-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RlNIcvwx3kIkH4/ny1/riAbSM6cTW2zEGQRyT4Nz68BSzk/+i9wkH9R0spjg9Afk GrtVTTWfMyA1uyUMSEbm2w== 0001068800-99-000052.txt : 19990225 0001068800-99-000052.hdr.sgml : 19990225 ACCESSION NUMBER: 0001068800-99-000052 CONFORMED SUBMISSION TYPE: 424B1 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990224 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD AIRLINES INC /NEW/ CENTRAL INDEX KEY: 0000278327 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 431145889 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B1 SEC ACT: SEC FILE NUMBER: 333-26639 FILM NUMBER: 99548555 BUSINESS ADDRESS: STREET 1: ONE CITY CENTRE STREET 2: 515 N SIXTH ST CITY: ST LOUIS STATE: MO ZIP: 63101 BUSINESS PHONE: 3145893000 MAIL ADDRESS: STREET 1: ONE CITY CENTRE STREET 2: 515 N 6TH ST CITY: ST LOUIS STATE: MO ZIP: 63101 424B1 1 TWA PROSPECTUS SUPPLEMENT 1 PROSPECTUS SUPPLEMENT NO. 6 TO PROSPECTUS DATE JULY 29, 1997 TRANS WORLD AIRLINES, INC. 28,833 WARRANTS TO PURCHASE SHARES OF COMMON STOCK The 28,833 Warrants to purchase Common Stock (the "Warrants") of Trans World Airlines, Inc. (the "Company") offered hereby are being offered by the Selling Holders identified below. Each of such Selling Holders has notified the Company in writing of his or her or its intention to sell the Warrants as listed herein and has requested the Company to file this supplement to the Company's Prospectus dated July 29, 1997 (the "Prospectus"). The Warrants are exercisable commencing on March 31, 1998 through their expiration on April 1, 2002, unless previously redeemed by the Company as described in the Prospectus. The Warrants entitle the holder thereof to purchase 126.26 shares of Common Stock per Warrant at an exercise price of approximately $7.92 per share. Capitalized terms used herein and not otherwise defined shall have the meanings ascribed to such terms in the Prospectus. The Selling Holders will receive all of the net proceeds from the sale of the Warrants and, accordingly, the Company will receive none of the proceeds from the sales thereof. THESE SECURITIES HAVE NOT BEEN APPROVED OR DISAPPROVED BY THE SECURITIES AND EXCHANGE COMMISSION OR ANY STATE SECURITIES COMMISSION NOR HAS THE SECURITIES AND EXCHANGE COMMISSION OR ANY STATE SECURITIES COMMISSION PASSED UPON THE ACCURACY OR ADEQUACY OF THIS PROSPECTUS SUPPLEMENT OR THE PROSPECTUS. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. No person is authorized by the Company or by any dealer to give information or to make any representations other than those contained or incorporated by reference in this Prospectus Supplement or the accompanying Prospectus and, if given or made, such information or representations must not be relied upon as having been so authorized. Neither this Prospectus Supplement nor the accompanying Prospectus constitutes an offer to sell or the solicitation of an offer to buy any securities other than the securities described in this Prospectus Supplement or an offer to sell or the solicitation of an offer to buy such securities in any jurisdiction to any person to whom it is unlawful to make such offer in such jurisdiction. The delivery of this Prospectus Supplement or the accompanying Prospectus or any sale made hereunder does not imply that the information contained herein or therein is correct as of any time subsequent to the date on which such information is given. The Section entitled "Selling Holders" is hereby supplemented to include the following information: SELLING HOLDERS The following table sets forth information with respect to the Selling Holders of the securities offered hereby, the number of Warrants beneficially owned by each Selling Holder, and the Warrants that are being offered hereby. Each of the Selling Holders has notified the Company in writing of his or her or its intention to sell Warrants in accordance with the requirements set forth in the Prospectus. Other beneficial owners of the Warrants not set forth below may be added as Selling Holders to this Prospectus in the future. The table is cumulative and includes information provided to the Company by the Selling Holders and previously reported by the Company. This table has been prepared based upon information furnished to the Company by the Selling Holders and American Stock Transfer & Trust Company as the transfer agent for the Warrants and the Common Stock. _______________
APPROXIMATE NUMBER OF SHARES PERCENTAGE OF OF COMMON STOCK NUMBER OF WARRANTS NUMBER OF OUTSTANDING RECEIVED UPON NAME BENEFICIALLY OWNED WARRANTS OFFERED WARRANTS EXERCISE - ---- ------------------------------------------------------------------------------ Triton Capital Investments, LTD 3,000 3,000 6.0% 378,780 JMG Capital Management, Inc. 3,550 3,550 7.1% 448,223 Credit Research & Trading LLC 1,500 1,500 3.0% 189,390 GPZ Trading, LLC 666 666 1.3% 84,089 Shepherd Management Svc 80 80 0.2% 10,101 WP Investment Partners 65 65 0.1% 8,207 Simpson Group Retirement Fund 300 300 0.6% 37,878 Worldwide Transactions, LTD 135 135 0.3% 17,045 Helix Convertible Opportunities LP 1,420 1,420 2.8% 179,289 Helix Convertible Opportunities, LTD 325 325 0.7% 41,035 The Common Fund FAO Absolute Return Fund 125 125 0.3% 15,783 Kennilworth Partners, LP 8,917 8,917 17.83% 1,125,860 Deutsche Bank Securities 8,750 8,750 17.50% 1,104,775 ------ ------ ----- --------- Total 28,833 28,833 57.67% 3,640,455 ====== ====== ===== ========= c/o Helix Investment Partners LP
Information concerning the sale of other Warrants by their beneficial holders will be set forth in additional Prospectus Supplements. As of the date of this Prospectus Supplement, the aggregate number of Warrants outstanding is 50,000. It is not possible to predict the number of Warrants that will be sold hereby. Consequently, it is not possible to predict the number of Warrants that will be owned by the Selling Holders following completion of sales of the securities offered hereby. THE DATE OF THIS PROSPECTUS SUPPLEMENT IS FEBRUARY 23, 1999 -----END PRIVACY-ENHANCED MESSAGE-----