0001209191-15-029184.txt : 20150325 0001209191-15-029184.hdr.sgml : 20150325 20150325160730 ACCESSION NUMBER: 0001209191-15-029184 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150211 FILED AS OF DATE: 20150325 DATE AS OF CHANGE: 20150325 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CSX CORP CENTRAL INDEX KEY: 0000277948 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 621051971 STATE OF INCORPORATION: VA FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 500 WATER STREET STREET 2: 15TH FLOOR CITY: JACKSONVILLE STATE: FL ZIP: 32202 BUSINESS PHONE: 9043593200 MAIL ADDRESS: STREET 1: 500 WATER STREET STREET 2: 15TH FLOOR CITY: JACKSONVILLE STATE: FL ZIP: 32202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARD MICHAEL J CENTRAL INDEX KEY: 0001165185 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08022 FILM NUMBER: 15724806 MAIL ADDRESS: STREET 1: ASHLAND INC. STREET 2: 50 E. RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2015-02-11 2015-02-13 0 0000277948 CSX CORP CSX 0001165185 WARD MICHAEL J 500 WATER STREET JACKSONVILLE FL 32202 1 1 0 0 Chairman and CEO Common Stock 599109 D Common Stock 397303 I CSX Corporation Executive Stock Trust Common Stock 14308 I CSX Corporation 401(k) Plan Phantom Stock 2015-03-13 4 A 0 12851 A Common Stock 12851 12851 I CSX Executive Stock Trust Total included in Reporting Person's Form 4, filed February 13, 2015, reduced by 12,581 shares. 12,851 units of phantom stock are included in Table II. By Trustee, CSX Corporation Executive Stock Trust. By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund. Each unit of phantom stock is the economic equivalent of one share of Company common stock. Units of phantom stock become payable, in cash, consistent with the Reporting Person's distribution election made at the time of deferral. As a result of the loss of the historical transaction details, the Reporting Person is unable to provide the date of the earliest transaction. Accordingly, the date of the last previously reported transaction was utilized. Includes units of phantom stock credited to the Reporting Person's account as a result of the dividend reinvestment feature of the CSX Executive Deferred Compensation Plan (the "Plan"). Price of each unit of phantom stock was determined at the time of the applicable deferral pursuant to the Plan; therefore, the units have been acquired at various prices. The prices at which the units were acquired is indeterminable. As a result of an administrative oversight by the Company, the Reporting Person has not timely filed a Form 4 for the Reporting Person's cash deferrals under the Plan. In the Reporting Person's Form 5, filed February 9, 2015 and Form 4, filed February 13, 2015, these units of phantom stock were incorrectly included in the Reporting Person's total holdings in the CSX Executive Stock Trust. The units of phantom stock should have been reported in Table II as they were acquired pursuant to the Plan. Prior to 2005, the Reporting Person elected to defer a portion of his cash compensation under the Plan. Pursuant to the Plan, the deferred cash was notionally invested in a fund that tracks the value of Company common stock. At the time of the Reporting Person's initial election and subsequent deferrals, the Company relied upon a third-party vendor to document the timing of each deferral. The Company has since stopped using such vendor. In the process of moving this responsibility to a new third-party, the information regarding the timing of deferrals was lost. Since 2005, the Reporting Person has not deferred any portion of his cash compensation into investments that could be deemed phantom stock other than as a result of dividend reinvestments under the Plan. /s/ Mark D. Austin, Attorney-in-Fact 2015-03-25