0001572890-19-000008.txt : 20190328 0001572890-19-000008.hdr.sgml : 20190328 20190328132600 ACCESSION NUMBER: 0001572890-19-000008 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190328 FILED AS OF DATE: 20190328 DATE AS OF CHANGE: 20190328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Joy Dan A CENTRAL INDEX KEY: 0001572890 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-11917 FILM NUMBER: 19711112 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET CITY: KENT STATE: OH ZIP: 44240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO CENTRAL INDEX KEY: 0000277638 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 340176110 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 N MANTUA ST STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 BUSINESS PHONE: 3306739511 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 4/A 1 wf-form4a_155379394598984.xml FORM 4/A X0306 4/A 2019-03-28 2019-03-11 0 0000277638 DAVEY TREE EXPERT CO NONE 0001572890 Joy Dan A 1500 NORTH MANTUA STREET P.O. BOX 5193 KENT OH 44240-5193 0 1 0 0 VP/GM Comm'l Landscape Srvs Common Stock 2019-03-07 5 A 0 E 1125 21.10 A 46412 D Common Stock 4000 I By Son Common Stock 87920.1001 I By 401(k) Plan Nonqualified Stock Option (Right to Buy) 21.1 2019-03-07 4 A 0 2000 0 A 2020-03-07 2029-03-07 Common Stock 2000.0 2000 D Upon the achievement of certain performance criteria, performance restricted stock units (PRSUs) were granted pursuant to the Company's performance restricted stock unit program, are payable in common shares, will be fully vested on the earlier of (a) the fifth anniversary of the grant date (the transaction date herein), (b) retirement (provided that the participant has attained the age of 55 years and has had at least five years of service with the Company), (c) total or permanent disability or death, or (d) certain events of termination, and will be paid no later than March 15 following the year in which the participant retires. Shares were gifted by Mr. Joy to his son; total shares owned by one son equals 3,200 shares and shares owned by second son totals 800 shares. This total reflects routine accumulation of 87,920.1001 common shares acquired through the Company's 401(K) benefit plan as of March 27, 2019, based on internal records. These options become exercisable in 20% installments on each anniversary of the grant date beginning March 7, 2020. /s/Dan A. Joy/Christopher J. Bast, By Power of Attorney 2019-03-28