0001526188-18-000006.txt : 20180404 0001526188-18-000006.hdr.sgml : 20180404 20180404141724 ACCESSION NUMBER: 0001526188-18-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180329 FILED AS OF DATE: 20180404 DATE AS OF CHANGE: 20180404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Conner Marjorie L. CENTRAL INDEX KEY: 0001526188 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11917 FILM NUMBER: 18736789 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: PO BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO CENTRAL INDEX KEY: 0000277638 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 340176110 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 N MANTUA ST STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 BUSINESS PHONE: 3306739511 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 4 1 wf-form4_152286582935503.xml FORM 4 X0306 4 2018-03-29 1 0000277638 DAVEY TREE EXPERT CO NONE 0001526188 Conner Marjorie L. 1500 NORTH MANTUA STREET KENT OH 44240 0 1 0 0 VP Asst Sec/Counsel RETIRED Common Stock 2018-03-29 4 M 0 400 11.60 A 73643 D Common Stock 2018-03-29 4 M 0 800 13.20 A 74443 D Common Stock 2018-03-29 4 M 0 600 15.05 A 75043 D Common Stock 2018-03-29 4 M 0 800 16.35 A 75843 D Common Stock 2018-03-29 4 M 0 1500 17.60 A 77343 D Common Stock 2018-03-29 4 M 0 1400 8.20 A 78743 D Common Stock 2018-03-29 4 M 0 1400 8.30 A 80143 D Common Stock 2018-03-29 4 M 0 1400 9.20 A 81543 D Common Stock 2018-03-29 4 M 0 2000 9.85 A 83543 D Common Stock 2018-03-29 4 M 0 2000 11.60 A 85543 D Common Stock 2018-03-29 4 M 0 2100 13.20 A 87643 D Common Stock 2018-03-29 4 M 0 2100 15.05 A 89743 D Common Stock 2018-03-29 4 M 0 4200 16.35 A 93943 D Common Stock 2018-03-29 4 M 0 2200 17.60 A 96143 D Common Stock 2018-03-29 4 D 0 14199 0 D 81944 D Common Stock 33999.0916 I By 401K Plan Common Stock 11.6 2018-03-29 4 M 0 400 0 D 2014-06-24 2023-06-24 Common Stock 400.0 0 D Common Stock 13.2 2018-03-29 4 M 0 800 0 D 2015-06-30 2024-06-30 Common Stock 800.0 0 D Common Stock 15.05 2018-03-29 4 M 0 600 0 D 2016-06-29 2025-06-29 Common Stock 600.0 0 D Common Stock 16.35 2018-03-29 4 M 0 800 0 D 2017-06-28 2026-06-28 Common Stock 800.0 0 D Non-Qualified Stock Option (Right to Buy) 17.6 2018-03-29 4 M 0 1500 0 D 2018-06-23 2027-06-23 Common Stock 1500.0 0 D Stock Appreciation Rights (2009) 8.2 2018-03-29 4 M 0 1400 0 D 2010-03-10 2018-12-31 Common Stock 1400.0 0 D Stock Appreciation Rights (2010) 8.3 2018-03-29 4 M 0 1400 0 D 2011-03-09 2019-12-31 Common Stock 1400.0 0 D Stock Appreciation Rights (2011) 9.2 2018-03-29 4 M 0 1400 0 D 2012-03-09 2020-12-31 Common Stock 1400.0 0 D Stock Appreciation Rights (2012) 9.85 2018-03-29 4 M 0 2000 0 D 2013-03-07 2021-12-31 Common Stock 2000.0 0 D Stock Appreciation Rights (2013) 11.6 2018-03-29 4 M 0 2000 0 D 2014-03-07 2022-12-31 Common Stock 2000.0 0 D Stock Appreciation Rights (2014) 13.2 2018-03-29 4 M 0 2100 0 D 2015-03-07 2023-12-31 Common Stock 2100.0 0 D Stock Appreciation Rights (2015) 15.05 2018-03-29 4 M 0 2100 0 D 2016-03-06 2024-12-31 Common Stock 2100.0 0 D Stock Appreciation Rights (2016) 16.35 2018-03-29 4 M 0 4200 0 D 2017-03-04 2025-12-31 Common Stock 4200.0 0 D Stock Appreciation Rights (2017) 17.6 2018-03-29 4 M 0 2200 0 D 2018-03-10 2026-12-31 Common Stock 2200.0 0 D This total reflects routine accumulation of 33,999.0916 common shares acquired through the Company's 401(K) benefit plan as of April 4, 2018, based on internal records. These shares vested and became fully exercisable upon Ms. Conner's retirement. Exercise of SARs upon retirement. /s/Marjorie L. Conner/Christopher J. Bast, by Power of Attorney 2018-04-04