-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G5RHRlifSV13imFwHYNF6E5U+XNHqNWyMzg4Km5nJmliL4MjQAeQGLGy47hW4UFx iwe22miIWKwt19x7n5joiw== 0000769993-98-000013.txt : 19980210 0000769993-98-000013.hdr.sgml : 19980210 ACCESSION NUMBER: 0000769993-98-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980131 FILED AS OF DATE: 19980209 SROS: BSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DELTA AIR LINES INC /DE/ CENTRAL INDEX KEY: 0000027904 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 580218548 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-20319 FILM NUMBER: 98525443 BUSINESS ADDRESS: STREET 1: HARTSFIELD ATLANTA INTL AIRPORT STREET 2: 1030 DELTA BLVD CITY: ATLANTA STATE: GA ZIP: 30320-6001 BUSINESS PHONE: 4047152600 MAIL ADDRESS: STREET 1: 1030 DELTA BLVD STREET 2: DEPT 971 CITY: ATLANTA STATE: GA ZIP: 30320-6001 FORMER COMPANY: FORMER CONFORMED NAME: DELTA AIR CORP DATE OF NAME CHANGE: 19660908 COMPANY DATA: COMPANY CONFORMED NAME: SUTHERLAND PETER D CENTRAL INDEX KEY: 0001029643 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 85 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129027202 4 1 FORM 4 - 01/31/1998 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP (X) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Sutherland, Peter D. c/o Goldman, Sachs & Co. 85 Broad Street New York, NY 10004 2. Issuer Name and Ticker or Trading Symbol Delta Air Lines, Inc. DAL 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 01/31/1998 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock | | | | | | |261.841(01) |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |1/05/9|P | |300 |A |$117.812 | |I |02,03 | |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |1/08/9|S | |211 |D |$116.9375 | |I |02,03 | |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |1/22/9|S | |1,200 |D |$120.50 | |I |03 | |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |1/22/9|P | |1,200 |A |$120.50 | |I |03 | |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |1/28/9|P | |1,700 |A |$114.375 | |I |02,03 | |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |1/28/9|S | |1,700 |D |$114.375 |279,155 |I |02,03 | |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 01: Includes shares acquired under the Delta Air Line Dividend Reinvestment and Stock Purchase Plan. 02: The Reporting Person is a managing director of Goldman Sachs International, an affiliate of The Goldman Sachs Group, L.P. ("GS Group"). GS Group is the general partner of and owns a 99% interest in Goldman, Sachs & Co. (alone and together with its affiliates, "Goldman Sachs"). The transactions reported herein were part of baskets which did not meet the requirements for exemption as outlined by the Securities and Exchange Commission. The subsequent sales and purchases were part of approved baskets and therefore not reported. 03: The shares reported herein as indirectly owned were purchased or sold by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Company. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. SIGNATURE OF REPORTING PERSON By: s/ Hans L. Reich Attorney-in-fact DATE February 9, 1998 -----END PRIVACY-ENHANCED MESSAGE-----