0001183887-13-000140.txt : 20130516 0001183887-13-000140.hdr.sgml : 20130516 20130516164812 ACCESSION NUMBER: 0001183887-13-000140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130514 FILED AS OF DATE: 20130516 DATE AS OF CHANGE: 20130516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH ALEX CENTRAL INDEX KEY: 0001216136 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07832 FILM NUMBER: 13851953 MAIL ADDRESS: STREET 1: PIER 1 IMPORTS, INC STREET 2: 100 PIER 1 PLACE CITY: FORT WORTH STATE: TX ZIP: 76102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIER 1 IMPORTS INC/DE CENTRAL INDEX KEY: 0000278130 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-HOME FURNITURE, FURNISHINGS & EQUIPMENT STORES [5700] IRS NUMBER: 751729843 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 100 PIER 1 PLACE CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 8172526000 MAIL ADDRESS: STREET 1: 100 PIER 1 PLACE CITY: FORT WORTH STATE: TX ZIP: 76102 FORMER COMPANY: FORMER CONFORMED NAME: PIER 1 INC DATE OF NAME CHANGE: 19860921 FORMER COMPANY: FORMER CONFORMED NAME: PIER 1 IMPORTS INC/GA DATE OF NAME CHANGE: 19840729 FORMER COMPANY: FORMER CONFORMED NAME: NEWCORP INC DATE OF NAME CHANGE: 19800423 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-05-14 0000278130 PIER 1 IMPORTS INC/DE PIR 0001216136 SMITH ALEX C/O PIER 1 IMPORTS, INC. 100 PIER 1 PLACE FORT WORTH TX 76102 1 1 0 0 President & CEO common stock 2013-05-14 4 M 0 150000 6.69 A 1135388.8482 D common stock 2013-05-14 4 S 0 150000 25.0115 D 985388.8482 D common stock 2013-05-16 5 G 0 224130 0 D 761258.8482 D common stock 2013-05-16 5 G 0 224130 0 A 990454 I By Trust Non-Qualified Stock Option (Right to Buy) 6.69 2013-05-14 4 M 0 150000 0 D 2017-02-19 common stock 150000 0 D Exercise and subsequent sale of shares pursuant to a Rule 10b5-1 trading plan dated January 21, 2013. The option representing the right to purchase a total of 1,000,000 shares became exercisable in full as of February 19, 2008. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.0450, inclusive. The reporting person undertakes to provide Pier 1 Imports, Inc., any security holder of Pier 1 Imports, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. /s/ Alexander W. Smith By: Michael A. Carter, Atty-in-Fact 2013-05-16