0001668793-16-000002.txt : 20160331 0001668793-16-000002.hdr.sgml : 20160331 20160331144257 ACCESSION NUMBER: 0001668793-16-000002 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160331 DATE AS OF CHANGE: 20160331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO CENTRAL INDEX KEY: 0000277638 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 340176110 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 N MANTUA ST STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 BUSINESS PHONE: 3306739511 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ina Gregory M CENTRAL INDEX KEY: 0001668793 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11917 FILM NUMBER: 161542947 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET CITY: KENT STATE: OH ZIP: 44240 3 1 wf-form3_145944976663121.xml FORM 3 X0206 3 2016-03-31 0 0000277638 DAVEY TREE EXPERT CO NONE 0001668793 Ina Gregory M 1500 NORTH MANTUA STREET KENT OH 44240 0 1 0 0 VP & GM, The Davey Institute Common Stock 16526 D Common Stock 4916.5098 I By 401(K) Non-Qualified Stock Option (Right to Buy) 11.25 2007-06-05 2016-06-05 Common Stock 8000.0 D Non-Qualified Stock Option (Right to Buy) 16.0 2010-11-02 2019-11-02 Common Stock 2000.0 D Non-Qualified Stock Option (Right to Buy) 23.2 2014-06-24 2023-06-24 Common Stock 2000.0 D Non-Qualified Stock Option (Right to Buy) 26.4 2015-06-30 2024-06-30 Common Stock 1000.0 D Non-Qualified Stock Option (Right to Buy) 30.1 2016-06-29 2025-06-29 Common Stock 500.0 D Stock Appreciation Rights (2009) 16.4 2010-03-10 2018-12-31 Common Stock 1000.0 D Stock Appreciation Rights (2010) 16.6 2011-03-09 2019-12-31 Common Stock 1000.0 D Stock Appreciation Rights (2011) 18.4 2012-03-10 2020-12-31 Common Stock 1200.0 D Stock Appreciation Rights (2012) 19.7 2013-03-07 2021-12-31 Common Stock 2000.0 D Stock Appreciation Rights (2013) 23.2 2014-03-07 2022-12-31 Common Stock 2000.0 D Stock Appreciation Rights (2014) 26.4 2015-03-07 2023-12-31 Common Stock 2100.0 D Stock Appreciation Rights (2015) 30.1 2016-03-06 2024-12-31 Common Stock 2100.0 D Stock Appreciation Rights (2016) 32.7 2017-03-07 2025-12-31 Common Stock 2100.0 D Stock Subscription Rights (Right to Buy) 19.7 2012-08-01 2019-08-01 Common Stock 1334.0 D The securities reported herein were acquired pursuant to The Davey Tree Expert Company's Employee Stock Ownership Plan and were accrued in the reporting person's account on the indicated date. This total reflects accumulation of 4,916.5098 common shares acquired through the Company's 401(K) benefit plan as of March 31, 2016, based on internal records. These options vest and become exercisable in five equal annual installments beginning on the first anniversary of the grant date. These stock appreciation rights become exercisable in five equal annual installments beginning on the first anniversary of the grant date. The reported stock subscription rights to purchase shares of the Company's common stock were acquired in the Company's stock subscription offering to employees and non-employee directors in accordance with the provisions of The Davey Tree Expert Company 2004 Omnibus Stock Plan (the "Plan"). All participants in the offering purchasing in excess of $5,000 of common stock were granted a "right" to purchase one additional share of common stock, at a price of $19.70 per share, for every three shares of common stock purchased under the Plan. Each "right" may be exercised at the rate of 1/7 per year beginning on August 1, 2012 and will expire on July 31, 2019. /s/Gregory M. Ina, Christopher J. Bast, by Power of Attorney 2016-03-31