0001492919-18-000010.txt : 20181217 0001492919-18-000010.hdr.sgml : 20181217 20181217173008 ACCESSION NUMBER: 0001492919-18-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181217 FILED AS OF DATE: 20181217 DATE AS OF CHANGE: 20181217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sears Thea R. CENTRAL INDEX KEY: 0001492919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11917 FILM NUMBER: 181238896 MAIL ADDRESS: STREET 1: THE DAVEY TREE EXPERT COMPANY STREET 2: 1500 NORTH MANTUA STREET CITY: KENT STATE: OH ZIP: 44240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO CENTRAL INDEX KEY: 0000277638 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 340176110 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 N MANTUA ST STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 BUSINESS PHONE: 3306739511 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 4 1 wf-form4_154508578917682.xml FORM 4 X0306 4 2018-12-17 0 0000277638 DAVEY TREE EXPERT CO NONE 0001492919 Sears Thea R. 1500 NORTH MANTUA STREET KENT OH 44240-5193 0 1 0 0 Vice President & Controller Common Stock 2018-12-17 5 M 0 E 292 9.85 A 75629 D Common Stock 2018-12-17 5 M 0 E 4000 8.30 A 79629 D Common Stock 7410.2713 I By 401(k) Plan Stock Subscription Rights (Right to Buy) 9.85 2018-12-17 4 J 0 292 0 D 2012-08-01 2019-07-31 Common Stock 292.0 0 D Non-Qualified Stock Option (Right to Buy) 8.3 2018-12-17 4 M 0 4000 0 D 2011-11-01 2020-11-01 Common Stock 4000.0 6000 D The reported shares of the Company's common stock and rights were acquired in the Company's stock subscription offering to employees and non-employee directors in accordance with the provisions of The Davey Tree Expert Company 2004 Omnibus Stock Plan (the "Plan"). All participants in the offering purchasing in excess of $5,000 of common stock were granted a "right" to purchase one additional share of common stock, at a price of $19.70 per share, for every three shares of common stock purchased under the Plan. Each "right" may be exercised at the rate of 1/7 per year beginning on August 1, 2012 and will expire on July 31, 2019. All shares and prices adjusted for 2-for-1 stock split dated June 1, 2017. This total reflects routine accumulation of 7,410.2713 common shares acquired through the Company's 401(K) benefit plan as of December 17, 2018, based on internal records. This option vested and became fully exercisable on November 1, 2015. /s/Thea R. Sears/Christopher J. Bast, by Power of Attorney 2018-12-17