0001668793-16-000002.txt : 20160331
0001668793-16-000002.hdr.sgml : 20160331
20160331144257
ACCESSION NUMBER: 0001668793-16-000002
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160331
DATE AS OF CHANGE: 20160331
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO
CENTRAL INDEX KEY: 0000277638
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700]
IRS NUMBER: 340176110
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1500 N MANTUA ST
STREET 2: P O BOX 5193
CITY: KENT
STATE: OH
ZIP: 44240-5193
BUSINESS PHONE: 3306739511
MAIL ADDRESS:
STREET 1: 1500 NORTH MANTUA STREET
STREET 2: P O BOX 5193
CITY: KENT
STATE: OH
ZIP: 44240-5193
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ina Gregory M
CENTRAL INDEX KEY: 0001668793
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11917
FILM NUMBER: 161542947
MAIL ADDRESS:
STREET 1: 1500 NORTH MANTUA STREET
CITY: KENT
STATE: OH
ZIP: 44240
3
1
wf-form3_145944976663121.xml
FORM 3
X0206
3
2016-03-31
0
0000277638
DAVEY TREE EXPERT CO
NONE
0001668793
Ina Gregory M
1500 NORTH MANTUA STREET
KENT
OH
44240
0
1
0
0
VP & GM, The Davey Institute
Common Stock
16526
D
Common Stock
4916.5098
I
By 401(K)
Non-Qualified Stock Option (Right to Buy)
11.25
2007-06-05
2016-06-05
Common Stock
8000.0
D
Non-Qualified Stock Option (Right to Buy)
16.0
2010-11-02
2019-11-02
Common Stock
2000.0
D
Non-Qualified Stock Option (Right to Buy)
23.2
2014-06-24
2023-06-24
Common Stock
2000.0
D
Non-Qualified Stock Option (Right to Buy)
26.4
2015-06-30
2024-06-30
Common Stock
1000.0
D
Non-Qualified Stock Option (Right to Buy)
30.1
2016-06-29
2025-06-29
Common Stock
500.0
D
Stock Appreciation Rights (2009)
16.4
2010-03-10
2018-12-31
Common Stock
1000.0
D
Stock Appreciation Rights (2010)
16.6
2011-03-09
2019-12-31
Common Stock
1000.0
D
Stock Appreciation Rights (2011)
18.4
2012-03-10
2020-12-31
Common Stock
1200.0
D
Stock Appreciation Rights (2012)
19.7
2013-03-07
2021-12-31
Common Stock
2000.0
D
Stock Appreciation Rights (2013)
23.2
2014-03-07
2022-12-31
Common Stock
2000.0
D
Stock Appreciation Rights (2014)
26.4
2015-03-07
2023-12-31
Common Stock
2100.0
D
Stock Appreciation Rights (2015)
30.1
2016-03-06
2024-12-31
Common Stock
2100.0
D
Stock Appreciation Rights (2016)
32.7
2017-03-07
2025-12-31
Common Stock
2100.0
D
Stock Subscription Rights (Right to Buy)
19.7
2012-08-01
2019-08-01
Common Stock
1334.0
D
The securities reported herein were acquired pursuant to The Davey Tree Expert Company's Employee Stock Ownership Plan and were accrued in the reporting person's account on the indicated date. This total reflects accumulation of 4,916.5098 common shares acquired through the Company's 401(K) benefit plan as of March 31, 2016, based on internal records.
These options vest and become exercisable in five equal annual installments beginning on the first anniversary of the grant date.
These stock appreciation rights become exercisable in five equal annual installments beginning on the first anniversary of the grant date.
The reported stock subscription rights to purchase shares of the Company's common stock were acquired in the Company's stock subscription offering to employees and non-employee directors in accordance with the provisions of The Davey Tree Expert Company 2004 Omnibus Stock Plan (the "Plan"). All participants in the offering purchasing in excess of $5,000 of common stock were granted a "right" to purchase one additional share of common stock, at a price of $19.70 per share, for every three shares of common stock purchased under the Plan. Each "right" may be exercised at the rate of 1/7 per year beginning on August 1, 2012 and will expire on July 31, 2019.
/s/Gregory M. Ina, Christopher J. Bast, by Power of Attorney
2016-03-31