0001572890-19-000008.txt : 20190328
0001572890-19-000008.hdr.sgml : 20190328
20190328132600
ACCESSION NUMBER: 0001572890-19-000008
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190328
FILED AS OF DATE: 20190328
DATE AS OF CHANGE: 20190328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Joy Dan A
CENTRAL INDEX KEY: 0001572890
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11917
FILM NUMBER: 19711112
MAIL ADDRESS:
STREET 1: 1500 NORTH MANTUA STREET
CITY: KENT
STATE: OH
ZIP: 44240
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO
CENTRAL INDEX KEY: 0000277638
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700]
IRS NUMBER: 340176110
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1500 N MANTUA ST
STREET 2: P O BOX 5193
CITY: KENT
STATE: OH
ZIP: 44240-5193
BUSINESS PHONE: 3306739511
MAIL ADDRESS:
STREET 1: 1500 NORTH MANTUA STREET
STREET 2: P O BOX 5193
CITY: KENT
STATE: OH
ZIP: 44240-5193
4/A
1
wf-form4a_155379394598984.xml
FORM 4/A
X0306
4/A
2019-03-28
2019-03-11
0
0000277638
DAVEY TREE EXPERT CO
NONE
0001572890
Joy Dan A
1500 NORTH MANTUA STREET
P.O. BOX 5193
KENT
OH
44240-5193
0
1
0
0
VP/GM Comm'l Landscape Srvs
Common Stock
2019-03-07
5
A
0
E
1125
21.10
A
46412
D
Common Stock
4000
I
By Son
Common Stock
87920.1001
I
By 401(k) Plan
Nonqualified Stock Option (Right to Buy)
21.1
2019-03-07
4
A
0
2000
0
A
2020-03-07
2029-03-07
Common Stock
2000.0
2000
D
Upon the achievement of certain performance criteria, performance restricted stock units (PRSUs) were granted pursuant to the Company's performance restricted stock unit program, are payable in common shares, will be fully vested on the earlier of (a) the fifth anniversary of the grant date (the transaction date herein), (b) retirement (provided that the participant has attained the age of 55 years and has had at least five years of service with the Company), (c) total or permanent disability or death, or (d) certain events of termination, and will be paid no later than March 15 following the year in which the participant retires.
Shares were gifted by Mr. Joy to his son; total shares owned by one son equals 3,200 shares and shares owned by second son totals 800 shares.
This total reflects routine accumulation of 87,920.1001 common shares acquired through the Company's 401(K) benefit plan as of March 27, 2019, based on internal records.
These options become exercisable in 20% installments on each anniversary of the grant date beginning March 7, 2020.
/s/Dan A. Joy/Christopher J. Bast, By Power of Attorney
2019-03-28