0000278166-18-000006.txt : 20180222 0000278166-18-000006.hdr.sgml : 20180222 20180222191349 ACCESSION NUMBER: 0000278166-18-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180222 FILED AS OF DATE: 20180222 DATE AS OF CHANGE: 20180222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lott Charles E CENTRAL INDEX KEY: 0001325970 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08822 FILM NUMBER: 18634232 MAIL ADDRESS: STREET 1: 3125 MYERS STREET CITY: RIVERSIDE STATE: CA ZIP: 92503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAVCO INDUSTRIES INC CENTRAL INDEX KEY: 0000278166 STANDARD INDUSTRIAL CLASSIFICATION: MOBILE HOMES [2451] IRS NUMBER: 860214910 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1001 N. CENTRAL AVE STREET 2: SUITE 800 CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 602-256-6263 MAIL ADDRESS: STREET 1: 1001 N. CENTRAL AVE STREET 2: SUITE 800 CITY: PHOENIX STATE: AZ ZIP: 85004 4 1 wf-form4_151934481423353.xml FORM 4 X0306 4 2018-02-22 0 0000278166 CAVCO INDUSTRIES INC CVCO 0001325970 Lott Charles E 1001 N. CENTRAL AVENUE SUITE 800 PHOENIX AZ 85004 0 1 0 0 President, Fleetwood Homes Common Stock 2018-02-22 4 M 0 2000 52.96 A 4000 D Common Stock 2018-02-22 4 M 0 2250 79.26 A 6250 D Common Stock 2018-02-22 4 F 0 2495 167.80 D 3755 D Non-Qualified Stock Option (Right to Buy) 52.96 2018-02-22 4 M 0 2000 0 D 2020-07-11 Common Stock 2000.0 0 D Non-Qualified Stock Option (Right to Buy) 79.26 2018-02-22 4 M 0 2250 0 D 2021-07-22 Common Stock 2250.0 750 D Represents a "net exercise" of outstanding stock options. Mr. Lott received 1,755 shares of common stock on a net exercise of options to purchase 4,250 shares of common stock. Mr. Lott forfeited 2,495 shares of common stock underlying the option in payment of the exercise price and required tax withholding, using the closing stock price on February 21, 2018 of $167.80. These options vested in equal amounts on July 11, 2016 and July 11, 2017, respectively. These options vested in equal amounts on July 22, 2015, July 22, 2016, and July 22, 2017 respectively. 750 remaining shares will vest on July 22, 2018. /s/ James P. Glew, attorney-in-fact for Charles E. Lott 2018-02-22