-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S2JbRigoODfaCWrLSASA7ifmjeUxpdn1wuYEGdxYu1AUhlYH9nQEC86eHuEcMPDl /AC1S2u13Wt/5ecGrNzNgA== 0000277948-07-000014.txt : 20070216 0000277948-07-000014.hdr.sgml : 20070216 20070216133258 ACCESSION NUMBER: 0000277948-07-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070214 FILED AS OF DATE: 20070216 DATE AS OF CHANGE: 20070216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOODEN CLARENCE W CENTRAL INDEX KEY: 0001278541 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08022 FILM NUMBER: 07630471 BUSINESS ADDRESS: STREET 1: CSX CORP STREET 2: 500 WATER ST J120 CITY: JACKSONVILLE STATE: FL ZIP: 32202 BUSINESS PHONE: 9043591000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CSX CORP CENTRAL INDEX KEY: 0000277948 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 621051971 STATE OF INCORPORATION: VA FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 500 WATER STREET STREET 2: 15TH FLOOR CITY: JACKSONVILLE STATE: FL ZIP: 32202 BUSINESS PHONE: 9043593200 MAIL ADDRESS: STREET 1: 500 WATER STREET STREET 2: 15TH FLOOR CITY: JACKSONVILLE STATE: FL ZIP: 32202 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-02-14 0000277948 CSX CORP CSX 0001278541 GOODEN CLARENCE W 4216 POINTE LA VISTA ROAD WEST JACKSONVILLE FL 32207-6248 0 1 0 0 EVP and CCO Common Stock 2007-02-09 5 G 0 19900 0 D 86028 D Common Stock 2007-02-14 4 M 0 27666 19.7975 A 113694 D Common Stock 2007-02-14 4 S 0 27666 42.0058 D 86028 D Common Stock 2007-02-14 4 M 0 40000 19.07 A 126028 D Common Stock 2007-02-14 4 S 0 40000 42.0058 D 86028 D Common Stock 2007-02-14 4 M 0 20000 16.0725 A 106028 D Common Stock 2007-02-14 4 S 0 20000 42.0058 D 86028 D Common Stock 35413.748 I Trustee, Executive Deferred Compensation Plan Common Stock 54758 I Corkie T. Gooden Irrevocable Trust Employee Stock Option (right to buy) 19.7975 2007-02-14 4 M 0 27666 0 D 2006-05-17 2011-05-17 Common Stock 27666 0 D Employee Stock Option (right to buy) 19.07 2007-02-14 4 M 0 40000 0 D 2006-02-13 2012-02-13 Common Stock 40000 0 D Employee Stock Option (right to buy) 16.0725 2007-02-14 4 M 0 20000 0 D 2006-05-07 2013-05-17 Common Stock 20000 40000 D These shares were transferred to the Corkie T. Gooden Irrevocable Trust for the benefit of the reporting person's spouse. The reporting person's spouse is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 1, 2007. By Trustee, CSX Corporation Executive Deferred Compensation Plan. These shares are held in a Trust for the benefit of the reporting person's spouse. The reporting person's spouse is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose. The reported transaction includes 20,000 shares that became exercisable on 02/13/2006, and 20,000 shares that became exercisable on 2/13/2007. Clarence W. Gooden by Nathan D. Goldman, Attorney-in-Fact 2007-02-16 -----END PRIVACY-ENHANCED MESSAGE-----