-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mr1zjj40TlbGIZoj99czYY/HO/t2d43w3dfFtev6pI2qGICSyprtx5xgE0eRk0+Y I8YsU/WfTu0lSoEsD9i2yQ== 0000278327-00-000007.txt : 20000313 0000278327-00-000007.hdr.sgml : 20000313 ACCESSION NUMBER: 0000278327-00-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000201 FILED AS OF DATE: 20000310 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD AIRLINES INC /NEW/ CENTRAL INDEX KEY: 0000278327 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 431145889 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-07815 FILM NUMBER: 565547 BUSINESS ADDRESS: STREET 1: ONE CITY CENTRE STREET 2: 515 N SIXTH ST CITY: ST LOUIS STATE: MO ZIP: 63101 BUSINESS PHONE: 3145893000 MAIL ADDRESS: STREET 1: ONE CITY CENTRE STREET 2: 515 N 6TH ST CITY: ST LOUIS STATE: MO ZIP: 63101 COMPANY DATA: COMPANY CONFORMED NAME: COMPTON WILLIAM F CENTRAL INDEX KEY: 0001091694 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ONE CITY CENTRE STREET 2: 515 N SIXTH STREET CITY: ST LOUIS STATE: MO ZIP: 63101 MAIL ADDRESS: STREET 1: ONE COTY CENTRE STREET 2: 515 N SIXTH STREET CITY: ST LOUIS STATE: MO ZIP: 63101 4 1 Form 4

Form 4

Statement of Changes in Beneficial Ownership
  1. Name and Address of Reporting Person

    2. William F. Compton

     

  2. Issuer Name and Ticker or Trading Symbol

    3. Trans World Airlines, Inc. ("TWA")

     

  3. IRS or Social Security Number or Reporting Person (Voluntary)

    4.  

     

  4. Statement for Month/Year

    5. February 2000

     

  5. If Amendment, Date of Original (Month/Year)

    6.  

     

  6. Relationship of Reporting Person to Issuer

    7. Director & Officer (President & Chief Executive Officer)

     

  7. Individual or Joint/Group Filing

Form filed by One Reporting Person

 

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
  1. Title of Security

    2. Common Stock

     

  2. Transaction Date (Month/Day/Year)

    3. 2/15/00

     

  3. Transaction Code

    4. Code = L (Securities distributed to certain employees pursuant to the collective bargaining agreement between the Issuer and the Air Line Pilots Association, International

    V = V

     

  4. Securities Acquired (A) or Disposed of (D)

Amount = 285

(A) or (D) = A

Price = $2.72

 
  1. Amount of Securities Beneficially Owned at End of Month

    2. 2,211

     

  2. Ownership Form: Direct (D) or Indirect (I)

    3. D

     

  3. Nature of Indirect Beneficial Ownership



Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
  1. Title of Derivative Security

    2. Stock Options (Options granted under the Company's 1994 Key Employee Stock Incentive Plan ("KESIP")

     

  2. Conversion or Exercise Price of Derivative Security

    3. $2.75

     

  3. Transaction Date (Month/Day/Year)

    4. 2/1/00

     

  4. Transaction Code

    5. Code = A

    V = V

     

  5. Number of Derivative Securities Acquired (A) or Disposed of (D)

    6. 166,667 (A)

     

  6. Date Exercisable and Expiration Date (Month/Day/Year)

    7. Date Exercisable = Options vest at a rate of 34%, 33% and 33%, respectively, upon the first, second and third anniversaries of the 2/1/00 award date under the KESIP

    Expiration Date = Options expire on the fifth anniversary following their vesting

     

  7. Title and Amount of Underlying Securities

    8. Title = Common Stock

    Amount or Number of Shares = 166,667

     

  8. Price of Derivative Security

    9.  

     

  9. Number of Derivative Securities Beneficially Owned at End of Month

    10. 626,667

     

  10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)

    11. D

     

  11. Nature of Indirect Beneficial Ownership

 

Date: March 9, 2000

 

/s/ William F. Compton
Signature of Reporting Person -----END PRIVACY-ENHANCED MESSAGE-----