-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DXt2yuZCBTJINYGEeARe/Sp7WInbjd0zWKdXbF4M9sPP0rQobYF1/JjGCSddciSL a1/3UKcFUSpUklg3p8bu6Q== 0000278352-02-000021.txt : 20020813 0000278352-02-000021.hdr.sgml : 20020813 20020813142243 ACCESSION NUMBER: 0000278352-02-000021 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020813 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SYMBOL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000278352 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 112308681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09802 FILM NUMBER: 02729124 BUSINESS ADDRESS: STREET 1: ONE SYMBOL PLAZA CITY: HOLTSVILLE STATE: NY ZIP: 11742-1300 BUSINESS PHONE: 5165632400 MAIL ADDRESS: STREET 1: ONE SYMBOL PLAZA CITY: HOLTSVILLE STATE: NY ZIP: 11742-1300 8-K 1 form8k081302.txt FORM 8-K FILING SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - - - - - - - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 13, 2002 Symbol Technologies, Inc. - -------------------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware 1-9802 11-2308681 -------- ------ ---------- (State or other (Commission File (IRS Employer Jurisdiction of Number) Identification No.) Incorporation) One Symbol Plaza Holtsville, New York 11742 - ------------------------------- ---------- (Address of principal (Zip Code) executive offices) Registrant's telephone number, including area code: (631) 738-2400 Former name or former address, if changed since last report: Not Applicable ITEM 9. REGULATION FD DISCLOSURE Symbol Technologies, Inc. ("Symbol") is furnishing herewith the Statements Under Oath of its Principal Executive Officer and its Principal Financial Officer regarding facts and circumstances relating to Exchange Act Filings as Exhibits 99.3 and 99.4 hereto, respectively, which are included herein. Richard Bravman, Chief Executive Officer of Symbol and Kenneth V. Jaeggi, Senior Vice President and Chief Financial Officer of Symbol, signed these statements, which are being filed with the Securities and Exchange Commission ("SEC") on August 13, 2002, pursuant to the SEC's Order No. 4-460 (June 27, 2002). ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS The following exhibits are included herein: Exhibit 99.3 Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings Exhibit 99.4 Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SYMBOL TECHNOLOGIES, INC. Date: August 13, 2002 By: /s/Kenneth V. Jaeggi_______ Name: Kenneth V. Jaeggi Title: Senior Vice President and Chief Financial Officer EXHIBIT INDEX Exhibit Description Exhibit 99.3 Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings Exhibit 99.4 Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings Exhibit 99.3 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Richard Bravman, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Symbol Technologies, Inc., and, except as corrected or supplemented in a subsequent covered report: - no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and - no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": - annual Report on Form 10-K for the year ended December 31, 2001 of Symbol Technologies, Inc. filed with the Commission. - all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Symbol Technologies, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and - any amendments to any of the foregoing. /s/Richard Bravman Subscribed and sworn to Richard Bravman before me this 13th day August 13, 2002 of August, 2002. /s/Tammy Consoli_____ Notary Public My Commission Expires: August 18, 2004 Exhibit 99.4 STATEMENT UNDER OATH OF PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Kenneth V. Jaeggi, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Symbol Technologies, Inc., and, except as corrected or supplemented in a subsequent covered report: - no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and - no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": - annual Report on Form 10-K for the year ended December 31, 2001 of Symbol Technologies, Inc. filed with the Commission. - all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Symbol Technologies, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and - any amendments to any of the foregoing. /s/Kenneth V. Jaeggi Subscribed and sworn to Kenneth V. Jaeggi before me this 13th day August 13, 2002 of August, 2002. /s/Leonard H. Goldner Notary Public My Commission Expires: May 31, 2003 -----END PRIVACY-ENHANCED MESSAGE-----