0001572890-18-000016.txt : 20181217 0001572890-18-000016.hdr.sgml : 20181217 20181217172500 ACCESSION NUMBER: 0001572890-18-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181217 FILED AS OF DATE: 20181217 DATE AS OF CHANGE: 20181217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Joy Dan A CENTRAL INDEX KEY: 0001572890 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11917 FILM NUMBER: 181238843 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET CITY: KENT STATE: OH ZIP: 44240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO CENTRAL INDEX KEY: 0000277638 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 340176110 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 N MANTUA ST STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 BUSINESS PHONE: 3306739511 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 4 1 wf-form4_154508548264519.xml FORM 4 X0306 4 2018-12-17 0 0000277638 DAVEY TREE EXPERT CO NONE 0001572890 Joy Dan A 1500 NORTH MANTUA STREET P.O. BOX 5193 KENT OH 44240-5193 0 1 0 0 VP/GM Comm'l Landscape Srvs Common Stock 2018-12-17 4 M 0 2400 8.30 A 44670 D Common Stock 2018-12-17 4 M 0 2400 9.20 A 47070 D Common Stock 2018-12-17 4 M 0 2400 9.85 A 49470 D Common Stock 2018-12-17 4 D 0 3332 19.70 D 46138 D Common Stock 4000 I By Son Common Stock 87797.356 I By 401(k) Plan Stock Appreciation Rights (2010) 8.3 2018-12-17 4 M 0 2400 0 D 2011-03-09 2019-12-31 Common Stock 2400.0 0 D Stock Appreciation Rights (2011) 9.2 2018-12-17 4 M 0 2400 0 D 2012-03-10 2020-12-31 Common Stock 2400.0 0 D Stock Appreciation Rights (2012) 9.85 2018-12-17 4 M 0 2400 0 D 2013-03-07 2021-12-31 Common Stock 2400.0 0 D Exercise of SARs. Shares owned by Mr. Joy's two sons; total shares owned by one son equals 3,200 shares and shares owned by second son totals 800 shares. This total reflects routine accumulation of 87,797.3560 common shares acquired through the Company's 401(K) benefit plan as of December 17, 2018, based on internal records. These stock appreciation rights become exercisable in five equal annual installments beginning on the first anniversary of the grant date. /s/Dan A. Joy/Christopher J. Bast, By Power of Attorney 2018-12-17