-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PtkmRcbfP/1+mWjX7zfkok+/78kIg4jVf8ODKEga6Bqk2kwS59Dxyyz4hChmCISn PY2YCxQJlzBWfXEoIJ7nVg== 0000950103-99-000300.txt : 19990420 0000950103-99-000300.hdr.sgml : 19990420 ACCESSION NUMBER: 0000950103-99-000300 CONFORMED SUBMISSION TYPE: SC 13E3/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990419 GROUP MEMBERS: ASA HOLDINGS INC. GROUP MEMBERS: DELTA AIR LINES HOLDINGS, INC. GROUP MEMBERS: DELTA AIR LINES INC /DE/ GROUP MEMBERS: DELTA SUB, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ASA HOLDINGS INC CENTRAL INDEX KEY: 0001023944 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 582258221 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13E3/A SEC ACT: SEC FILE NUMBER: 005-50903 FILM NUMBER: 99596588 BUSINESS ADDRESS: STREET 1: 100 HARTSFIELD CENTRE PARKWAY SUITE 800 CITY: ATLANTA STATE: GA ZIP: 30354 BUSINESS PHONE: 4047661400 MAIL ADDRESS: STREET 1: 100 HARTSFIELD CENTRE PARKWAY SUITE 800 CITY: ATLANTA STATE: GA ZIP: 30354 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DELTA AIR LINES INC /DE/ CENTRAL INDEX KEY: 0000027904 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 580218548 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13E3/A BUSINESS ADDRESS: STREET 1: HARTSFIELD ATLANTA INTL AIRPORT STREET 2: 1030 DELTA BLVD CITY: ATLANTA STATE: GA ZIP: 30320-6001 BUSINESS PHONE: 4047152600 MAIL ADDRESS: STREET 1: 1030 DELTA BLVD STREET 2: DEPT 971 CITY: ATLANTA STATE: GA ZIP: 30320-6001 FORMER COMPANY: FORMER CONFORMED NAME: DELTA AIR CORP DATE OF NAME CHANGE: 19660908 SC 13E3/A 1 - ------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 --------------- SCHEDULE 13E-3/A Rule 13e-3 Transaction Statement (Pursuant to Section 13(e) of the Securities Exchange Act of 1934) (Amendment No. 2) --------------- ASA HOLDINGS, INC. (Name of Issuer) ASA HOLDINGS, INC. DELTA AIR LINES, INC. DELTA AIR LINES HOLDINGS, INC. DELTA SUB, INC. (Name of Person(s) Filing Statement) --------------- Common Stock, $0.10 Par Value (Title of Class of Securities) --------------- 04338Q 10 7 (CUSIP Number of Class of Securities) Robert S. Harkey, Esq. George F. Pickett Senior Vice President - General Counsel Chief Executive Officer Delta Air Lines, Inc. ASA Holdings, Inc. Hartsfield Atlanta International Airport 100 Hartsfield Centre Parkway, Suite 800 Atlanta, Georgia 30320 Atlanta, Georgia 30354 (404) 715-2387 (404) 766-1400
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf of Person(s) Filing Statement) With Copies to: Joseph Rinaldi, Esq. Benjamin F. Stapleton III, Esq. Davis Polk & Wardwell John Evangelakos, Esq. 450 Lexington Avenue Sullivan & Cromwell New York, New York 10017 125 Broad Street (212) 450-4000 New York, New York 10004 (212) 558-4000 This statement is filed in connection with (check the appropriate box): a. [X] The filing of solicitation materials or an information statement subject to Regulation 14A, Regulation 14C or Rule 13e-3(c) under the Securities Exchange Act of 1934. b. [ ] The filing of a registration statement under the Securities Act of 1933. c. [ ] A tender offer. d. [ ] None of the above. Check the following box if the soliciting materials or information statement referred to in checking box (a) are preliminary copies: [ ] - ------------------------------------------------------------------------------- INTRODUCTION This Amendment No.2 amends and supplements the Transaction Statement on Schedule 13E-3, as amended on April 15, 1999 (the "Schedule 13E-3") filed by ASA Holdings, Inc., a Georgia corporation ("ASA"), Delta Air Lines, Inc., a Delaware corporation ("Delta"), Delta Sub, Inc., a Georgia corporation ("Delta Sub") and an indirect wholly-owned subsidiary of Delta, and Delta Air Lines Holdings, Inc., a Delaware corporation ("Delta Holdings") and a direct wholly-owned subsidiary of Delta, pursuant to Section 13(e) of the Securities Exchange Act of 1934, as amended, and Rule 13e-3 thereunder, in connection with the Preliminary Information Statement on Schedule 14C filed by ASA with the Securities and Exchange Commission (the "SEC") on March 12, 1999, as amended on April 15, 1999 (the "Preliminary Information Statement") and the Definitive Information Statement on Schedule 14C filed by ASA with the SEC on the date hereof, in each case relating to the special ASA shareholders meeting to be conducted on May 11, 1999. At the special meeting, ASA shareholders will vote to approve the merger (the "Merger") of Delta Sub with and into ASA pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 15, 1999 and amended as of March 10, 1999, among Delta, Delta Sub and ASA. Please note that all cross references in the Schedule 13E-3, as amended through the date hereof, which are to the Preliminary Information Statement should now be deemed to be cross references to the Definitive Information Statement, which is being filed by ASA on the date hereof. Item 17. Material to Be Filed as Exhibits Item 17 is hereby amended and supplemented as follows: (d)(10) Definitive Information Statement filed by ASA with the SEC on the date hereof, which is hereby incorporated by reference. After due inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. April 19, 1999 ASA HOLDINGS, INC. By: /s/ George F. Pickett --------------------------------- Name: George F. Pickett Title: Chief Executive Officer DELTA AIR LINES, INC. By: /s/ Maurice W. Worth --------------------------------- Name: Maurice W. Worth Title: Chief Operating Officer DELTA AIR LINES HOLDINGS, INC. By: /s/ Leslie P. Klemperer --------------------------------- Name: Leslie P. Klemperer Title: Vice President and Secretary DELTA SUB, INC. By: /s/ Dean C. Arvidson --------------------------------- Name: Dean C. Arvidson Title: Secretary EXHIBIT INDEX (d)(10) Definitive Information Statement filed by ASA with the SEC on the date hereof, which is hereby incorporated by reference. -----END PRIVACY-ENHANCED MESSAGE-----