0001572920-20-000006.txt : 20200403 0001572920-20-000006.hdr.sgml : 20200403 20200403145656 ACCESSION NUMBER: 0001572920-20-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200403 FILED AS OF DATE: 20200403 DATE AS OF CHANGE: 20200403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vaughn Mark J CENTRAL INDEX KEY: 0001572920 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11917 FILM NUMBER: 20772976 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET CITY: KENT STATE: OH ZIP: 44240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO CENTRAL INDEX KEY: 0000277638 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 340176110 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 N MANTUA ST STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 BUSINESS PHONE: 3306739511 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 4 1 wf-form4_158594019824500.xml FORM 4 X0306 4 2020-04-03 0 0000277638 DAVEY TREE EXPERT CO NONE 0001572920 Vaughn Mark J 1500 NORTH MANTUA STREET P.O. BOX 5193 KENT OH 44240-5193 0 1 0 0 VP/GM E Utility Serv RETIRED Common Stock 2020-04-03 5 M 0 E 4000 13.20 A 23737 D Common Stock 2020-04-03 5 M 0 E 2000 15.05 A 25737 D Common Stock 2020-04-03 5 M 0 E 2000 16.35 A 27737 D Common Stock 18457.5358 I By 401(k) Plan Non-Qualified Stock Option (Right to Buy) 13.2 2020-04-03 5 M 0 E 4000 0 D 2015-06-30 2024-06-30 Common Stock 4000.0 0 D Non-Qualified Stock Option (Right to Buy) 15.05 2020-04-03 5 M 0 E 2000 0 D 2016-06-29 2025-06-29 Common Stock 2000.0 0 D Non-Qualified Stock Option (Right to Buy) 16.35 2020-04-03 5 M 0 E 2000 0 D 2017-06-28 2026-06-28 Common Stock 2000.0 0 D This total reflects routine accumulation of 18,457.5358 common shares acquired through the Company's 401(K) benefit plan as of April 3, 2020, based on internal records. These options become exercisable in 20% installments on each anniversary of the grant date beginning 6/30/2015. These options become exercisable in 20% installments on each anniversary of the grant date beginning 6/29/2016. These options become exercisable in 20% installments on each anniversary of the grant date beginning 6/29/2017. /s/Mark J. Vaughn/Christopher J. Bast, by Power of Attorney 2020-04-03