ------------------------------------------------------------------------------- 8. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------- 9. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) 63.15% - ------------------------------------------------------------------------------- 10. TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------- 4 This Final Amendment amends and supplements the Tender Offer Statement on Schedule 14D-1 filed on February 22, 1999, as amended and supplemented on March 3, 1999, March 5, 1999 and March 11, 1999 (the "Schedule 14D-1"), by (i) Delta Air Lines, Inc., a Delaware corporation ("Delta"), (ii) Delta Sub, Inc., a Georgia corporation and an indirect, wholly-owned subsidiary of Delta ("Delta Sub") and (iii) Delta Air Lines Holdings, Inc., a Delaware corporation and a wholly-owned subsidiary of Delta, relating to the offer by Delta Sub to purchase all of the issued and outstanding shares (the "Shares") of common stock, $0.10 par value per share, of ASA Holdings, Inc., a Georgia corporation ("ASA"), at a price of $34.00 per Share, net to the seller in cash, upon the terms and subject to the conditions set forth in the Offer to Purchase dated February 22, 1999 and in the related Letter of Transmittal, copies of which are attached as Exhibits (a)(1) and (a)(2) to the Schedule 14D-1 (which are herein collectively referred to as the "Offer"). Capitalized terms not separately defined herein shall have the meanings specified in the Schedule 14D-1. Item 10. Additional Information Item 10(f) is hereby amended and supplemented as follows: On March 22, 1999, Delta issued a press release, attached hereto as Exhibit (a)(13), announcing that the Offer to purchase all outstanding shares of ASA common stock expired, as scheduled, at 12:00 midnight, New York City time, on Friday, March 19, 1999. The information set forth in the press release is incorporated herein by reference. Item 11. Material to Be Filed as Exhibits Item 11 is hereby amended and supplemented as follows: (a)(13) Press Release issued by Delta, dated March 22, 1999. 5 After due inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. March 22, 1999 DELTA AIR LINES, INC. By: /s/ Maurice W. Worth ----------------------------------- Name: Maurice W. Worth Title: Chief Operating Officer DELTA AIR LINES HOLDINGS, INC. By: /s/ Leslie P. Klemperer ----------------------------------- Name: Leslie P. Klemperer Title: Vice President and Secretary DELTA SUB, INC. By: /s/ Dean C. Arvidson ----------------------------------- Name: Dean C. Arvidson Title: Secretary 6 EXHIBIT INDEX Exhibit No. - ----------- (a)(13) Press Release issued by Delta, dated March 22, 1999. 7 EX-99.A 2 EXHIBIT 99(a)(13) Contact: Corporate Communications 404 715-2533 DELTA COMPLETES TENDER OFFER FOR ASA HOLDINGS, INC. Atlanta, GA - March 22, 1999 - Delta Air Lines, Inc. announced today that its tender offer to purchase all outstanding shares of common stock of ASA Holdings, Inc. for $34.00 in cash expired, as scheduled, at 12:00 Midnight, New York City time on Friday, March 19, 1999. Delta, through a wholly-owned subsidiary, accepted for purchase and purchased all ASA shares validly tendered and not withdrawn prior to the expiration of the offer. Approximately 18 million shares of ASA common stock (about 88% of the outstanding shares not already beneficially owned by Delta prior to the beginning of the tender offer), including shares tendered pursuant to guarantees of delivery, were validly tendered and not withdrawn. As a result, Delta now beneficially owns approximately 91% of the total number of outstanding shares of ASA common stock (including the 7,995,000 shares of ASA common stock beneficially owned by Delta prior to the beginning of the tender offer). Payment for shares validly tendered and not withdrawn is expected to be made by Harris Trust Company of New York, acting as depositary for the tender offer, promptly in accordance with the terms of the offer. "This acquisition sharpens Delta's focus on improved customer service, and will strengthen access to the strongest route network in the industry," said Maurice W. Worth, Delta's chief operating officer, who is leading the transition of ASA to a wholly owned subsidiary of Delta. "We will begin building on ASA's strengths, which will improve Delta's overall route network." Delta, named Airline of the Year by Air Transport World magazine, is the world's most flown carrier. More than 105 million passengers traveled on Delta in 1998. Delta, Delta Express, the Delta Shuttle, the Delta Connection carriers and Delta's Worldwide Partners operate 5,211 flights each day to 353 cities in 56 countries. -----END PRIVACY-ENHANCED MESSAGE-----