0001209191-13-025180.txt : 20130509 0001209191-13-025180.hdr.sgml : 20130509 20130509155704 ACCESSION NUMBER: 0001209191-13-025180 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130507 FILED AS OF DATE: 20130509 DATE AS OF CHANGE: 20130509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOODEN CLARENCE W CENTRAL INDEX KEY: 0001278541 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08022 FILM NUMBER: 13828535 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CSX CORP CENTRAL INDEX KEY: 0000277948 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 621051971 STATE OF INCORPORATION: VA FISCAL YEAR END: 0504 BUSINESS ADDRESS: STREET 1: 500 WATER STREET STREET 2: 15TH FLOOR CITY: JACKSONVILLE STATE: FL ZIP: 32202 BUSINESS PHONE: 9043593200 MAIL ADDRESS: STREET 1: 500 WATER STREET STREET 2: 15TH FLOOR CITY: JACKSONVILLE STATE: FL ZIP: 32202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-05-07 0 0000277948 CSX CORP CSX 0001278541 GOODEN CLARENCE W 500 WATER STREET JACKSONVILLE FL 32202 0 1 0 0 EVP & CCO Common Stock 2013-05-07 4 A 0 21349 A 254486 D Common Stock 344 I CSX Corporation 401(k) Plan Common Stock 164274 I Corkie T. Gooden Revocable Trust Common Stock 55000 I Clarence W. Gooden Irrevocable Trust Common Stock 125000 I Clarence W. Gooden Second Irrevocable Trust Common Stock 11705 I Clarence W. Gooden, Revocable Trust Restricted stock units awarded pursuant to the approved 2010 CSX Stock and Incentive Award Plan. Each unit represents a contingent right to receive one share of common stock. The units vest on May 6, 2016. In determining the number of units to be granted under the 2010 CSX Stock and Incentive Plan, the value of the award for the Reporting Person is divided by the average of CSX's stock price for the full three-month period preceding the date of grant. By Trustee, CSX Tax Savings Thrift Plan. The number reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund. These shares are held in a Trust for the Reporting Person's spouse. The Reporting Person's spouse is the Trustee of the Trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose. By Trustee, Clarence W. Gooden. /s/ Mark D. Austin, Attorney-in-Fact 2013-05-09