0001572890-22-000004.txt : 20220516 0001572890-22-000004.hdr.sgml : 20220516 20220516111827 ACCESSION NUMBER: 0001572890-22-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220513 FILED AS OF DATE: 20220516 DATE AS OF CHANGE: 20220516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Joy Dan A CENTRAL INDEX KEY: 0001572890 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11917 FILM NUMBER: 22926662 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET CITY: KENT STATE: OH ZIP: 44240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO CENTRAL INDEX KEY: 0000277638 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 340176110 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 N MANTUA ST STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 BUSINESS PHONE: 3306739511 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 4 1 wf-form4_165271429304873.xml FORM 4 X0306 4 2022-05-13 0 0000277638 DAVEY TREE EXPERT CO NONE 0001572890 Joy Dan A 1500 NORTH MANTUA STREET P.O. BOX 5193 KENT OH 44240-5193 0 1 0 0 Ex VP Comm Lndsp/Op Supp Srvcs Common Stock 2022-05-13 4 S 1 2640 18.10 D 114844 D Common Stock 2022-05-13 4 M 0 2000 7.53 A 116844 D Common Stock 2022-05-13 4 M 0 4000 8.18 A 120844 D Common Stock 2022-05-13 4 M 0 4800 5.80 A 125644 D Common Stock 2022-05-13 4 M 0 1538 0 D 124106 D Common Stock 2022-05-13 4 M 0 990 0 D 123116 D Common Stock 2022-05-13 4 S 0 8360 18.10 D 114756 D Common Stock 8000 I By Sons Common Stock 181735.9465 I By 401(k) Plan Non-Qualified Stock Option (Right to Buy) 7.53 2022-05-13 4 M 1 2000 0 D 2016-06-29 2025-06-29 Common Stock 2000.0 0 D Non-Qualified Stock Option (Right to Buy) 8.18 2022-05-13 4 M 1 4000 0 D 2017-06-28 2026-06-28 Common Stock 4000.0 0 D Stock Appreciation Rights (2013) 5.8 2022-05-13 4 M 0 4800 0 D 2014-03-07 2023-03-07 Common Stock 4800.0 0 D Exercise of SARs. Deemed disposition back to the company upon exercise of Stock Settled Appreciation Rights (SARs). Payment of taxes in connection with SARs pay-out. This total reflects routine accumulation of 181,735.9465 common shares acquired through the Company's 401(K) benefit plan as of May 13, 2022, based on internal records. These options become exercisable in 20% installments on each anniversary of the grant date beginning June 29, 2016. These options become exercisable in 20% installments on each anniversary of the grant date beginning June 28, 2017. These stock appreciation rights become exercisable in five equal annual installments beginning on the first anniversary of the grant date. /s/Dan A. Joy/Christopher J. Bast, By Power of Attorney 2022-05-16