0001572890-21-000006.txt : 20210319 0001572890-21-000006.hdr.sgml : 20210319 20210319123049 ACCESSION NUMBER: 0001572890-21-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210319 FILED AS OF DATE: 20210319 DATE AS OF CHANGE: 20210319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Joy Dan A CENTRAL INDEX KEY: 0001572890 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11917 FILM NUMBER: 21757187 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET CITY: KENT STATE: OH ZIP: 44240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO CENTRAL INDEX KEY: 0000277638 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 340176110 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 N MANTUA ST STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 BUSINESS PHONE: 3306739511 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 4 1 wf-form4_161617143270408.xml FORM 4 X0306 4 2021-03-19 0 0000277638 DAVEY TREE EXPERT CO NONE 0001572890 Joy Dan A 1500 NORTH MANTUA STREET P.O. BOX 5193 KENT OH 44240-5193 0 1 0 0 Ex VP Comm Lndsp/Op Supp Srvcs Common Stock 2021-03-19 4 S 1 2879 30 D 48649 D Common Stock 2021-03-19 4 M 0 4000 11.60 A 52649 D Common Stock 2021-03-19 4 M 0 3000 13.20 A 55649 D Common Stock 4000 I By Son Common Stock 89997.1929 I By 401(k) Plan Non-Qualified Stock Option (Right to Buy) 11.6 2021-03-19 4 M 1 4000 0 D 2014-06-24 2023-06-24 Common Stock 4000.0 0 D Non-Qualified Stock Option (Right to Buy) 13.2 2021-03-19 4 M 1 3000 0 D 2015-06-30 2024-06-30 Common Stock 3000.0 0 D Shares were gifted by Mr. Joy to his son; total shares owned by one son equals 3,200 shares and shares owned by second son totals 800 shares. This total reflects routine accumulation of 89,997.1929 common shares acquired through the Company's 401(K) benefit plan as of March 19, 2021, based on internal records. These options become exercisable in 20% installments on each anniversary of the grant date beginning June 24, 2014. These options become exercisable in 20% installments on each anniversary of the grant date beginning 6/30/2015. /s/Dan A. Joy/Christopher J. Bast, By Power of Attorney 2021-03-19