0001209191-15-029173.txt : 20150325
0001209191-15-029173.hdr.sgml : 20150325
20150325160125
ACCESSION NUMBER: 0001209191-15-029173
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150211
FILED AS OF DATE: 20150325
DATE AS OF CHANGE: 20150325
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CSX CORP
CENTRAL INDEX KEY: 0000277948
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 621051971
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1228
BUSINESS ADDRESS:
STREET 1: 500 WATER STREET
STREET 2: 15TH FLOOR
CITY: JACKSONVILLE
STATE: FL
ZIP: 32202
BUSINESS PHONE: 9043593200
MAIL ADDRESS:
STREET 1: 500 WATER STREET
STREET 2: 15TH FLOOR
CITY: JACKSONVILLE
STATE: FL
ZIP: 32202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MUNOZ OSCAR
CENTRAL INDEX KEY: 0001237371
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08022
FILM NUMBER: 15724729
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2015-02-11
2015-02-13
0
0000277948
CSX CORP
CSX
0001237371
MUNOZ OSCAR
500 WATER STREET
JACKSONVILLE
FL
32202
0
1
0
0
President & COO
Common Stock
541549
D
Phantom Stock
2015-03-13
4
A
0
1950
A
Common Stock
1950
1950
I
Executive Deferred Compensation Plan
Prior to 2007, the Reporting Person deferred a portion of his cash compensation under the CSX Executive Deferred Compensation Plan, which was notionally invested into a fund that tracks to the value of CSX common stock. These investments are considered phantom stock under Section 16. At the time of the Reporting Person's initial election and subsequent deferrals, the Company relied upon a third-party vendor to document the timing of each deferral. The Company has since stopped using such vendor. In the process of moving this responsibility to a new third-party, the information regarding the timing of deferrals was lost. Since 2007, the Reporting Person has not deferred any portion of his cash compensation into investments that could be deemed phantom stock other than as a result of dividend reinvestments under the Plan.
Each unit of phantom stock is the economic equivalent of one share of Company common stock. Units of phantom stock become payable, in cash, consistent with the Reporting Person's distribution election made at the time of deferral.
As a result of the loss of the historical transaction details, the Reporting Person is unable to provide the date of the earliest transaction. Accordingly, the date of the last previously reported transaction was utilized.
Includes units of phantom stock credited to the Reporting Person's account as a result of the dividend reinvestment feature of the Plan.
Price of each unit of phantom stock was determined at the time of the applicable deferral pursuant to the Plan; therefore, the units have been acquired at various prices. The prices at which the units were acquired is indeterminable.
As the result of an administrative oversight by the Company, the Reporting Person did not timely file a Form 4 for any of the Reporting Person's cash deferrals under the Plan.
By Trustee, CSX Corporation Executive Deferred Compensation Plan.
/s/ Mark D. Austin, Attorney-in-Fact
2015-03-25